1960s, Auteurs, Epic, Romance, War

Doctor Zhivago (1965)

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Director: David Lean
Screenwriter: Robert Bolt

By Roderick Heath

David Lean had been a respected and heralded director since his debut helping Noel Coward realise his vision on 1943’s World War II classic In Which We Serve. His reputation was burnished with a succession of intimate, shaded, romantically charged dramas including Brief Encounter (1945), The Passionate Friends (1949), and Summertime (1955), sharp-witted, dark-edged comedies like Blithe Spirit (1946) and Hobson’s Choice (1953), and lovingly realised immersions in fictional worlds, with his Dickens adaptations Great Expectations (1946) and Oliver Twist (1948). But today mention of Lean’s name still conjures a very specific connotation, an impression of vast landscapes and dwarfed humans, lengthy running times and grand dramatic canvases, the coherence of space and time so vital in the cinema experience wielded with a unique tension between the titanic and the finite. Lean, chafing against the limits of the British film industry and audience of the time, which was already leaving behind some great talents like Michael Powell or obliging others like Carol Reed to oscillate between home and Hollywood, began to think big. When he started collaborating with American impresario Sam Spiegel, the two films they made together, The Bridge on the River Kwai (1957) and Lawrence of Arabia (1962), proved huge hits, captured Best Picture Oscars, and made Lean perhaps the most prestigious name in cinema.
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On the hunt for a new project of comparable scale and vitality, Lean next chose to work with Italian movie mogul Carlo Ponti on adapting Russian writer Boris Pasternak’s novel Doctor Zhivago, whilst continuing his successful collaboration with screenwriter Robert Bolt and his star discovery, Egyptian actor Omar Sharif. Despite the pedigree, the film was released to lukewarm reviews and played to empty cinemas for a time: if released today, Doctor Zhivago would have been shuffled off to a streaming service and written off as a concussive flop. But the radio popularity of “Lara’s Theme” from Maurice Jarre’s score, abruptly rescued the film by turning it into a quintessential date movie, and eventually it proved one of the most profitable films ever made. To this day it still works for some with drug-like fervour and leaves others cold, and even as it’s retained popular regard, has never really enjoyed the same level of respect as Lean’s previous two works. The rhapsodic yet ironic approach to adventurous war stories with his two earlier projects had allowed Lean to transmute them into veritable cinematic myth, but such an approach seemed quite distinct from the essence of Pasternak’s 1959 novel, which transposed a semi-autobiographical rumination on one of his love affairs to the midst of the Russian Revolution with all its cruel, transformative drama.
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Pasternak’s work had been met with disapproval in the Soviet Union in its attempt to analyse the place of the artist in such a time, and his attempt to reckon with the frail hopes and looming terrors of the country’s crucible age. Pasternak, whose literary reputation up to that point had been as a poet, was awarded the Nobel Prize for Literature but forced to turn it down by the Soviet authorities, turning the book into a cause celebre. Filming the novel was always going to be a difficult proposition. Although the stage is history at its most vital, the actual subject is personal, intimate, even subliminal. Pasternak’s poet hero Yuri Zhivago was an onlooker, a bit player in history who nonetheless becomes a titan in that history through art. Pasternak’s book got into trouble precisely because it meditated upon a basic contradiction in regards to Communist thought, the concept of history being driven by impersonal forces but only transmissible through recourse to personal perspective, a perspective often inimical to heroic social narratives. Such a story might also seem entirely out of step with the needs of epic cinema.
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But such a character held attraction for Lean, whose focal figures were so often watchers striving to become heroes of their own stories, people who knew they were at the mercy of forces far more powerful than them and yet striving to find purpose and agency. Such protagonists range from the lovers who find themselves ridiculously unable to realise their passion in Brief Encounter, to the course steered by Pip through life under the urging of unknown gravity in Great Expectations, and the messianic delusions and gutter disillusionment experienced by T.E. Lawrence. Lean’s Yuri Zhivago (Sharif) is a pair of eyes, a sensitive instrument watching his world destroy itself whilst experiencing all its ephemeral grace and brute immediacy, as much or more than he is protagonist, clinging to the people who mean something to him but faced with an age that doesn’t just assail his body but wants to deny him the right of his mind. And yet this suited Lean perfectly on the vital level of his relationship with his medium, who had discovered an argot with Lawrence of Arabia that came close to pure cinema, immediately influencing a host of director heroes like Stanley Kubrick and Sergio Leone, giving them permission with a seemingly spacious but actually intensely rhythmic cinematic design, purveyed through great care in alternating delay and effect.
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A scene late in Lawrence of Arabia depicted the faux-titan hero confronted by a hospital filled with ragged, ruined humans in a Turkish military hospital, and slapped by a British officer decrying the outrageousness of the scene before them. Doctor Zhivago inverts the confrontation, depicting a similar scene in which Zhivago happens upon a hospital flooded with the diseased and mangled victims of war, seen this time through the eyes of the healer who, unlike Lawrence, strives constantly and conscientiously to avoid the eye of history except in the mode of its artistic conscience. The film starts properly in a prologue set decades after the main drama, with Yuri’s half-brother Yevgraf (Alec Guinness) a potentate in the Soviet regime, his flag-bedecked car drawing the apprehensive glances of workers on a dam construction. Yevgraf is the first thing scene in the film, a living Soviet Realist sculpture but also a living witness to the struggles of a legendary age – “Do you know what it cost?” he asks of the young engineer (Mark Eden) overseeing the project. The film returns to the setting at its end, echoing the circularity of Lawrence of Arabia with a more testimonial quality: the gaps in Yevgraf’s narrative are also the gaps in history into which people vanish. Yevgraf is seeking the long-lost daughter of Yuri and his legendary muse Larissa, usually called Lara (Julie Christie), subject of a beloved sequence of long-suppressed poems.
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Yevgraf believes one of the dam workers (Rita Tushingham, billed only as “The Girl,” although she’s named as Tonya Komarovsky by Yevgraf) is that daughter, although she’s a nervous, anonymous member of the much-vaunted proletariat. Lean’s deep investment in her protagonist becomes clear in an early scene depicting a formative event of Yuri’s youth (played as a boy by Sharif’s real-life son Tarek), the funeral of his mother. This scene becomes a parade of epiphanies that incorporate obsessive motifs of both Yuri’s outlook and Lean’s cinema – the wind-thrashed autumnal trees and branches tapping against the window glass, the lace-wrapped face of Yuri’s mother, imagined within her coffin, the towering mountains charged with spiritual import and plains of Dali-esque flatness where humans stalk in assailed columns. Yuri’s father’s estate has been embezzled and he has a half-brother he’s never met. His one real inheritance is his mother’s balalaika, an instrument she played as a virtuoso. But young Yuri finds fate almost overly generous to him at first, as he’s adopted into the family of his mother’s childhood friend Anna Gromeko (Siobhan McKenna), who’s married to the affluent and affable Alexander Maximovich (Ralph Richardson), and almost from the first Yuri seems destined to marry their daughter Tonya (Geraldine Chaplin).
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Yuri’s special artistic talent proves to be poetry, an art he gains fame for even as he studies to become a doctor, a calling he feels is connected with the deeply empathic art he creates. Such a connection is acerbically doubted by his tutor, Prof. Boris Kurt (Geoffrey Keen), who takes Yuri with him to attend the attempted suicide of a pathetic couturier, Amelia Guichard (Adrienne Corri), former mistress of Kurt’s urbane and influential lawyer friend Victor Komarovsky (Rod Steiger). Although left no less idealistic by the sight of Amelia’s sweat-sodden and bedraggled body, this visit proves to be a life-changing experience for Yuri, as he first sets eyes upon Lara, the daughter of Amelia: the luminous Lara reclines in teary solitude under Yuri’s gaze. Zhivago witnesses a scene between Lara and Komarovsky that tells him what the audience has already seen: Komarovsky has forcibly seduced Lara and made her his new mistress. Lara is nonetheless engaged to student radical Pavel ‘Pasha’ Antipov (Tom Courtenay), for whose benefit Komarovsky plays the kindly, interested father figure, before he rapes Lara in a spasm of jealous anger.
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Lara writes a confession to Pasha and sets out to kill Komarovsky with a gun Pasha gave her to hide. She wounds Komarovsky in a swank restaurant just as Yuri and Tonya are announcing their engagement: Komarovsky insists she be allowed to leave with Pasha, and they flee to the country. When the Great War breaks out, the disillusioned and unhappy Pasha and the radically committed Yevgraf join the army for their own diverse reasons. Yuri eventually follows to ply his humanitarian trade and meets Lara again in a military hospital as the war effort breaks down, as she’s become an army nurse in hope of locating her missing husband. Yuri and Lara fall in love working together but don’t act on it. When he returns home to Moscow, Yuri finds Anna has passed away and the Bolshevik regime is descending onerously, and a visit from Yevgraf convinces him to take Tonya and Alexander away. They decide to head to the Gromeko country estate outside the town of Yuriatin out in the Steppes on the far side of the Urals, where the war with the Whites is raging, and board a crowded train to make the long journey that takes through landscapes of holy awe and scenes of human devastation. Some of the horror is perpetrated by the roving, mysterious radical warlord Strelnikov, hero of the anti-Bolshevik revolutionaries.
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By contrast with the general admiration for his previous two films, Doctor Zhivago and its follow-up Ryan’s Daughter (1970) were received by some at the time as laborious exercises in brand extension by Lean. From today’s perspective it seems more like Lean was trying to return to the kind of romance-driven films he had often made in the first stage of his career, where Bridge on the River Kwai and Lawrence of Arabia had been quite unusual as costly cinema works virtually without women. Doctor Zhivago pointedly revisits many aspects of both Brief Encounter and Great Expectations. Particularly the latter, as Lean revisits many of its key images and ideas, from the vision of a young boy frightened by a seemingly animate landscape, to climactic scenes in an abandoned and decaying house that has likewise come to seem a living entity, a place where that lost childhood must be reckoned with as well as the pains of maturation and the evils of the world. Like Pip, Yuri grows from a timorous boy to a grown man who nonetheless finds himself driven around forces vast and beyond his control, and yet the wandering eye and mind of the poet insistently recreates that world.
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The careful craftsmanship poured into Doctor Zhivago was at once one of its publicised assets and critical negatives: although rendered in a largely realistic fashion, the universe glimpsed in the film represents the exact opposite of verisimilitude, its period Russia completely fabricated in Spain, with added location shooting in Canada. The central set representing downtown Moscow is a vast piece of theatrical setting, a carefully controlled space to allow Lean’s micromanaged sense of cinematic epiphany space to unfold. Such control is evident in the sublimely chilling moment Lara and Komarovsky pass by a silhouetted cavalry officer waiting for a quiet moment to assemble his fellow horse soldiers to attack a protest march led by Pasha: Lean matches one form of violence, intimate and coercive as Komarovsky forces himself on Lara, with another, as the horse soldiers ride down the protestors. The build-up to the attack on the protest is exacting on the level of cutting and generated menace, but Lean then cuts to Yuri’s reaction as witness, relying on the shivering horror on Sharif’s face to convey the impact of violence on his gentle hero rather than indulge the pyrotechnic delight of bloodshed. Pasha is left badly scarred and forced into hiding after the assault, whilst Lara, fobbed off with vague moralisations when she visits a priest continues on uncomfortably as Komarovsky’s mistress.
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One notable irony of Doctor Zhivago is that for a film prized for its romanticism, the romantic element is complex, even grubby, revolving as it does around abuse and infidelity. Yuri, after all, has his great fling with Lara when Tonya is pregnant with his second child. Lara herself is taken advantage of, abandoned, and eventually forced to take up again with the creep who deflowered her. Komarovsky is in many ways the most compelling figure in the film, a man who compares himself to “ignoble Caliban”. He’s expertly played by Steiger, who cunningly brings outsized charisma and urbane authority to the role as well as occasional slips of vulnerability and outright monstrosity, weapons he easily brings to bear in making Lara his lover. Lean signals his nascent erotic interest in her as he playfully drapes one of her mother’s wares, a light silk scarf, about her face, turning her into a houri, and by the time he’s done with her Komarosky has her dressed as a red-clad, teetering tart. Komarovsky embodies the superficial cosmopolitan assurance of Tsarist Russia overlaying brute prerogative and clasping greediness just as surely as the intense, puritanical, neurasthenic personality of Pasha anticipates the oncoming Commissars. “All this is experience of a kind,” Komarovsky retorts to Pasha when they meet and the younger man boasts of his hardscrabble upbringing, with the acidic undercurrent lying in Komarovsky’s certainty the idealistic young hero can’t make a woman orgasm. A note that seems mordantly confirmed later when Yevgraf’s narration describes Pasha’s reasons for joining the army lie in disappointment.
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Meanwhile Yuri weds the lovely, elfin, dutiful Tonya, but falls under Lara’s spell when they’re thrust together in service, in part because like Yuri himself she’s a bereft soul who exists on the fringes of the common psychic landscape. The grace-note quality Lean sounded in the later reels of Lawrence of Arabia here becomes more like a dominant aesthetic as Yuri constantly finds himself stumbling upon human wreckage left by the passages of armies and dogging the tail ends of columns of moving humanity. His introduction to the warzone long with Lara is tending to the mangled men left by their own rebelling soldiers on the road away from the abandoned frontlines. Yuri’s desire to patch together bodies and express the intricacies of the mind are constantly confronted by people who want to do the opposite, to remake themselves as hard and marauding incarnations of a cruel age. Authority, not the false currency of civil authority or mere hierarchical command but the achievement of it through personal fortitude and certitude, was a concept Lean was obsessed with. A revolution is certainly a stage for the genuinely heroic to step forth, as well as the dauntingly monstrous, the insidiously craven, and the snippily officious and small-minded. He rhymes crucial moments when Pasha and Yevgraf part crowds like Moses before the Red Sea and save people close to them purely by dint of a force of charisma and an understanding that the strongest gestures are the simplest. Yevgraf empties out a gang of cackling vultures with a click of his fingers and lets his uniform do the rest of the work.
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Yuri has no authority; his currency as a humanitarian and poet are stolen from him in an age in which others dedicate themselves to unstinting revenge against the rest of their society. Yuri and Lara repeatedly graze against representatives of the new regime, from the Bolshevik soldier who works with them in the hospital and mutters “God rot good men,” in response to another’s praise of Zhivago: Lara’s sharp glance at the soldier bespeaks her recognition that the world is soon going to belong to men like him rather than those like Yuri. Soon Yuri is up against hatchet-faced representatives of the new order in the former Gromeko home who grow timorous and threatening (“Your attitude has been noted!”) when Yuri prods them over suppressing the truth over disease outbreaks and general famine, and feel more at ease trying to strip the Gromekos of the last of their possessions. Political evolution is staked out in evolving iconography. Posters of the Tsar carried by the soldiers marching off to war are soon supplanted by the stylised visages of Lenin and Trotsky looming heroically over the flotsam of the age – hands are outstretched and gesturing in both sets of posters, offering, paternal, inclusive. The very end sees a colossal image of Stalin, his face rendered stark in black and white on a red field, hovering above a drab and featureless urban street, Lara a tiny figure retreating into oblivion in its shadow, perfectly encapsulating the onerousness of the oncoming age of the Great Terror as Yevgraf’s testimony on the soundtrack describes it in his own terms: “A name on a list that was later misplaced.”
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One common criticism tossed at Doctor Zhivago was that it was impossible to make writing a dramatic act, and that the film neglected giving much sense of Yuri as a poet. To look closer at Doctor Zhivago however reveals that Lean actually succeeded in doing something very rare and specific, selling a grandiose work of poetic reverie to a mass audience. Lean doesn’t need to make much of Yuri’s poems in themselves because the entire film has been doing that, purveying a series of landscapes, both elemental and human, charged with totemic meaning. Although the romance between Yuri and Lara looms large in both their lives and the film’s sensibility, it’s easy to forget how little of the film is given over to it, and the couple are left clinging to each-other in large part because they’re forcibly stripped of everything else. Lean had built his cinematic method through his gift for building intensely rhythmic sequences, instilled as an editor but growing as a director to manipulate every element of film to achieve his coups de theatre.
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Doctor Zhivago offered a unique stage to give his visual effects holistic meaning, joining his visual effects to Zhivago’s poetic method, the chains of associated images that become charged with inferred, symbolic import as they accumulate, and also with the relationship of the artistic process with experience, the collecting of such images over the course of a lifetime. The opening scene doesn’t just present the formative images that haunt Yuri and fuel his imagination, but also anticipate his future, the threat of the blasted Siberian wastes Yuri eventually finds himself alone and exposed in. Lean repeats this seer-like element with a dash of humour as Yuri and Lara unknowingly come into contact on a streetcar in downtown Moscow, well before they properly meet: Lean cuts to the sparks on the overhead cable. The slowly wilting sunflowers Lara picks to brighten up the stark hospital space become associated forevermore in Yuri’s mind with the promises of fecund seasons and the specific beauty of Lara herself.
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Lean contends with the idea of cultural memory in part through the textures of his own cinema. Any filmmaker of Lean’s generation, and especially an editor like him, would have gone to school on Sergei Eisenstein’s films. Lean confirms debt and kinship as he nods to Battleship Potemkin (1925) in the demonstration scene – cutaways to children lost in the tumult and brass band instruments kicked along the street by fleeing people – and offers some distinctly Eisensteinian framings, like the shot of sailors saluting Strelnikov’s passing train. Of course, Doctor Zhivago inverts the propagandist tilt of Eisenstein’s famous films, presenting the early years of the Soviet Revolution as a period of glorious slogans and petty, often pathetic or vicious individuals. Lean makes further nods to silent cinema in his lighting, often staking out his actors’ eyes with pencil spots and placing the rest of them in shadow, a technique reminiscent of German expressionism, also kept in mind in shots like one early in the film when the dam workers file out of a brightly lit tunnel, the red star over the tunnel mouth, like they’re emerging from the maw of branded history. The brief scenes depicting the frontline of the war boil down grand, nation-shattering calamity to a few grimly totemic shots of frozen soldiers still manning their posts on the wasteland frontier, like something left over from a primal war. Lean tips his hat to Lewis Milestone’s All Quiet on the Western Front (1930) by quoting Milestone’s signature lateral tracking shot, speeding along the advancing wave of Russian soldiers as they’re cut down by machine gun.
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Cinematographer Freddie Young, whose work is superlative throughout, pulls of one of his best shots as Pasha, respected by his fellow soldiers enough to follow him into the jaws of hell, seems to be killed by a shell blast, his glasses falling to the snow in colossal close-up. Several key passages of the film are played out in a manner reminiscent of the vignettes of silent cinema. Yuri’s first sight of Lara, seated in darkness on the other side of a pane of glass, encapsulates the notion of romantic vision as a cinematic ideal, framed and inviolate, a scarcely liminal vision upon which breaks a miniature dawn, as Komarovsky enters her room with lantern. In the later scene in which Pasha reads her confessional letter, sparking his anger and then forgiveness, the whole scene is shot through a window with a candle slowly burning away the frost on the glass; the shot dramatizes the bleak emotional straits of the characters as well as allowing Lean to stake pure belief in visual storytelling. The scene in which Yuri finally meets Yevgraf, who comes to visit his brother just in time to save him from the wrath of petty commissars over some stolen firewood, utilises Guinness’s voiceover to report his speech rather than have him interact with Sharif and the other actors, an ironic touch that somehow conveys the awful weight of intervening years and the schism between the half-brothers that’s based around totally diverse loyalties but also retains a certain mutual, guttering admiration.
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Lean’s approach to cinema remains fascinatingly indifferent to spectacle on many levels in spite of the infrastructure on hand: his background as an editor, a composer in the dialogue of duration and severance, is plain enough throughout. The long build-up in the tunnel scene to burst out into a grand landscape segues into a jolting edit before anything can be drunk in. The film’s close-ups are just as epic as the landscapes. The way Lean shoots Sharif and Christie reflects their functions as actors inhabiting roles, Christie often nearly facing the camera, caught in reactive moments – particularly the scene in which Yuri breaks off with her, his voice heard but the man unseen, camera instead fixated on Christie’s face with all its tremulous emotion. The camera becomes Yuri overtly here, but has no existence free of Lara’s feeling. The poet is a void without muse. Like many films of the era, whilst there’s nothing outright anachronistic in sight, the quality of Christie’s hairstyles and makeup still often see utterly modish to the mid-’60s, whilst Sharif looks improbably like a bohemian college tutor in black turtleneck. But Christie and Sharif give remarkably good performances considering the fascinatingly diverse demands placed on them by their respective roles. Sharif had to consciously retreat within himself to play a character who observes and absorbs, whilst Christie plays the emotional lodestone, eyes of blue stirring like the ocean as she suffers predations and woundings.
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The train exodus sequence is the centrepiece of the film, where Lean’s cinema is tied most explicitly to Yuri’s perspective in finding sights and sounds of wonder amongst grimy and tawdry circumstances. The train car is packed with fetid bodies, floor littered with straw crusted with shit and piss, food boiled potatoes, but the world without is a parade of alternating natural splendour and human terror. One of Lean’s great coups comes at the segue from the intermission, as he fills the soundtrack with the tumult of the train on the move although the screen remains black, before a point of light grows and suddenly the train bursts from a tunnel amongst soaring, snow-crusted mountains. A pane of ice frozen across the doorway is shattered, revealing a vast landscape of ice-caked lakes and sepulchral forests. The sun burning through morning mist in the trees during a stop distracts Zhivago until he stumbles into danger as he happens upon Strelnikov’s armoured train. Strelnikov has been mentioned breathlessly before, particularly by the chained anarchist zealot (Klaus Kinski, in a small role that nonetheless instantly made him a cinema weirdo of choice) in the passengers’ midst: Lean’s sleight of hand when Strelnikov’s train barrels past theirs is to reveal Strelnikov is Pasha, who might as well be a chill-blooded zombie arisen from the ice, declaring that “The private life is dead,” and musing that he used to admire Yuri as a poet but now feels obliged to find his work petty and trivial.
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Yuri responds by questioning why he attacks and burns villages indiscriminately, and retorts to the proposition that the point must be made, “Your point, their village.” Yuri learns from Strelnikov that Lara is living in Yuriatin, whilst the manor house that was the heart of the Gromeko estate proves to have been claimed and locked up by Bolsheviks. The family instead retreat into a neighbouring cottage and weather out the winter, and Yuri resists the temptation to visit Lara for a time. But when he does finally meet her in the town, their passion finally blossoms. Fate however still has a malicious joke in store for Yuri, as he’s snatched up by a Bolshevik partisan unit engaged in free-roaming warfare against the Whites, who want Yuri’s service as a doctor and pay little heed to his protests as they shanghai him away for a campaign. Lean offers brief but startling visions of guerrilla warfare, in a cavalry charge across a frozen lake on machines guns, with Yuri and the unit’s political officer Razin (Noel Willman) the only members not engaged in battle.
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Razin nonetheless rules the unit as he reminds his fellow soldiers that “all men will be judged politically,” like a secular inquisitor ready to winnow out the unfaithful. Lean’s admiration for John Ford is signalled through in his use of space and landscape (plus Ford had recommended Christie to Lean after directing her on Young Cassidy, 1964) but a scene here in which the unit massacre some White soldiers who turn out to be boys from a military academy pressed into a glorious, pathetic charge, could be seen as darker meditation on a scene Ford offered as a joke in his The Horse Soldiers (1958). “Did you ever love a woman?” Yuri questions Razin when he dismisses the deaths in the face of history. “I once had a wife and two daughters,” the priest of nihilism retorts. The battle in Doctor Zhivago is to remain alive as a thinking, feeling being in the face of such omnipresent horror. It’s a battle Yuri eventually wins, but at the cost of using up his physical body, a candle burnt at both ends. Part of the film’s allure in the day lay in the way it offered a heightened reflection for the idea of a romantic couple fending off such horrors. Yuri abandons the Bolsheviks as they encounter bedraggled survivors who can’t tell the difference between the uniforms tormenting them, and makes his solitary way across the frigid wastes to return to Yuriatin, hoping to return to Tonya and his children. But he’s left with Lara instead, as Tonya and her father have fled the country. Yuri and Lara decide to spend whatever time they have together, and start living in the Varykeno mansion, much of which is filled with sculptural ice.
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The ice palace is one of the film’s most singularly strange and semi-surreal images, echoing back to Miss Havisham’s infested house in Great Expectations as a representation of something bleak and twisted in the psyche and in the world at large, but also with its little annex free of ice, with the table where Yuri learned how to write still intact and well-stocked. Such a little islet of the mind amidst a threatening shell anticipates the image of the family home drifting in space at the end of Andrei Tarkovsky’s Solaris (1972), another tale of blighted romance and agonised becoming. Here Yuri scribbles out the Lara poems in feverish activity whilst awaiting whatever knock on the door portends their fate. Of all people, it proves to Komarovsky who does the knocking, the ultimate sophisticate cynic and survivor having successfully reinvented himself as a useful tool of the Soviets offering safe passage to the far east, to escape the coming wrath of the Bolsheviks now that Pasha has abandoned his Strelnikov identity and shot himself rather than face a show trial. Neither Yuri nor Lara want to make any kind of pact with Komarovsky, but Yuri urges Lara to leave with him with a false promise to follow. Yevgraf wraps up his account by describing how Yuri, sickly and taken in hand by his brother after living in obscurity for many years, heads off to work at a hospital only to glimpse Lara from a tram and try to chase after her, only to collapse from a heart attack and die.
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By comparison with the achievement in pacing and image flow that is Lawrence of Arabia, Doctor Zhivago often feels by comparison a touch rushed and choppy despite its expanse. This is particularly true of the episode depicting Yuri’s service with the partisan band, which is arguably the most interesting part of the narrative and the one that best justifies the film’s epic lustre, and yet which passes by in a few minutes. The evocation of frantic longing and loss in Yuri’s dash to catch a passing glimpse of Lara from the high windows of the ice palace is perfect, despoiled to a certain extent by Lean and Bolt’s choice to turn a full circle with Yuri’s death scene pushes rather too close to a rather more familiar and sentimental kind of romantic drama. The frustration of Doctor Zhivago is also part and parcel with its enormous success: the carefully fashioned, distinctively intimate poetic drama is constantly nudging against the wannabe pop hit. But the diffuseness of the last act is in part a deliberate reflection of the patchiness of history: history is a gaping hole that swallows people, and only lost but talented orphans like young Tonya emerge, and artwork like the Lara poems testifies to the qualities of the lost world. The film’s very end aims for a rhapsodic sense of becoming as Lean surveys the great dam constructed by the workers, the revolutionary project giving birth to its own wonders.

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2010s, Action-Adventure, Epic, Scifi

Star Wars: The Last Jedi (2017)

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Director/Screenwriter: Rian Johnson

By Roderick Heath

Here there be spoilers…

Although primed as the eagerly awaited follow-up to a hugely successful blockbuster and instant pop culture fixture, Star Wars: The Last Jedi had a daunting job of work ahead of it. If J.J. Abrams’ franchise-reviver The Force Awakens (2015) proved as tepid as often as tantalising in its effort to give fresh impetus to George Lucas’ canonical science-fantasy series, it did at least manage the task of introducing a new, appealing selection of heroes, and set them up as focal points for a grandiose cosmic drama, conveyed in lovingly produced and crafted cinema. But these exciting qualities weren’t particularly well-served by a new plotline that seemed determined to scrub the series blueprint down to its most simplistic outlines, and recycle familiar and comfortable looks and sounds from Lucas’ first trilogy without bringing any fresh ideas or conceptual zest to the table.

New helmsman Rian Johnson took on the challenge of dragging this new trilogy, laden with expectation and the inertia of franchise property protection, into richer, more novel, more genuinely epic territory. Johnson, a very talented filmmaker, turned heads with his 2005 gambit Brick, a film with the memorable conceit of having high schoolers play the protagonists of a noir film, a unique way of mediating the thrilling intensity and melancholy of teenage life. His second two films, The Brothers Bloom (2008) and Looper (2012), were entertaining but flawed attempts to expand his palette, radically different in tone and style but linked by efforts to blend his love of bygone ephemera and old movies with authentic efforts to tap the wellspring of emotions they stir in him, and his delight in telling tales of labyrinthine cunning. His best work post-debut was actually on several episodes of the TV series Breaking Bad, including “Fly,” a memorable instalment regarding its antiheroes’ efforts to catch a dogging fly in their underground meth lab, provoking all their festering anxieties to hatch out, as well as the pivotal episode “Ozymandias” where their lives actually fell to ruins. The Last Jedi actually takes on themes similar to those episodes, as it puts the Star Wars characters old and new in a pressure cooker and slowly but surely forces them to make choices regarding their lives, their beliefs, their loyalties, whilst their world topples.

In the wake of the briefly operational but catastrophically effective Starkiller’s destruction, the pulverised remnants of the restored Republic government and their Resistance warriors are forced to flee base after base, pursued by the First Order, the ruthless renascent offspring of the old Imperial forces led by the malformed but immensely powerful Supreme Leader Snoke (Andy Serkis). Famed Resistance pilot Poe Dameron (Oscar Isaac) leads a determined attack on a formidable First Order warship of a “Dreadnought” class, sporting giant energy weapons, to give time for Princess Leia (Carrie Fisher) and the rest of the Resistance leaders to flee. Poe ignores Leia’s commands to abort the mission, and instead calls in a flight of heavy bombers to pound the Dreadnought until the determined, self-annihilating efforts of one bomber pilot, Paige Tico (Veronica Ngo), succeeds in destroying the craft. Poe is put on the carpet and demoted for wasting too many good fighters and ships by Leia, and the Resistance fleet eventually finds itself crawling through deep space with the First Order, led by General Hux (Domhnall Gleeson), in close pursuit.

Desperate to come up with a way to get the First Order off their tail, Poe and pal Finn (John Boyega), who’s just awoken after spending months in care having terrible wounds repaired, team up with Paige’s low-ranked, hero-worshipping sister Rose (Kelly Marie Tran), who has a brainwave about the method the First Order is using to track them, and decides they need to sneak aboard their command ship and shut it down. Together, Finn and Rose take a fast, small ship to a nearby planet, Canto Bight, a playground for the super-rich, to find a codebreaker who might be able to penetrate First Order security recommended to them by Maz Kanata (Lupita Nyong’o). Thrown into prison for a parking violation before they can make contact, they encounter in their cell the scruffy, nefarious DJ (Benecio Del Toro). DJ casually breaks them all out of their cell to demonstrate his own talents at subverting authority, and soon they form a pact and flee the planet after raising some hell. Meanwhile, budding Jedi Rey (Daisy Ridley) is trying to convince Luke Skywalker (Mark Hamill) to leave his hermit existence in a remote Jedi temple on a lonely island and return to breathe new hope into the Resistance cause. But Luke is filled with regret and self-recrimination after his failure to revive the Jedi order and loss of young Ben Solo to Snoke’s influence and the mantle of his assumed evil guise as Kylo Ren (Adam Driver). Rey finds herself dogged by unexpected moments of psychic connection with Kylo, whose conflicts after killing his father Han seem to be boiling over.

If the most interesting subtext of The Force Awakens was its “tell me a story, grandpa” angle in contemplating chains of storytelling and their personal meaning, be it old war stories in the context of the on-screen drama and in meta terms the movies and other artworks you loved as a kid, The Last Jedi makes it clear that ardour for things wrapped in the comforting lustre of legend and period glamour must yield to a new and often dismaying reality. So Johnson commences with a mischievous assault on Abrams’ nostalgia, as he returns to the momentous final gesture of the first film, with Rey holding out to Luke his old lightsaber, that technocratic Excalibur: Luke takes the weapon, gives it a cursory look, and then tosses it over his shoulder in contempt. This is a great moment that signals Johnson’s theme, worked on several levels in the movie that follows, that his characters and their hopes can no longer be sustained by stale myths and old paradigms, and must jettison all that baggage to start again from scratch, to cleanse their temples and reinvent their institutions. It’s an intelligent and appropriate and, dare I say it, timely theme. It’s also, unmistakeably, a message aimed at the franchise itself. If Lucas’s prequels chased the ye-olde-timey ring of courtly sagas and his original trilogy evoked ‘40s screwball spark in their romantic scenes, Johnson’s dialogue and humour style here bring the series to a more definitely current, fashionable style. A joke early in the film sees Poe mock Hux by pretending to have him on hold on a speaker phone.

This is a funny moment that also signals, a touch annoyingly, that the Star Wars universe is being more exactingly annexed by a certain glib contemporaneity. Star Wars is no longer a legend of dreamtimes past; it’s a wing of modern pop culture founded by the likes of Joss Whedon. I suppose that’s inevitable to a degree, given that Lucas’s shift to set his tales entirely in a pseudo-historical zone with the prequels was the most fascinating and most ruthlessly rejected of his efforts. The opening sequence with the bombing raid is both thunderous spectacle but also rather senseless – the series has long been sustained by the unlikely notion of WW2-style aerial dogfights in space, but Johnson takes that here to a perfectly improbable extreme by reproducing that era’s style of bombing, with bombs dropped straight down with the use of gravity that doesn’t exist in space. On the other hand, the film’s central movement involves the agonisingly slow chase through deep space between the Resistance and First Order fleets, the latter maddeningly unable to catch the former at subspace speeds but only seeming to fend off the inevitable, in a plot motif bizarrely reminiscent of Master and Commander: The Far Side of the World (2003) in imposing clear physical limitations and cold equations upon the spacefaring (there are many yawning plot holes in the story, but I won’t carp on those). After Leia is almost killed in rocket attack on her ship, tensions mount in this agonising situation. As there doesn’t seem to be any way out save his friends’ risky plan, Poe feels provoked to rebel against acting fleet commander Vice Admiral Holdo (Laura Dern) when she seems to be intending a dangerous evacuation upon shuttle craft.

Star Wars has always been a bricoleur’s assemblage, defined by the ingenuity with which it mixed and matched classic film and pulp literary genres and a trove of mythological motifs. Abrams clearly worshipped at the altar of Lucas’ 1977 series foundation, but that seemed to be the limit of his referential frame. Johnson, on the other hand, is the sort of creative hand hip to Lucas’ method, at least to an extent, as Looper spliced incongruous motifs – time travel and psychic powers, gangster and hitman melodramas, old Hollywood and Anime – into an impressive if lumpy chimera. His preferred modes are classic noir and expressionist dramas rather than the swashbucklers, war movies, westerns, and sci-fi flicks Lucas took most inspiration from – screwball comedy is one significant overlap in their lexicon. This new influence is immediately apparent in the scenes on Canto Bight, where the grand casino inhabited by the smug-ugly has a veneer of ritzy glamour that proves instead to be a den of iniquity in a manner reminiscent of something like Josef von Sternberg’s The Shanghai Gesture (1941) or Howard Hawks’ The Big Sleep (1946). A pivotal incident in the past that caused Luke and Kylo’s break and the destruction of the fledgling Jedi renaissance is seen three times in revised flashbacks, a touch that echoes many a noir film’s sublimation of Orson Welles’ Citizen Kane (1941), and Kane and Welles are more clearly echoed in a sequence in which Rey attempts to confront her own nature as a creature of the Force and instead finds herself confronted by an endless hall of mirror selves, threatened like Welles’ antiheroes with mistaking her own ego for the state of the universe.

Johnson also emphasises the inequality and sleaziness pervading corners of this universe. Lucas’ vision for his future-past was always one of a society with a cynically profiteering sector – witness Han’s travails with Jabba the Hutt and Anakin’s lot as the slave of businessman Watto. Johnson tries to indict the forces at the centre of the Galactic community and their willingness to make money out of war. DJ highlights for Finn and Rose that the fortunes of Canto Bight’s denizens have largely been made selling arms to both the First Order and Resistance. The visit to Canto Bight finds Finn and Rose observing the brutality towards both animals engaged in racing, and the young human thralls used to prop up the lifestyle of the rich and famous, and the plucky Resistance warriors make common cause with both. The sequence in which Rose releases the racing animals is both fun but also a little too Harry Potter-esque for this imprimatur, whilst Johnson’s attempts to work up some of the sort of resurgence-of-the-repressed drama Lucas was so fond of – see THX-1138 (1971); Indiana Jones and the Temple of Doom (1984) – manifests in offering up a few waifs straight out of ‘30s Our Gang shorts making gosh-jeez faces. Johnson wants these kids to represent the notion that the Resistance instils hope and the basis for future resurgence, blended once again with the notion of loving this fantastical material as a viewer for its uplifting and dream-stirring cache, and the film’s very ending points directly to this process taking root in the minds of these young people.

This notion doesn’t land nearly as strongly as Johnson intends it, however. He wants us to feel the illicit rush of this rebellious spirit in his tale and also the daring in his lack of cool. Given that Lucas was flayed alive by the modern cool police by his choice to move entirely into the imaginative realm of kids on The Phantom Menace (1999), Johnson’s efforts feel only crudely calculated and tacked-on in skirting the same territory. Where the film is on surer ground is Rey and Luke’s tetchy, mutually frustrated relationship, which evokes but also revises Luke’s encounters with Yoda in The Empire Strikes Back (1980). Luke is a shambolic, self-exiled husk of his former self, detached from the Force and subsisting with hopes the Jedi way will die with him. Confronted by Rey’s raw natural power, he’s both impressed and terrified, as he’s already seen the same abilities in former pupil Kylo. Rey attempts to prod the Master back to action provoke scorn – “Did you think I was going out to take on the whole First Order with my laser sword?” Luke questions in derision. Hamill, whose performance is often taken as a weak link in the original trilogy, nonetheless matured into an excellent character actor in the course of his spotty career. He’s very good here, better indeed than Harrison Ford’s much-hailed equivalent turn was in The Force Awakens, as he invests his aged and haggard Luke with glimmers of his old, dreamy romanticism even as the damage his life failings have done to him gnaws incessantly at his core being. Of course, the question as to whether Luke will return to the fight isn’t really a question, only how and at what suitably dramatic juncture of the story.

One sharp failing of The Force Awakens was Abrams’ neglect of coming up with any genuinely inspired new technology or alien species. Johnson is more vigorous with the aliens, particularly on the temple island where Luke takes milk from giant, lolling walrus-like creatures to drink, and the Porgs, a race of small, furry, but relatively aware critters who object with memorably abject horror when Chewbacca (Joonas Suotamo) proposes to eat one of their fellows. But there’s still a notable failure to do much that’s interesting or properly, dramatically engaged with the new alien characters. Even Chewbacca, who has long stood vitally on the divide between sci-fi grotesque and beloved supporting character, is marginalised here, and his reunion with Luke is a paltry scene. Johnson does offer up one lovely dollop of fan service as Yoda (Frank Oz) appears to Luke when he’s determined to destroy the last of the Jedi’s founding texts. Rather than try to stop him, Yoda brings down a bolt of lightning to do the job for him, and patiently instructs him in the film’s theme, that faith has to be in the living avatars of the creed rather than relics of the past. Kylo, confronting Rey, makes the same point, encouraging to spurn her past and claim the future as her rightful possession.

This endlessly reiterated message feels as much like a poke in the ribs to cranky old fans like me as a dramatic imperative, and it might have had more impact if the film wasn’t trapped resolutely within the resolutely unimaginative framework Abrams and Lucasfilm-Disney provided. The new series has not just paid attention to all the criticisms aimed at the prequel trilogy but taken them so deeply to heart it’s caused creative rictus, in stripping things back to essentials: although there are little flourishes in the margins here, it’s still basically just an extended chase movie. The First Order, whose resemblance to a Khmer Rouge, Taliban, or Daesh-like force of fanatical opportunism has faded to leave them purely as Empire wannabes, represent the biggest failure in this regard. There’s still no inkling given of their aims, their credos, other than being the Bad Guys. Snoke is the Emperor without Ian McDiarmid’s wit and relish in instilling dimensions of Machiavellian smarts and rancid perversity in his character; Hux and Phasma (Gwendoline Christie) are still just sneering snobs. One quality that distinguished the Star Wars series under Lucas’ hand was the way it steadily evolved, accumulating lore, complexity, and emotional heft, even whilst maintaining an open, light touch for the broadest possible audience. Yes, the original film was a fleet, glib space western, but it laid groundwork quickly and deftly to suggest greater dimensions to everything we saw and felt, and then each of the following five films added something new. But in spite of Johnson’s calls to bring something new to the table and forget the past, he resolutely avoids the hard work of actually doing this.

Johnson indeed seems plainly impatient with much of the infrastructure he inherited from Abrams and Disney’s focus groups – very early in the film, he has Snoke mock and Kylo destroy the incredibly uninspired mask Kylo wore in The Force Awakens, and the path Johnson’s storyline cleaves through the set-up he was stuck with is similarly dismissive. One great task always facing Johnson was to try and come up with a twist as memorable as Darth Vader’s great reveal in The Empire Strikes Back. Johnson does provide a twist; several in fact, but not only do they not approach the momentousness of the model, they don’t really add up to much, in large part because they eventually cancel each-other out and leave the story precepts pretty much what they were at the outset. Much like Rey in her hall of mirrors, Johnson falls into the trap of merely deflating or offering slight tweaks on familiar moments. The flight to battle in rickety spaceships proves a tragicomic joke. The bad guy who becomes a good guy proves then to still be a bad guy – not once but twice. The pivotal scene here involves Kylo’s assassination of Snoke, a gleefully nasty if not total surprise, and one that concedes Snoke was just a ranting placeholder in the role of ultimate evil. Johnson’s staging of this sequence, and Rey and Kylo’s subsequent battle with Snoke’s bodyguards, is definitely the highpoint of the film, one that seems finally to engage with the sheer swashbuckling verve and operatic swerves of human nature of the series. And yet Johnson quickly undercuts its impact by having Kylo prove to be merely calculating rather than complex, and he ascends to the status of unchallenged bad guy, one who is apparently still enough of a sucker to not notice the difference when someone is projecting themselves on the astral plane.

The major subplot involving Poe’s clashes with and eventual mutiny against Holdo is another potentially intelligent story thread that doesn’t quite work, particularly as its raises a worthy and legitimate new theme about types of leadership. Poe, used to command and chafing against his reduction, becomes increasingly angry with the taciturn Holdo, and both fail to a certain extent in arguing for their positions. Johnson seems to be pitching here to launch a thousand think pieces on female leadership and male intransigence, which feels in a way a bit treacherous to the series’ comfort with women as leader figures (Leia, Mon Mothma, Padmé Amidala), which means ironically he’s had his talking point theme at the expense of this creative universe’s established, blithe indifference to contemporary gender politics (none of Padmé’s soldiers questioned her commands). Dern also feels rather miscast in the role, too, as it seems to demand someone with thorny hauteur and icy-eyed determination along the lines of Kristin Scott Thomas. That said, Holdo’s climactic act of vengeful self-sacrifice, ramming her space ship into Snoke’s at high speed, shattering the First Order fleet to smithereens, is a great piece of spectacle, made more effective by Johnson’s removal of all sound, simply observing the surge of pulverising energy and splintering metal. Here he really grips the quasi-Biblical scale of action and destruction matched to grandiose human will in the series forebears by the throat. And yet, again, Johnson doesn’t follow through with any clear depiction of the effect this has. Indeed, it has none on the First Order hunt and core villains.

Ridley and Boyega are still real finds for this series, and both of them display a developing touch in making their roles effective audience stand-ins who nonetheless have properly defined characters. But the way Finn and Poe are handled here makes them feel increasingly like fifth wheels. Finn is proved a dupe who flits about the margins and Poe’s struggles lead him into a position of new authority by the end that feels more accidental than earned. Finn’s final battle with Phasma aboard a disintegrating Star Destroyer is effectively melodramatic, but proves a little scanty. Johnson sets up a romantic triangle of sorts between Finn, Rose, and Rey – or rectangle if one counts Rey’s fleeting if finally extinguished attraction to Kylo. But it’s a long way from the smouldering love-hate of Han and Leia or the guilty, transgressive passion of Anakin and Padmé. Now we’ve got the adorkable pairing of Finn and Rose, which does lead into a gripping sequence in which Rose performs a staggeringly risky manoeuvre to save Finn from his own kamikaze gutsiness, but otherwise feels entirely too cute. Lucas’ characters were archetypes and naïfs, but they were also solid adults who had sex and dashed and dazzled. Everyone in this seems restricted, repressed, stymied. Part of what made The Empire Strikes Back as beloved as it is in spite of its nominally downbeat narrative of calamity and mutilation, was because it was the most authentically dreamlike of the original trilogy. The cavernous spaces and hovering beauty of Cloud City, dragon-riddled asteroids, haunted swamps, and spaceships roaring through twilight skies burned with ardour in authentic fantastical horizons. Nothing here even approaches, at least until the very end when Johnson evokes Lucas’ crucial images of setting suns and dissolution of the flesh, such a state of transcendental beauty.

Rey was and remains the best new character – I’ve heard many invocations that hold her as the sole real achievement and best reason for loyalty to the new series from fans both casual and hardcore – and The Last Jedi does drag her evolution to interesting new places. She’s the voice of a new and ardent breed who craves leadership and direction, appealing to a crusty old warhorse in the form of Luke in a manner that feels true to a real-world context today where the young have looked to older voices of undiluted radical vision. Rey is also beset by her mysterious bond with Kylo, with glimmers of erotic interest and tactile communion as they try to connect psychically (including Rey being distracted by the sight of Kylo sans shirt, a funny moment that also conveys a blessed note of the erotic, otherwise desperately missing from Disney Star Wars) coexisting with fierce antipathy. The film’s ultimate solution to the raised mystery of her parentage feels like another dodge, as her parents were just wastrels who sold her for coin, and her abilities are purely her own provenance. This is neat on a symbolic level, as it underlines Rey as the embodiment of the new and of re-founding rather than legacy, but it’s also rather, well, lame and anti-climactic. Luke reiterates a belief that the Jedi must end, but what exactly what might take the creed’s place, and what Rey in particularly could bring to it, again isn’t given any thought.

The Last Jedi does give Fisher a strong last go-round as Leia, who stands alone as a figure of stature and authority for the first time, running the Resistance cause with a sinking heart and guttering fire of determination. Leia gains some appropriately great moments, including one in which she utilises Jedi gifts surprisingly to save herself from a seemingly inevitable death. She also has a funny exchange with Holdo as they both admit their simultaneous irritation with Poe but also common love for his kind of bad boy. A running joke about Rey’s belief that the Force is the ability to make rocks float builds to a punch-line at the end involving her do just that. That’s about it. And this moment crystallised the way Star Wars has been vampirised by those pretending to reinvigorate it. There’s painfully little wonderment or fantastical beauty left in this universe. Johnson’s film looks good in a way, chasing a quality of desolate, dusky beauty, but too often it looks rather too often grey, dusty, and more than a little dolorous. Compared to the astounding opening sequence of Revenge of the Sith (2005) with it monumental, intricately staged, kaleidoscopically colourful space battle, Johnson’s paltry fleets slowly chugging through space are clunky and dully pseudo-realist. Of course, The Last Jedi is supposed to be set in a different, more run-down and wearied age, but that only covers a genuine paucity of real layering and ingenuity in effects and world-building so far.

The mantle of the Jedi no longer carries with it the scent of green bamboo shoots they inherited from their wu xia and samurai epic models nor the red petals of chivalric romance, and with them goes the very element that elevated Star Wars above its rivals in the modern special effects cinema arms race. And as dynamic as these cinematic inheritors try to be in filling its place, this absence of an elevated plane to the drama, a yearning for higher ideals and the resonance of myth, never mind Lucas’ attempts to encompass his ideas on history and society and the linkages of both to identity, depresses me deeply, as does the refusal to engage in the creative universe beyond the immediate survival drama beyond canards like some of the rich are bad. I might seem to be castigating The Last Jedi more harshly than it perhaps warrants: it’s still easily the best of the three entries (which also includes Gareth Edwards’ mediating one-off Rogue One, 2016) in the reinstituted series. It boasts a handful of powerful sequences, and although it features a finale that goes on a few scenes too long and tries playing the same hand over and over again, and builds to a properly momentous confrontation of Luke and Kylo, it’s only to, once again, reveal itself as a kind of a cheat, failing to deliver Luke to a consummation even close to what he (and the audience) deserves. The universe should shake to its foundations when Luke Skywalker dies. Instead, Johnson merely has him run out of puff. The new series has closed The Last Jedi tells me the series has plateaued in terms of what it can accomplish and how it’s going to do it, and that reasons why I’ve loved this material in the past are slowly but surely being neutered. Where the prequel trilogy has only doggedly and insistently earned my admiration for their achievement over the past decade or so, these new films lay all their cards on the table instantly.

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1920s, Action-Adventure, Epic, Fantasy, German cinema, Scifi

Metropolis (1926)

Director: Fritz Lang

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By Roderick Heath

The title resolves amidst intersecting geometries that coalesce and create a cityscape, ranged with neo-Babylonian techno-ziggurats: Metropolis, instantly a statement worthy of Ozymandias. A super-city where trains and cars shuttle along spanning bridges and aircraft buzz between sky-nudging structures. A great machine that explodes and morphs into a dark god of ages past, accepting human sacrifice into a greedy, fiery maw. A great dial of switches becomes a massive clock crushing its operator. A dark and twisted fairytale abode left like a seed of corruption in the midst of this empire of the will. The outpost of an ancient brand of faith discovered underground, to where the beaten and exhausted tread in search of hope. A beam of light in the midst of a dank, labyrinthine catacomb, terrorising and pinioning a saintly young woman. A robot fashioned in the likeness of a human, all art-deco brass curves and blank features, wreathed by electric arcs, slowly taking on the likeness of the same young woman. The robotic simulacrum dancing like Salome reborn, stirring the lusts of men until their eyes join together in a great mass of rapacious gazing. Statues of the seven deadly sins lurching out of their stalls in a Gothic cathedral, announcing the coming of calamity and death. A mass of desperate children all reaching out for their saviours in the midst of surging flood waters. A rooftop struggle between hero and villain for the life of the heroine, the battle of good and evil staged as vertiginous graph written on the face of a civilisation.

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These are some of the lodestone images of Fritz Lang’s Metropolis, and it’s still easy to feel their power even after intervening decades where their genetic material is woven into pop culture at large. If A Trip to the Moon was the seed of science fiction on screen, Metropolis is its green stem, and much more too. The floodtide of Fritz Lang’s visual techniques and the expanse of the film’s evocation of the future might have met resistance of mind and eye in its day, but even in an abused and truncated form enough of his vision remained to stun the eye and light the creative spark.

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Director Lang and his creative and personal partner Thea Von Harbou had climbed swiftly to the peak of the German film industry thanks to highly ambitious, stylistically radical films that provided basic engineering for cinema as it found maturity and began to branch into different streams of genre and style. Lang, working under the influence of Louis Feuillade, had taken his template and pushed it into stranger places with his rollicking action-adventure diptych The Spiders (1919), and had written the script for the film that kicked off the Expressionist cinema style, The Cabinet of Dr Caligari (1919). Lang’s first great opus, Dr Mabuse, the Gambler (1922), embodied the shock of the new in cinema, telling in the mode of epic melodrama a tale of crisis in modernity by depicting someone capable of manipulating its many aspects, and then his follow-up Die Nibelungen (1924) had delved into the foundational myth of Germany to explore the ructions that cause tragedy and the ideals and fidelities that make civilisations. Metropolis was destined to be the third chapter in this survey, a myth of the future if still based in the pressing quandaries of the present and articulated through a vast array of concepts from the cultural inheritance. Von Harbou wrote a novel specifically to use as the basis of the script, and the production took over Germany’s flagship film studio UFA in the midst of the national inflation travails that helped shake what little confidence there was in the Weimar republic. Lang’s lordly vision took a toll on cast and crew, fortunes were spent, and the reaction to the film’s initial was like cold water hitting hot metal, warping all perception of Lang’s achievement. Metropolis’s sniffy reception sounds familiar today, as many called it a giant would-be blockbuster that is all visual bluster and no substance. A film hated by no lesser personage in the budding science fiction genre than H.G. Wells. A film Lang himself later disowned, perhaps feeling that well had been too badly poisoned.

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After barely recouping Metropolis’s massive expense upon release, UFA was compelled to let Paramount Pictures buy it out. Metropolis spent much of the next thirty years being cut down and reshaped, until what was left was so confused many thought it had always been that way. It was adopted as fetish object and style guide by the Nazis, who wanted to emulate its monumental aesthetic and absorb its message system into their own, and Von Harbou herself became an active party member. The film eventually became a pop art moveable feast, including being appropriated as a music video by Giorgio Moroder. Only in the past couple of decades has Metropolis been mostly restored to the point where it can be properly judged and studied according to Lang’s original intention. And yet, in spite of such manhandling, Metropolis still stands as one of the most influential films ever made. Metropolis provided a blueprint for envisioning a wing of the imagination encompassing dreamlike horizons, conjoining both the imminently possible and the ages of humankind so far into a grandiose survey of conceptual iconography. Much like the space opera that formed much of science fiction’s first popular phase on the page and which still survives chiefly thanks to Star Wars, Metropolis tries to comprehend the future and the present in terms of the past, envisioning an age of technical marvel and scientific miracle as a new version of the old alchemistic fantasia and the greatest dreams of imperial domain, whilst asking on what foundations such superstructures grow.

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Metropolis is, of course, like most variations on the utopia-dystopia scale, actually an account of the moment of its making, thrown into sharp relief on a mimetic map. The tensions that termite Metropolis are the tensions lurking under the brittle façade of Weimar Germany, where, in the wake of World War I’s calamity, far left and far right agitators had clashed on the streets and nearly seized the machinery of government. The entire apparatus of state had been shaken, and reconstruction, the surge of newness pushing the nation forward, presented a political and social landscape few understood and felt at ease with. Even money wasn’t worth anything. The essential theme of labour versus management was more universal, and the new reality of much work in the early twentieth century, which turned humans into parts in huge assemblies, was taken into Metropolis to its logical conclusion, envisioning a carefully stratified human populace where some live in regimented, downcast, utterly slavish existences, doomed to run the infrastructure that allows more comfortable lives for the rest. Metropolis is the future itself, situated in no identified nation or age. Captain of this great project is Joh Fredersen (Alfred Abel), architect of the city and its Tyrant in the original sense, oligarchic master and civic administrator. Fredersen lives in the “New Tower of Babel,” a skyscraper at the city’s lofty hub.

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Metropolis isn’t just a city he has been elected to run or master but his own brainchild, his ego-empire, the expression of human will essayed on the greatest scale. Metropolis is also in part a variation on a familiar conflict between fathers and sons, the stern and acquiescing pragmatism of age versus the idealism of youth, another universal topic also bound to gain impetus in the coming years. Fredersen’s son Freder (Gustav Fröhlich) is the child of privilege, anointed amongst the rich and blessed, free to train body and mind to maximum potential in his days before taking his ease with the procured lovelies invited to the pleasure gardens of the city’s rooftop expanses. But his life is set to be changed by the intrusion of a woman, Maria (Brigitte Helm), who ushers in a collective of urchins gathered from the lower reaches, to give them a look at the closest thing to heaven, the world Freder inhabits thoughtlessly. This gives the princeling his first sight of inequity and of the woman who becomes the instant lynchpin of his existence. Maria and her charges are quickly ushered out of this exalted sphere but Freder becomes determined both to find Maria and acquaint himself with the lives of Metropolis’s workers. The realm he ventures into proves to be a scene out of a fantasia where Dante co-authors with Dickens and Picasso. Here cowed and regimented workers trudge through blank, institutional corridors and take up work stations at hulking machines where they perform repetitive, arduous tasks for ten hour shifts.

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An explosion in a massive machine inspires the horrified Freder to think of Moloch, the wicked god of Biblical lore. Seeing a young worker collapse at a station where he works a dial-like switching control, Freder rushes to take his place. The worker, whose name is Georgy but is snidely affixed merely with the title 11811 by the bosses, swaps clothes with Freder, who sends him to take refuge in his apartment. Freder struggles through the rest of his shift, almost broken trying to keep up with the vital task. Another worker, mistaking him for Georgy, whispers to him about a meeting Maria has called, and Freder joins the workers who descend into the ancient catacombs under the city to listen to Maria give a sermon. Fredersen, wishing to split Freder from Maria and to break her moral influence over the workers and gain an excuse to establish martial law, visits scientist and inventor C.A. Rotwang (Rudolf Klein-Rogge), who has constructed a perfect humanoid robot, a Machine Man: Fredersen wants Rotwang to give it Maria’s appearance, and use it to stir up trouble.

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Lang explained that the root of Metropolis lay in a visit he made to New York in 1924, confronted by the looming grandeur of the city’s skyscrapers, floating like a dream fashioned from glass and steel, erected with all the promise of the age’s new possibilities but also stirring some profound anxiety, a fear of being dwarfed and pinioned by the weight of such achievements. The novel version of Metropolis was then written by Von Harbou as a parable about winners and losers and Metropolis still feels strikingly relevant in choosing this as subject matter, as it remains the basic, ever-urgent matter at the heart of the modern dream. The first target of criticism of Metropolis is usually its storyline, which is usually judged not just simple but simplistic and naïve to boot in its treatment of social schisms. And that’s undoubtedly true on some levels. The film’s recurring motto, “The mediator between the head and the hands must be the heart,” is on the face of it a purely humanistic, essentialist slogan. But it’s not such a great stretch of the imagination to link the magical thinking behind it in regards to social philosophy with openness to similarly trite thought that would soon seduce the screenwriter along with millions of others to the Nazi cause. The solution at the end of Metropolis indicts the troublemaker and presents rapprochement between upper and lower classes as a matter simply of mutual respect and good-heartedness. Fredersen, who has built a city on iniquity and laboured to find an excuse to permanently and violently oppress his working class, is let off the hook because he gets anxious over his own son.

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Metropolis is in part an attack on a worker’s revolt as an aim, seeing it as prone to demagoguery and manipulation and destructive in it results. On the other hand, it’s also a fervent attack on capitalist power as self-perpetuating, blinding, and dehumanising. Metropolis proceeds with a plot that is certainly close to comic book. To comment on Metropolis on this level, though, is to misunderstand it crucially. Metropolis invokes a vast sprawl of mythopoeic associations, and represents a clear and direct continuation of Die Nibelungen’s obsessive attempts to grapple with social identity and construction, using the language of mythology as starting point for a work of conjuring that unfolds on levels not just of story and action but in design, costuming, lighting, the entire texture sprawling across the screen. Metropolis betrays an ambition towards creating a total work of art, the gesamtkunstwerk which had been Wagner’s ideal and also had become the credo of the Bauhaus movement, whose cultural vitality and concepts Lang surely had in mind whilst making the film. Metropolis sometimes recalls nothing less momentous than the religious paintings of Ravenna or the sculptures of the Parthenon: we are looking into a way of conceiving the world from side-on, as an illustrative, holistic sprawl. Many of these mythical refrains are biblical, including the parable of the prodigal son and the captivity in Babylon.

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Both Maria and Fredersen conceive the world in terms of legend, each employing the tale of Babel to make their own statement: Fredersen’s New Tower, with his gleaming citadel, announces to man and heaven his lordship over all, whilst Maria recalls the calumny and division implied at the root of such mammoth human projects. The speech she gives to the gathered workers is not a literal political tract but a parable recalling the original myth of the Tower of Babel from Genesis, tweaking it into a tract where in the destruction of the great human project came about because the visionaries designing the tower could not speak the same language, literally and figuratively, as the people hired to build it, causing riot and destruction. She casts Freder in the role of mediator, the man who can link above and below both personally and symbolically. Maria herself recalls the history of early Christianity’s practice in the catacombs of Rome, with similarities to Henryk Sienkiewicz’s much-filmed novel Quo Vadis?, casting Maria as voice of Christian charity and brotherhood. Freder discovers her in her underground church amidst the dark and twisted reaches of the catacomb, the sacred an island in the nightmarish space.

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Other aspects recall the mythology Lang and Von Harbou had examined on Die Nibelungen, as faces and identities are swapped. Freder cast as a young Siegfried-like hero who ventures out to battle with dragons and finds himself swiftly engaged in a much more profound battle for the future of a society where covert designs and mysterious doppelgangers manipulate events. And of course, that other great Germanic myth, Faust, could be the overarching frame – all this represents what happens when mankind sells its soul for progress. The subplot of the twin Marias echo of one variation of classical Greek legend, one that Euripides utilised in his play Helen, in which the real Helen was duplicated by the gods, with the real Helen being whisked away to Egypt where she lived in captivity and incognito whilst her malicious double caused the Trojan War. The way the Trojan myths entwine the cultural and political with the personal and in particular the sexual points to the similar ambition propelling Metropolis, which was in part designed by Von Harbou as a lampooning of the liberated Weimar “new woman” in the figure of the provocative, sensual, carelessly destructive cyborg Maria, a chimera created by the denizens of the new age to enact their not-so-secret desires. Whereas for Lang, this element fits rather into his career-long fascination with the power of the irrational to warp the sturdiest superstructure of ethics and security, of which sexual desire is the most readily apparent and eternally vexing manifestations.

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The crux for the atavistic and futuristic is Rotwang, the archetype of the mad scientist with his wild hair and gloved cybernetic hand whose persona was set to echo on and on through pop culture to come. But he’s also a projection of the ancient figure of the dark magician into a contemporary realm, the alchemist who rewrites laws of nature and steals the power of gods and demons and who worships idols, having turned the visage of his great love into a monument and has pentagrams festooned around his laboratory. Rotwang lives in a twisted, ancient building at the centre of Metropolis. He is linked to Fredersen not just in rivalry as radically different versions of the same titan-genius, but through a very personal link: the lost love was a woman named Hel, who married Fredersen rather than him and died giving birth to Freder. Fredersen’s request of him to aid his designs in regaining total control present Rotwang with a way to destroy him instead, by attacking the city he has built and the son who is the living link to Hel. Rotwang’s name – red wing in English – invokes both satanic stature and political danger. Like Faust, he conjures the Hel(en) figure as incarnation of taunting desirability and illusory object of yearning. His house is a hangover of Gothic fantasia clinging like a weed to the flank of the supercity, but also sits atop a well that leads into the dank labyrinth below the city. Rotwang is the jilted and obsessive lover who has castrated himself in surrendering his hand in creating a facsimile of woman. He knows too well the dark drives of humankind, which allows him to occupy this place, the gateway into secret human motives and the power of the illogical white-anting Fredersen’s ego-empire.

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Lang’s obsession with underworlds, first evinced in The Spiders which conceived of a Chinese colony lurking underneath San Francisco and recurring again and again in his cinema, here has bloomed into something close to a form of psychic architecture that conceives of the whole of Metropolis as a mind, complete with id, ego, and superego, rational stretches and irrational depths, its holy and profane women, its young crusader torn between three father figures, one mad but powerful in mind and emotion, one timid and entrapped, the last seemingly dead in all nerves but will. Similar ideas are evinced in a very different setting in Von Harbou’s The Indian Tomb, a novel set in an Indian city (which Lang would film much later) where the progressive Maharajah’s stirred erotic jealousy turns his world into a repressive state and the shiny bastions of the exterior conceal basements where zombie-like lepers. Rotwang chases down Maria after the workers depart, stalking her through the labyrinth and terrorising her with a torch beam, ironically inverts the image of light in darkness as the bringing of terror and the pitiless of eye of technology (the movie camera?) to the subterranean realm where emotion is truth, to torment the holy innocent.

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Maria and Freder’s journey is linked with two men Freder helps release from their slots in the great machine, Georgy and Josaphat (Theodor Loos). The latter works as aide to Fredersen but gets fired for not being prompt enough in reports, a devastating act that will doom Josaphat to a degrading existence as unemployable pariah. But Freder, as he did with Georgy, throws him a lifeline by letting him take refuge in his apartment and taking him on as a partner in his venture to change Metropolis. Just as Georgy is a near-double for Freder, his less lucky, anointed brother in look and soul, Josaphat has been Freder’s more human surrogate father almost incidentally as the man who took care of his needs on his father’s behalf. Josaphat’s growth from toady to hero is one of the film’s most entertaining elements. But Georgy has been sidetracked by the allure of the high life, and, fuelled by the cash in the clothes Freder loaned him, he goes for a night on the town in the Yoshiwara Club, the favourite night spot for the city elite. Both Georgy and Josaphat come under the thumb of one of Fredersen’s agents, known only as the Thin Man (Fritz Rasp), who bullies and blackmails both men into retreating into the underworld. Freder himself is imprisoned in Rotwang’s house when he hears, by chance, Maria’s screams coming from inside. Entering the abode, he finds himself duelling with the automated doors that steadily shepherd him into the attic and lock him in. Rotwang places the unconscious Maria in a mechanism in his laboratory that steadily reconstructs the Machine Man’s exterior into a perfect double of Maria.

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The resulting creation is a demonically sensual and taunting succubus operating under Rotwang’s command, and even Fredersen, who knows well what it is, can’t resist when it visits him. Freder breaks out of Rotwang’s house and arrives back at his father’s office in time to see what looks like his father and his lover embracing. The crisis of disillusion on top of his agonised and exhausting adventures is so great Freder collapses in a delirium. The Robot-Maria, sent out by Rotwang to stir up anarchy, performs before the uptown folk at the Yoshiwara Club, Whore of Babylon going jazz age burlesque priestess. The cyborg’s starkly erotic, physically frenetic performance stokes the ritzy crowd, all milk-fed whelps produced by the idealistic, Olympian reaches of the city like Freder, into a grotesque mass of lust. The veneer of civilisation is peeled off like a chrysalis, and soon they’re duelling each-other and staging mass orgies, distracting the scions of the governing class from the chaos about to be unleashed by Robot-Maria’s more pertinent campaign. It takes the place of the still-imprisoned Maria and now preaches destruction of Metropolis’s utility systems, to bring the oppressors low. Freder, Josaphat, and Georgy try to calm the crowd but the workers try to assault Freder, and Georgy is stabbed to death when he throws himself in front of him. Led by Robot-Maria, the workers swarm to assault the Metropolis systems, finally destroying the great “Heart Machine” that coordinates the utilities, paralysing the city. But the workers’ actions unleash a flood that begins to fill their own city with water, threatening to drown their children who have remained behind.

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Metropolis would be remarkable enough for the beauty and ingenuity put into what Lang puts in front of his camera, the sets by Otto Hunte, Erich Kettelhut, and Karl Volbrecht, Eugen Schüfftan’s radically innovative model photography, and Walter Schulze-Mittendorff’s totemic design for the Machine Man. But the cinematic textures of Metropolis in cutting, shooting, and use of the camera are equally impressive and represent silent cinema at its most innovative, amassing into an artefact that proves, scarcely a decade after the crude yet sufficiently significant grammar of The Birth of a Nation (1915) helped officially open up the true cinematic age, just how vigorous the new medium had become, and looking forward to the ebullient freedoms of Abel Gance’s Napoleon (1927). Lang had Hollywood’s spectacles his sights, the colossi fashioned by Griffith and Cecil B. DeMille and laid out for stars like Douglas Fairbanks and Lon Chaney, hoping to prove European cinema could not just match such production heft but outdo it for artistry. Lang and his brilliant technical team, which also included cinematography greats Karl Freund and Günther Rittau, explored almost every facet of the medium possible in the time.

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The surveys of Metropolis demanded the creation of a landscape through huge mock-ups and complex model work. The scenes of Robot-Maria’s creation and the destruction of the Heart Machine interpolation of photographic elements in a combination familiar in many respects now but still startling in their eye-filling beauty and inventiveness in context. Midway through the film, Lang launches into an astonishing movement after Freder’s discovery of his father with Robot-Maria. Freder’s mental disintegration is depicted in flourishes of abstract animation and herky-jerky editing that resembles the labours of experimental filmmakers. Robot-Maria’s dance is then intercut with Freder’s raving fantasies, in which he sees the Thin Man as evil priest repeating Maria’s sermon as rhapsodic incantation that stirs the forces of death and destruction into motion. The allegorical pantheon of the deadly sins and Death in Metropolis’s cathedral is seen jerking to life and striding out of their stalls. The film is split not into chapters or cantos like Die Nibelungen but into musical signatures – Prelude, Intermezzo, and Furioso.

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Lang’s original concept was to have Rotwang literally conjure up magic forces to attack the modern, scientifically enabled world of Metropolis. This idea was mostly dropped but here something of this eruption of the irrational is still present, climaxing in the image out of medieval nightmare of Death slicing the air before Lang’s camera. Lang edges into the realm of outright surrealism here, and does again as he builds to a climactic shot during Robot-Maria’s dance when the screen is filled with that mass of eyes – the male gaze literalised as one great amorphous, greedy force, a shot reminiscent in execution of experimental photography. More subtly, perhaps, Lang’s filmmaking conveys a constant awareness of power relations throughout, befitting a film where the synergies of social relations, positive and negative, are translated throughout into concrete expressions. It’s quietly but surely present in conversational scenes like Freder’s first conversation with his father or the Thin Man’s confrontation of Josaphat, where attitudes of body and expressions define the characters (the latter scene building to the Thin Man’s physical as well as mental domination of Josaphat) in terms of their potency and the regard they show others – the hard line of Fredersen’s tilted jaw as he son appeals to him, only for the young man to realise his father is something like a monster. This aspect is illustrated more explicitly and spectacularly with Lang’s arrangements of human elements in the sequences where workers tread in close, robotic ranks.

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The opening scenes depict the workers changing shifts in obedience to horns that blare out around the city, moving between their underground, near-featureless, pseudo-Berber city, the intermediary stage before Wells’ Morlock evolves and start eating the Eloi above, all scored to an unheard yet definite musical rhythm (no wonder musicians like Moroder have been drawn to the film). There are even moments of hand-held camerawork during Maria’s flight from Rotwang in the underground. One of Lang’s most insistent traits during the German phase of his career was the way he turned his awareness of and fascination for contemporary art styles and his utilisation of them to create cinematic effect. This trait had first made itself known in his plan for Dr Caligari’s Expressionistic effects, and in Die Nibelungen had seen him annexing Cubism and art nouveau for decorative and conceptual import. Here, the entire universe has become, on one level, a form of installation art, the marching ranks of workers elements arrayed in harmonies of line and form. Spaces are carefully diagrammed to open up vistas even within the boxy Academy ratio frame of the day, through use of height – Metropolis is a hierarchical tale on both the thematic and visual levels. The linear clarity and rigid control inherent in such stylisation is ironic considering that Metropolis’s concerns are closer to rather different European artists of the day, including the photomontage satire of John Hartfield and the bleak panoramas of Hans Baluschek.

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Both Fröhlich and Helm were thrust into stardom specifically for this film, but whilst Fröhlich merely looks the part of ardent young hero, Helm, still a teenager during the shoot and yet attacking the role with astonishing gusto as she inhabits the Madonna-whore schism, is remarkable. Klein-Rogge, the hydra-headed star of Lang’s early films, wrote himself into film legend as Rotwang with his wild hair, gloved hand, and imperious gestures. His role is hurt by scenes still missing from the film, including a violent confrontation with Fredersen that gives Maria the chance to escape his house. The workers lay waste to the machinery that oppresses them but in a self-defeating way. Tellingly, Freder’s other self from the worker populace, Georgy, is defined by his dedication to his work, his understanding that he is in a way necessary to the survival of Metropolis even as it uses him up like an replaceable part. The shattering of order, celebrated by the workers who dance around the toppled idols of technocracy, soon gives way to panic as they realise their children are in danger, and they’re impotent to intervene. Fredersen, who has ordered the Heart Machine’s foreman and worker representative Grot (Heinrich George) to stand down and let the workers do their worst, is stricken himself with the seemingly imminent death of Freder in the flood. By this stage his machinations have even cost him the loyalty of the Thin Man, who responds to his desperate demand to know where his son is with the memorable retort, “Tomorrow thousands will ask in fury and desperation, ‘Joh Fredersen, where is my son?’” Meanwhile Robot-Maria is unbound, leading the frenetic, equally nihilistic revelry of the upper class out of the nightclubs and into the streets. Once the ambitions and pretences of Metropolis work themselves out, it becomes, in essence, a Boy’s Own adventure tale not that far from The Spiders’ cliffhanger suspense set-pieces. This is particularly plain in the finale as Freder, Maria, and Josaphat try desperately to save the workers’ children from the flooding, with Maria wrestling with the mechanism to set off the alarm gong in the town square, and the two men making arduous climbs up a shaft to reach her.

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Lang’s acerbic perspective is still in constant evidence, as the climactic scenes hinge upon ideas that would preoccupy Lang in the next decade of his career or so are in play here in the likes of M (1931), The Testament of Dr Mabuse (1933), Fury (1936), and You Only Live Once (1937) – the terror of lynch mob justice, the accusation of the innocent, the reactive and self-consuming rage of the oppressed, the sinister manipulator of events, the rogue villain whose actions show up uneasy relationship of various social strata. The meeting of those strata is literalised almost comically here as the revelling scions of Metropolis’s upper levels, with Robot-Maria lifted shoulder high as their champion, collide with the mass of enraged workers, chasing the real Maria in the belief she is a witch who has led them to ruin. Somewhere amidst this is an eerie anticipating echo of the grim love affair that would soon come upon Nazi Germany with the almost ritualised, orgiastic invitation of destruction. Metropolis remains tantalising and enigmatic in this regard to this day, in spite of its optimistic depiction of a balance less restored than at last properly achieved. Robot-Maria is the film’s dancing Kali, whipping up the passions of the crowd as a brilliant mouthpiece for an insidious force and then leads the people rejoicing in the moment of pointless and delicious vandalism. In spite of the official message of Metropolis, the power of Robot-Maria’s wild, sexualised, anarchic insurrection feels more heroic than anything the nominal good guys accomplish here even if the result is the old conservative nightmare of such actions, the unleashing of uncontainable forces and unintended horrors. In a different time and different social mood, many a hero in the science fiction genre, from Logan to THX-1138 to Luke Skywalker to Neo, takes up the robot’s iconoclastic mantle rather than Freder’s even whilst stepping into his messianic shoes.

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Luckily, the workers chasing the real Maria instead mistake the robot for her: the mechanoid is tied to an improvised pyre, and burnt. Her skin peeled by licking flame, the Machine-Man under the human guise is revealed, and with it not just the tricks of Rotwang and Fredersen but also the queasy face of the next stage of evolution. Rotwang’s degeneration from evil genius to lecher trying to escape Freder with Maria under arm across the rooftops is comparatively unconvincing and a nudge too far in the direction of gothic melodrama, perhaps inspired by the Lon Chaney version of The Hunchback of Notre Dame (1922) and surely laying ground for dozens of variations to come. But the staging of this sequence is impeccable, particularly in the moment when Maria falls over a railing and snatches onto a bell rope to dangle over a dizzying drop, the clang of the bell alerting Freder and others to this new drama. Like Rotwang’s house the cathedral is an island of the ancient amidst the city, and the sole place where the schizoid facets of Metropolis can still come together, crux of old and new, high and low, the bleak memento mori of medieval religious imagery gaining new potency in the context of Metropolis’s collapse. Rotwang falls to his death, Freder and Maria are reunited, and Freder literally becomes the mediator in showing Grot and his father how to overcome their pride and make piece. Again, certainly weak sociology, but also a perfect thumbnail for the fairy tale essence of Metropolis as a whole. Both the greatness and the difficulty of Metropolis lie in that essence, as a film that animates the dark and strident fantasies of its age without quite knowing how to critique or contain them. But even the most casual of glances around us at the world today shows that, where most films of its era have joined the ranks of playful relics, Metropolis still has something potent to say. And therein lies some of the deepest brilliance of Metropolis in tethering science fiction, the art of anticipation, with the method of myth, the primal storytelling form—both speak to that moment just over the horizon of experience and foresight. It is never; it is ever.

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1930s, Epic, Western

The Big Trail (1930)

Director: Raoul Walsh

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By Roderick Heath

One of the first true epics of sound cinema, The Big Trail left a deep and permanent imprint on movie history without a lot of people knowing about it. The late 1920s saw the cinema forcibly redefined by the advent of sound, a ruction for audiences, filmmakers, and theatre owners alike. True colour film processes would arrive soon after, but most filmmakers shied away from any further innovation until television forced them to fight for an audience. When they did, they would turn to the widescreen format, which had been introduced unsuccessfully in the 1920s. In France, Abel Gance’s Napoleon (1927) had demonstrated the artistic potency of the format, and three years later, The Big Trail came at the leading edge of another, brief campaign to promote the format in American filmmaking.

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A mammoth undertaking by the Fox Film Corporation, The Big Trail was shot, incredibly, in six different versions simultaneously: editions in four alternate languages, a standard 35mm format version, and another in an experimental 70mm widescreen process called Grandeur. The exhausting labour and cost involved in this reflected the cumbersome demands of the era’s technology, and came on top of a colossal, already difficult location shoot that trailed nearly 2,000 miles across five states. Fox may have hoped to maximise the film’s box office potential by making so many versions, but instead The Big Trail became a sad failure, as most exhibitors refused to take up the widescreen format and the regular-sized print couldn’t make enough money to cover the huge expense during the straits of the early Depression.

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The Big Trail languished in relative obscurity for a long time as a result, whilst the similar, but far creakier Cimarron would capture the Best Picture Oscar a year later. Director Raoul Walsh took a blow to his career and wouldn’t get to helm another film of such a scale for some time. The new male star he had discovered for the project would languish in small roles and B westerns for nearly a decade. That young man, a former college footballer and bit-part player, was recommended to Walsh by mutual friend John Ford, who liked the actor’s cocky walk. He came on The Big Trail’s set named Marion Morrison, but thanks to Walsh and a cadre of studio executives, continued his career under the name they chose for him—John Wayne.

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Walsh himself had been a rough-and-tumble cowboy actor in the pioneering days of Hollywood and dabbled in directing even before he appeared in D.W. Griffith’s The Birth of a Nation (1915), including work on the legendary docudrama The Life of General Villa (1913), starring the great bandit-revolutionary as himself. Walsh evolved into one of the most sublimely rigorous and no-nonsense of classical Hollywood filmmakers. With The Big Trail, he matched Lewis Milestone’s work on All Quiet on the Western Front (1930) in freeing early sound film from its stagy reflexes to discover the world at large. For Walsh, this discovery resulted in a relative crudeness, with dialogue recorded out in the open and sometimes muffled by a general clamour, but also fascinatingly rich and with a lively naturalism quite different to the smoother, but more artificial textures that would become the norm.

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As a film, The Big Trail shows its age in places, but its general vigour and expanse is still breathtaking. As a depiction of the travails of early pioneers, it still dwarfs many amongst generations of imitations. The plot is merely sufficient to lend the film a through-line that sustains the panoramic study in a human tide on the move. Wayne plays frontiersman Breck Coleman, a product of life in the western expanses, one who credits his knowledge of hunting and exploring to the Native American tribes he grew up amongst. Coleman knows the land and can clear a path across the country for a huge wagon train forming at a trading post in Missouri, intending to be the first such large expedition to go across the country to claim farm land in Washington state. At first, Coleman is uninterested in joining the expedition because he’s on the hunt for the killers of his friend, Ben Griswold; someone tried to make the crime look like an Indian raid, but Breck looked closer and found signs revealing the true culprits, including the stub of a burnt-out cigar. Whilst he tells another old friend, Zeke (Tully Marshall) about this, Red Flack (Tyrone Power Sr.), the man hired to lead a cattle team ahead of the wagons and blaze the Oregon Trail, overhears him and is clearly rattled. Breck finds he leaves behind the same brand of cigar in his wake. Walsh employs a brief flashback to illustrate the processes of Breck’s deduction, revealing his discovery of Griswold’s last camp site in the wilderness and his comprehension of a masked crime. As he probes further, Breck discovers a large quantity of pelts probably stolen off Griswold were sold to the trading post by a man named Lopez (Charles Stevens), who happens to be a friend and employee of Flack.

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Breck agrees to scout for the wagon train so he can stick close to this suspect pair and see if he can dig up more evidence and bring them to whatever kind of justice the moment provides. Meanwhile, he accidentally antagonises some of his prospective charges. He mistakes proper Southern belle Ruth Cameron (Marguerite Churchill) for another girl he knows and plants a kiss on her, only to realise his mistake as she stomps off in an offended huff. Ruth is the daughter of a greatly respected Southern elder, but she’s set on building a new life with her brother Dave (David Rollins) and younger sister. She has a self-appointed guardian and would-be suitor of traditionally gallant credentials, Bill Thorpe (Ian Keith), who claims to be a plantation owner looking for adventure and tries repeatedly to talk Ruth into marrying him. He exchanges pithy words with Breck, as the young man tries to apologise to Ruth—except that Thorpe is actually a gambler who can’t stay at the trading post lest he be hung and can’t go back lest he be shot thanks to excessive displays of his prodigious skills with firearms. But he’s friends with Flack, and he joins the wagon train with an eye to netting Ruth and taking out Breck as a favour to his pal. Breck tries to do his job whilst avoiding Thorpe’s various attempts to kill him, barely surviving one ambush in which his horse is killed. Meanwhile, Breck negotiates safe passage through Cheyenne territory with their chief, Black Elk (John Big Tree), but danger waits as other native nations join in a coalition to block their path through the Rocky Mountains.

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The basic storyline is familiar genre melodrama and mostly serves to give a little sinew to what is otherwise a survey of frontier experience, a depiction of a communal event that strays legitimately into the true definition of epic as an account of the social flux and great undertaking that creates a nation. Walsh records this with such elaborate detail and rhythmic intensity that he creates a virtually pantheistic work of art. Although there’s a brief patch of speechifying towards the end, when Breck underlines the overall meaning of the event, Walsh is for the most part happy to let his images speak—visions of prairie schooners rocking along in clouds of dust under the rays of the setting sun, his characters traversing rivers and mountains and forests. The unusual, laborious shoot meant that The Big Trail comes close in nature to one of Robert Flaherty’s staged documentaries simply by the unavoidable authenticity of much on screen, the peculiar thrill of such moments as the wagons being lowered with improvised cranes down a cliff face and trying to negotiate a swollen river. The vast number of extras look unusually like the kind of people they’re portraying. Walsh delights in zeroing in on sights like strong, muscular woman chopping down trees and lashing along their oxen amongst the broad diorama of human activity, this moving city in the wilderness, all achieved without recourse to tricks like back projection.

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The admiration for the pluck of ordinary men and women is typical of Walsh, who stayed in the Hollywood game as a jack-of-all-trades but made his clearest mark in Warner Bros. plebeian melodramas, like They Drive By Night (1940) and Manpower (1941), and films with sociological breadth, like The Bowery (1933) and The Roaring Twenties (1939), the latter a particularly potent influence on subsequent waves of filmmakers from Orson Welles to Martin Scorsese. Walsh could handle any genre, but found real focus in gangster and war films. Where his great rivals in the classic cadre of macho auteurs Ford, DeMille, and Hawks, tended towards mythologising in their different ways, Walsh, like William Wellman, retained something of a reportorial attitude, comprehending the shifts from the plucky energy of the ’30s to a despair over the illusions of the American dream (The Roaring Twenties), the defeat of individualism (High Sierra, 1941), the neurotic birth of the atomic age (White Heat, 1949), and overtures of fascist power and resistance in the burgeoning Cold War (The Naked and the Dead, 1958). The Big Trail, meanwhile, feels like a preparatory sketch for those canonical Western epics, Hawks’ Red River (1948) and Ford’s The Searchers (1956), whilst How the West Was Won (1963) is a partial remake. Like Red River, The Big Trail watches an intimate drama play out in the midst of a massive undertaking, and neither can resolve until the end of the trail is reached. Like The Searchers, the quest to write a form of justice and human meaning upon an impassive and voraciously expansive landscape and the need for safe harbours and human connection remain in constant tension.

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The drama in The Big Trail is much more elemental than what Walsh usually offered, but it’s rewarding to look closely at Thorpe and Flack, a divergent pair of characters united by the fact they’re both nefarious criminals, forming with Lopez a kind of shadow society within the greater enterprise. Thorpe is a fake gentleman, slick and charismatic, precursor to John Carradine’s similar, if more ambiguous character in Stagecoach (1939) but also a type for whom Walsh might later have offered far more sympathy as the man who can’t submit to a society bent on ironing out wrinkles like him, dogged by his impulses towards nobility rather than merely using that attitude as a disguise. Indeed, by the time of White Heat, Walsh would reveal the processes of empathy completely inverted: the psychotic, desperate Cody Jarrett had become the hero and the man quietly shadowing him to bring him to justice the villain. Keith has lean charisma in the role of Thorpe, and he would later become a favourite actor of DeMille’s. Flack is a monstrous brute who nonetheless has great reserves of native cunning and authority, and reportedly provided the direct inspiration for Popeye’s Bluto. Power, a former matinee idol as his then-teenage son would become, looked gnarled and terrible by this time. With bushy beard, snaggy, rotten teeth, and belly-deep, broken-bottle voice, he creates an unsubtle, but galvanising villain, like some kind of prehistoric monster born aberrantly in human form. Both Thorpe and Flack represent fading varieties of authority, the raw force of the barbarian king and the deceptively lethal self-interest of the pseudo-aristocrat who wants to be taken for a slave-owning oligarch, men who tellingly “lead” the expedition but don’t actually do much for it.

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Interestingly, Walsh would later combine the Thorpe and Flack characters to create his unstable antiheroes who waver between nobility and base violence, particularly White Heat’s Cody Jarrett and The Naked and the Dead’s Sgt. Croft, who, like Flack, is an ancient kind of he-man who leads his team on an epic mission but with more Melvillian overtones per Norman Mailer’s source novel. Meanwhile Walsh pulls apart the presumptions of a film he starred in, The Birth of a Nation; note that Ruth is, like the central family of that film, a Cameron, but is running away from her legacy following the telling death of the old patriarch and the loss of property and standing. Thorpe mentions that there “isn’t a home in all the South that wouldn’t be happy to take in the daughter of Colonel Cameron” (notably, much later Walsh would take on the legacy of slavery more pointedly in A Band of Angels, 1957). By contrast, Breck is the egalitarian son of the frontier who doesn’t fear a fight. but also easily negotiates with the Indians he understands and with whom he shares a worldview. Meanwhile, Ruth’s brother Dave takes the place of another character Walsh was fond of, the fresh-faced neophyte anxious to take his place amongst men. Walsh also plays with his camera and storytelling methods: the flashback to Breck’s discovery of Griswold’s camp counts as an unusual touch for the time, whilst Walsh’s way of shooting the fleet of prairie schooners, including a shot from inside one wagon as it negotiates the land, surely influenced Ford’s work on Stagecoach.

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The photography by Lucien Andriot and Arthur Edeson is remarkably alive to physical texture—the grains of wood in the fixtures of the wagons seem almost alive—whilst hinting at some larger spirit in their visuals, found in rays of sunlight gushing through clouds over the convoy, and the bone-chilling final hunt sequence in the forest at the extremes of mortality. Walsh’s grasp on orchestrating massive action and hordes of extras and the precision of his flow of vignettes, suggests what he learnt from Griffith, as well as the relentless logic of his horizontal compositions. But even as he contends with some hokey comedy and the simplicity of the story, Walsh has left the Victorian sentiments of Griffith far behind: here there are only strong and hardy people contending with the land. The soundtrack captures a constant clamour of juddering wheels and rattling pots and lowing cattle, the ambient din of the wagon train, with enriching authenticity, the kind of effect that would later be commonplace, but here still has a quality of discovery. The final sequences, filmed in the midst of California’s awe-inspiring redwoods, sees the wagon train climb down from soaring white mountains to verdant valley floors fringed by the great trees, underlining a feeling of having passed into some mythical realm where gigantism is a norm and everything is touched with a dusting of mythology. Critic Fred Camper tellingly saw The Big Trail it as an epic where the place of the individual human was displaced by nature at the heart of the film, and this often feels quite true, laying seeds for the ways later generations of filmmakers like Werner Herzog, Terrence Malick, and Alejandro Gonzalez Iñárritu would attempt a similar sensitisation to environment as character.

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Walsh might also have been taking a few ideas from the trickle of Soviet Realist films in the way he plays down individuals in favour of observing group action with an intensive eye for their way of life. Interpolated title cards reinforce the heroic bluster in the film’s take on the colonising event, but for much of its length, The Big Trail actually takes a droll, even laid-back approach to the human level. Breck and Ruth’s thorny romance is played mostly for light comedy as Ruth remains superficially cold to Breck’s ardent attempts to romance her. Ruth obeys a programmed cultural loyalty that sees her gravitating to Thorpe in spite of all warning signs, whilst even the Comanche who come along for the ride can recognise their budding relationship, labelling her “Coleman’s Squaw” to her extreme aggravation. Some of the humour verges on silly, particularly as Zeke’s drinking buddy, Windy Bill (Russ Powell), ruffles Thorpe’s savour faire as he tries to romance Ruth by making animal noises. El Brendel contributes his patented comic Swede act for some gags that were probably hoary at the time, contending with his rather perturbingly large, forceful mother-in-law and at one point, sitting in a mud puddle only to explain the mud’s so deep he’s actually still on top of his horse. The sight of Zeke and Windy drunk as lords as they set out on the great expedition does a lot to dent the grandiosity with a sense of human scruffiness. Ruth decides to leave the wagon train with Thorpe after feeling humiliated by the jokes of the pioneers and Indians, and Thorpe decides to try to complete his job for Flack by taking a chance to gun down Breck before departing.

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Lucky for Breck that Zeke keeps an eye out for him and plugs Thorpe as he’s taking aim at Breck’s back. This sparks a brief travail for Breck as Ruth, misinterpreting what Dave reports of the event, accuses Breck of murder, an accusation Flask tries to take advantage of. Fortunately, Zeke intervening to set the record straight and an Indian attack head off trouble for Flack. The settlers circle their wagons and battle off the massed attackers. Breck still can’t prosecute his vengeance against Flask and Lopez, not until they make a move as the convoy nears its destination and the necessity of stopping him before he can bring in outside authorities grows urgent. It’s truly fascinating to see Wayne here at the very start of his career, easily commanding the screen as a leading man in spite of his youth and tenderfoot status. Gary Cooper was initially commissioned to play Breck, and it’s easy to see at this time why Wayne would be taken as a substitute, just as tall but still fairly rangy, dashingly handsome in a way hard to associate with his older, craggier visage. It’s clear from the first moment what a different screen persona he wields compared to Cooper’s cagey intensity, with his hearty laughter and easy stride and yawing line deliveries. Cooper often played characters adapted to a rugged life in a cautious and thoughtful way, whereas Wayne just seems to belong in this world, body and soul. There’s still something boyish to Wayne here, his looks rather foxy and his voice ringing a little higher, accentuated by the old Vitaphone sound recording, that’s particularly appealing. Some of the half-suppressed playfulness filmmakers like Ford and Henry Hathaway could get out of Wayne later is evident here, particularly in the scene when he accidentally kisses Churchill’s Ruth with a young masher’s energy.

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Churchill is less engaging, though she handles well the crucial moments when she finally gives up trying to hold in her feelings for Breck and begs him not to go after Flack and Lopez, and she has a certain pithy tilt of chin and flash of eye that repeatedly demonstrates that under the remnant façade of the prim Southern belle, Ruth is a hardy, worthy lady. Walsh was particularly great when it came to vivid action finales for his films, pushing push them to perfect visual and thematic nexus images—the church steps at the end of The Roaring Twenties, the battle on the electrical wires in Manpower, the exploding gas tank in White Heat—and The Big Trail builds to a spellbinding vignette high in a snowy forest where Lopez collapses and freezes to death whilst Flack forges on, only for Breck to catch up with him with the two men oblivious to each other on either side of a colossal, toppled redwood stem. Snow billows, light shafts, the flash of Breck’s knife blade, a gunshot, and death, Flack’s huge body collapsing by the fallen tree, another titan of an age about to meet civilisation’s at once revolutionary and withering touch. When Breck and Ruth are reunited, Walsh returns to the midst of the colossal redwoods, like organ pipes for a colossal cathedral of nature, climaxing in a final shot tilting up along another giant redwood, this one growing and titanic, to the sun far above. The images here haunted me for months after first watching the film, as if Walsh had captured the essence of a time and place that never quite existed, the fantastic world every dreamer reaches for. The Big Trail might not have found the stature it deserved in its time, but it testifies to the great power the medium could wield even as its very nature changed.

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1990s, Epic, Romance

Titanic (1997)

Director/Screenwriter: James Cameron

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By Roderick Heath

To say that pop culture in the 1990s lacked in romanticism would be an understatement. The decade that gave unto us grunge music and the indie film craze can still be aptly celebrated for general dedication to grit and eccentricity, but it also left a vast audience desperate for classical cinematic values of arresting spectacle and star power purveying high-flown passion. James Cameron’s sixth feature rode in on a wave of publicity over its colossal expense and often worrying buzz: the production had been troubled, the test screenings negative. Cameron had, until this moment, been a hero for many younger movie fans, the man who perfected, if not invented, the scifi-action film and brought a walloping, sophisticated intensity to all of his projects a legion of wannabe filmmakers wanted to emulate. But True Lies (1993) had been an awkward attempt to blend his high-powered template with relationship comedy, and for a fateful moment with Titanic, it seemed like he might have his Heaven’s Gate (1980). Then, of course, the opposite happened: Titanic became, in unadjusted terms, the most successful film of all time.

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Titanic’s place in the psyche of the moment was, like other record-breakers before it, including Gone with the Wind (1939), The Godfather (1972), and E.T. – The Extra-Terrestrial (1982), unavoidable, whereas Cameron’s own successor, Avatar (2009), faded swiftly from the collective eye, and many big money-spinners today represents total surrender to the age of franchise cinema, purveying copies of copies. It seems that our most officially beloved movies don’t have the same singular gravity anymore. For this reason and others, revisiting Titanic nearly 20 years after its release felt like a fraught proposition. It seems wedded to its time, in spite of the fact that, superficially at least, Cameron’s work seemed closely related to the epics of Cameron’s old Hollywood forebears as an evergreen example of supersized cinema, and aims to be essentially timeless. Like many pop movie hits, Titanic left some totally cold, but charmed so many others that it felt like a communal trance. There was a price to be paid for this, of course: Cameron conquered the moviegoing world, but lost his cool in the process. Although Titanic’s glitz and gilt seemed contrary to the pop cultural mood in the years preceding it, the storyline’s essential thesis that the moment of passion must be seized before everything goes to hell was perfectly in tune with the time. The insistent concentration on the impact of burgeoning modernity and catastrophic epochal shifts also presented a perfect simile for another looming pivot, the approach of the millennium.

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Similarly, the film’s flashback structure and nudging contemplation of the present’s relationship to a radically different past still somehow within living memory also tapped the zeitgeist, the way nostalgia was ceasing to be a quirk merely of the aging and transforming into a new cultural state. Cameron, a fetishist both of the ritual structure of melodrama and of technology as a mode of expression and mediation rather than mere facility, found in the Titanic story a way to bundle his obsessions together with symbolic force. But for Cameron, as for many of us, that pseudo-romanticised past was one seen chiefly through the lens of old movies. Titanic is, amongst other things, a relentless remix of dozens of ancestors, harking back not just to 1930s movie melodramas and comedies, but to Victorian stage thrillers, penny dreadfuls, and silent cliffhanger skits. Titanic is blatant in trying to position itself in a grand tradition of big cinema. Cameron’s showmanship often wields tremendous visual acuity, right from the stunning opening shot of submersibles sinking through the endlessly black sea: the details of underwater exploration are described in highly realistic terms, and yet Cameron also charges the sequence with a note of eerie, numinous adventure, penetrating the sunken graveyard of memory and times past. Cameron quickly contrasts this otherworldly note with the tyranny of the mundane, as he introduces treasure hunter Brock Lovett (Bill Paxton) and his boorish assistant Bodine (Lewis Abernathy). Brock makes self-dramatizing pronouncement for a video record, only to be made fun of, before invading the Titanic’s wreck on the hunt for the legendary lost necklace called the “Heart of the Ocean.” Brock thinks he’s found a safe containing the necklace, but instead proves to enclose a sketch of a beautiful nude woman. Brock is furious, but he tries to use the find for publicity on TV and attracts the attention of 100-year-old Rose Calvert (Gloria Stuart), who quickly snares Brock’s interest by revealing she knows what he’s after.

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Brock has Rose and her granddaughter Lizzy (Suzi Amis) flown to his vessel, and after suffering through an instructive, but abstract lesson in how the Titanic met its end, Rose begins recounting her own history of the ship’s ill-fated maiden voyage. Like many highly successful filmmakers, Cameron’s work arrives in a mass of contradictions, affecting to encompass the tragedy of the Titanic’s victims whilst turning their fates into a kind of fun fair, showing off the paraphernalia his budget can offer whilst offering a theme that money doesn’t matter, and evoking the tone of a certain brand of cable television documentary whilst lampooning them at the same time. He presents Brock and crew as a bunch of slick-ass adventurers indifferent to the real history of what they’re exploiting. Cameron writes an unstated mission statement as Bodine shows off his goofy computer-animated version of the disaster, only for Cameron to reproduce it in exact, bone-shaking detail later. The crassness of the modern is soon contrasted with the splendour and legendary aura of the past, though that past is soon ransacked for inequity and snobbery. Rose’s narrative begin at age 17, a porcelain beauty and poised aesthete (Kate Winslet) silently enraged that she’s been contracted to marry Caledon “Cal” Hockley (Billy Zane), son of a Pittsburgh steel tycoon, because her father lost all her family’s money before dying, and her mother Ruth (Frances Fisher) was anxious to make the match to halt a slide into poverty. Cal’s possessive, dictatorial streak is immediately apparent as a self-appointed neopharaoh of the transatlantic sphere.

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Meanwhile young, footloose artist Jack Dawson (DiCaprio) wins steerage-class tickets for himself and Italian pal Fabrizio (Danny Nucci) in a poker game, and the duo just manage to get aboard the liner before it sails. Jack, of course, thinks he’s one lucky guy. Soon Jack is gazing at Rose from afar, emblem of the impossible world of first class, even as fellow passenger Tommy Ryan (Jason Barry) boasts proudly about the Irish labour that built the ship: the picture of Rose’s floating beauty and her world based in skilled toil of working people. It’s all headed, of course, for the big crack-up, both on the personal level, as Rose flees her impending fate in a momentary fit of suicidal intent, and the impersonal, as the ship nears its rendezvous with the iceberg. Jack’s gallant attempt to talk Rose off her precarious perch on the ship’s stern turns into more physical heroism as he hauls her back over the railing, and, after a brief but telling moment where he’s mistaken for a sex fiend, is thanked by Cal, who asks his manservant Lovejoy (David Warner, nicely mean) to pay him off. When Rose protests, he adds an invitation to dine in first class the following day. Jack is taken under the wing of the unsinkable mining millionairess Molly Brown (Kathy Bates), who loans him her son’s tuxedo. Suitably armoured, he proceeds to charm the hoity-toity guests with his enthusiasm and philosophical take on fortune’s perversity, whilst trying his best to deflect the barely veiled contempt turned his way by Cal and Ruth. Then he entices Rose down to steerage to enjoy a “real party” amongst the buoyant, hard-drinking, melting-pot folk of the lower decks, and Jack and Rose’s attraction combusts on the dance floor. Cal, catching wind of this, thanks to Lovejoy’s patrolling, releases a squall of rage the next morning to Rose’s shock, and Ruth uses emotional blackmail to ensure Rose stays the course.

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From the shift into flashback and up until nearly the midway mark, Titanic essentially plays as a romantic comedy, one with many motifs in common with 1930s and ’40s versions of that genre in which class versus love fuels such stalwart works like Love Me Tonight (1932), My Man Godfrey, (1936) and Holiday (1938). The diamond that is both the film’s McGuffin and central symbol also recalls the kinds of prized shiny things at play in many a screwball work, like Trouble in Paradise (1933) and Hitchcock’s tribute, To Catch a Thief (1956), both films in which those jewels were both plot motivators and metaphors for sexual frisson. Titanic even has connections with more overtly farcical works, like the Marx Brothers’ Monkey Business (1932) and A Night at the Opera (1935). As the comic brothers did in those films, Jack dashes through a luxury liner upturning the microcosmic social mores and wielding outsider, underclass energy to a point where try as the snobs might to ignore him, they find him an unshakeable, even necessary nuisance. As in A Night at the Opera, the working-class passengers’ celebrations are viewed as an eruption of positive life force that dwarfs the pretensions of the upper classes, and the polygot immigrant tide promises an upset to the familiar ways of life the forced structuring on the vessel is nominally erected to exemplify. For a more elevated reference point, one could also say there’s a hue of Henry James in it all, as Cameron explores his schema through strident contrasts: Old World and New, high class and low, male and female. Notes of menace and impending danger contradict the droll tone, partly because everyone is heading for an inevitable disaster and also articulated meantime by the signs of danger apparent in Cal’s behaviour and the looming threat of irrevocable emotional (and physical) damage to Rose.

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One crucial element in Titanic that makes it stand out is the way art is crucial to both the story and its very structure. Jack’s artistic ability services the story, as Rose, who partly defines her intellectual independence through her own critical interest in art and Freudian psychology, is fascinated by his talent. In one of the film’s most famous and oft-lampooned passages, Jack sketches a nude Rose in a scene that works on several levels. The lush but also suppressed eroticism arcing between the pair finds its perfect iconographic expression, whilst reflecting Jack’s ability to transmute that eroticism into artistic purpose and a higher-minded ideal, whilst Rose uses it to declare independence from her class and her fiancé. Jack’s status as a bohemian protomodernist whose journeys and experiences anticipate the Lost Generation and the Beats emphasises the notion Cameron purveys of an oncoming world, just as Rose’s fumbling move towards liberation contains feminist rumblings, and their nascent modernity as the couple is spotlighted by this complementary and equivalent intellectual passion. The level of respect Cameron offers art in the film is evidently personal—he made Jack’s sketches himself—and defiant in some ways: usually, the passion of the artist is transmitted through some more metaphorical device in Hollywood. Of course, it’s “art” in a corny and reductive sense, with the ready-made signposting of Rose’s early modern collection and Jack’s embodiment of the artistic spirit as above all a sexual-romantic one. Dig the careful way Cameron both presents him as a happy eroticist with his sketch book full of naked chicks, but also reassures us he not merely some perv by noting how a prostitute’s hands obsessed him above all. At least Titanic was relatively unabashed in championing a little pulchritude and buoyantly portrayed, unashamed youthful sexuality, at least by the standards of a Hollywood that was becoming increasingly timid about featuring such things in big movies, leading up to Jack and Rose perhaps being the first teens to ever have their first screw in the back seat of a car.

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Jack’s way of feeling and seeing pervades the film’s visuals. The other most famous moment in the film, coming much earlier, is the one in which Jack stands on the Titanic’s bow and loses himself in ecstatics at the limitless promise of the future, whilst the ship’s captain, E.J. Smith (Bernard Hill), lets the brand-new product of human ingenuity and vision off the leash to sprint across the ocean. Cameron’s camera sweeps over the ship and explores the process by which Smith’s order becomes mechanical fact. Machinery and personal vision, the best products of the human world, combine in a moment of transcendence, one that visualises Jack’s artistic fugue that climaxes with his cry, “I’m the king of the world!” The filmmaking, blending special effects and expansive emotion, creates the experience and also rhymes with it, Cameron’s purest expression of his delight in the showmanship of cinema.

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One of Cameron’s defining traits as a filmmaker had been a fascination with technology, and his depictions of the minutiae of the Titanic’s working parts recalls filmmakers like Dziga Vertov, John Grierson’s GPO film unit, and Howard Hughes in his desire to lay bare how things work, to get at the very guts of an industrial society’s relationship with its works and wares. Utilising the near-limitless freedoms allowed by modern special effects, he takes time out to note things other filmmakers would scarcely consider —the ship’s great propellers starting up and stirring a vortex of mud as the ship leaves harbour, the desperate effort of the chief engineer to reverse the engines during the iceberg collision—in his desire to encompass the nature of the Titanic as a technological creation that is also a near-animate, but vitally flawed, expression of its creators’ dreams and blind spots. In a naïve, but very real sense, Cameron explores the workings of the human world aboard ship in the same regard: his sociology has a similarly mechanical sensibility. When the ship does hit the iceberg, the smooth functioning of both the machine and its human parts begin to break down, both essentially becoming a cage Jack and Rose try with new desperation to escape.

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The Titanic’s history has long retained a specific gravitas and mystique as the apotheosis of a certain brand of ethic, carried down to us by tales like that of the ship’s band playing right until the end, and Benjamin Guggenheim sitting down with his valet to calmly await the end. This stoic Victorian ethic would soon be tested to the limit and finally shattered, along with whole social structures and institutions, during the Great War. Variations on the history had been filmed many times before Cameron took it up, most stacked with their own microcosmic studies. A 1943 German take, made as a Nazi propaganda film, turned it into a parable of British decadence. 1953’s Titanic, directed by Jean Negulesco, presented similar tensions to Cameron’s, emphasising the looming divide between nascent American motivation and Old World loucheness, with some cross-class romance. Roy Ward Baker’s 1958 film A Night to Remember, usually regarded as the best Titanic film, took a measured, docudrama-like approach.  A Night to Remember wielded a very British sense of cool but intense fortitude, but also, underneath that, regarded the human failings as well as the sad beauties revealed by the tragedy, including portrayals of the repression of the steerage passengers just as biting as Cameron’s. The little-remembered, but excellent miniseries SOS Titanic (1979; David Warner also costarred in that) similarly emphasised realistic detail. But Cameron’s film arguably goes further than any of these in encompassing the event on a metaphorical level, becoming something like a myth of the death of the Old World two years before the start of World War I, and the birth of the New World. Cameron, naturally, finds a telling detail in naval architecture: the great ship, the embodiment of newness, has a rudder too small to allow it to miss the iceberg. In a similar way, the rituals of gentility can’t stand up to the eruption of the repressed when push comes to shove. Cameron interrogates the stoic mystique by refraining obsessively to the survival will of the steerage passengers, kept at bay by the reflexive containment of the crew, and offering noisy, declarative, proletarian wilfulness as the only thing that can keep them alive. In short, Cameron attacks the Titanic myth’s very British aura and remakes it as very American. This mediating idea probably explains why Cameron was mostly spared greater ire from U.S. conservatives, in spite of the relentlessness of his class-war message.

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As filmmaking, Titanic feels like it has at least one foot planted in John Ford’s oeuvre, particularly the phase in Ford’s cinema that climaxed with Stagecoach (1939), packing a socially diverse lot into a vessel and sending it where death and disaster await, with a refrain of outlaw romance, one Ford brought over from The Hurricane (1937), which was, of course, a disaster film like Titanic. At the time of release, some compared Cameron’s labours to David Lean in his sweeping, screen-filling vistas and gifts for orchestrating massive events. Cameron’s visuals do sometimes wield the mimetic quality of Lean’s, particularly the “king of the world” sequence in rhyming Jack’s inner world to the outer, whilst the film’s focus on an artist in love amidst turmoil recalls Doctor Zhivago (1965). But it almost goes without saying that Cameron lacks the often irony-spiked intelligence and sophistication of either director, who based themselves solidly in strong screenwriting and the divergent qualities of old Hollywood and British dramatic styles. DeMille is a more obvious relative, with his gift for manipulating massive elements and tying them to large dramatic ideas. Another close relative, it strikes me, is Fritz Lang’s Metropolis (1927)—like Lang’s supercity, the RMS Titanic is conceived as a doomed social vessel upon which the tensions of the turn-of-the-century zeitgeist are projected, climaxing in flood and ruination, images of squirming masses desperately trying to hold on. Lang also squarely rooted his parable and more sophisticated ideas in raw morality-play schemes of Victorian pulp fiction.

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The problem with Titanic is that whilst its themes and imperatives are beautifully visualised and intelligent, if obvious, they are conveyed on a dramatic level by strokes so broad they border on crude. Cameron had energised big-budget genre cinema by entwining unexpectedly emotional stories with crashing hardware and conceptual fancies, but stepping out of his comfort zone in hypermodernity, he sold his period fantasia not simply by presenting his heroes as frustrated, nascent citizens of a world yet to be created, but by leaning on clichés and caricatures to evoke the era. Writing period dialogue, especially for an era like the 1910s that lurked between the familiar and the alien, can be tricky, and Cameron barely even tried: Jack and Rose often interact in the same slightly provoking, sarcastically aping manner as a pair of ’90s teens. As exacting as he is in his recreation of the visual textures of the past, Cameron remains often oblivious to the ear. The comedy, far from being as witty as the stuff he references, manifests instead in gauche moments like when Jack challenges Rose to engage in a spitting lesson, like someone let young Huck Finn on the ship. Cameron’s dogged evocation of class rage is admirable on some levels, but facetious on others: at its worst, the film is less 1930s screwball than 1980s slobs-versus-snobs farce with pretensions. One heralded aspect of the film that has dated awfully is James Horner’s Oscar-winning score. The pompous theme song, “My Heart Will Go On” got old very quickly back in the day, but the whole score sounds misjudged now, with its cheap-sounding synthesiser chords and excessively lyrical passages that sound like background music for a John Tesh album. It’s a pity that Horner, a great movie composer for the most part, was most remembered for this pap.

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The dialogue is littered with egregious anachronisms, and many smaller roles are overplayed. Paxton, usually a reliable presence, hits an annoyingly overripe note early in the film and holds it right through. That said, most of the leading members of the cast labour to give the film vitality it might not have had otherwise. Fisher’s lethal jade gaze wields more violence than any of Cameron’s Terminators, and Victor Garber’s performance as the ship’s tragic designer Thomas Andrews is deft, capturing the pathos in a warm-hearted, brilliant man living just long enough to see his own worst nightmare and failure come to pass. Zane’s performance as Cal is usually targeted as a weak point, but upon returning to it, I found him one of the chief pleasures. Zane grasps Cameron’s bull by the horns in presenting Cal in all his unregenerate, Snidely Whiplash-esque caricature: clasping, possessive, snotty, bullying, with an apparent streak of intense neediness that makes him all the worse, delivering Cameron’s lines like, “What made you think you could put your hands on my fiance? Answer me, you filth!” with glee. By the film’s later stages, he becomes entirely splendid in his awfulness amidst all the noble behaviour, using a random lost child as his cover to enter a lifeboat, like some Terry-Thomas character at loose in an Arthur Miller play. I almost find myself wishing there exists a cut of the film composed purely of Cal being awful. DiCaprio and Winslet had harder jobs in making their characters seem nuanced and lifelike, and in conveying the necessary passion to ensure Jack and Rose emerged as more than mere puppets amongst the set design and screenplay determinism. They rose to the job with performances that set both solidly on the path to long and interesting careers. But time has dimmed the lustre of their chemistry, at the mercy of Cameron’s sometimes laborious signposting and cardboard approximation of classical romantic themes, to the point where patches of the first half are a bit hard to sit through.

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Winslet was awarded an Oscar nomination, whilst DiCaprio was not. Winslet’s intelligently layered performance is still admirable, if beset by a period mid-Atlantic accent often brittle in its fastidiousness. With her cascading mane of wavy red hair, she seems to have stepped right out of some John Waterhouse painting, whilst belying the passive images of femininity her looks evoke, evolving by the last act into the kind of robust, gutsy lady Cameron likes so much. DiCaprio meantime offers the height of quicksilver matinee appeal. Underlying his superficial embodiment of a kind of boy-man dreamboat ideal of ’90s stardom and the broadness of the cowboy poet character he’s asked to maintain, he still comes on in Titanic like the nexus of a half-dozen Old Hollywood star archetypes—here a flick of Gable’s roguish charm, there a shot of Jimmy Stewart’s gangly wryness, the physicality of Flynn, the impudence of Cagney. By comparison, many of Winslet and DiCaprio’s subsequent performances, mature, intense, artistically committed, and often punishingly dour as they are, feel like weird cheats in looking back to the way Cameron unleashed them as pure movie stars. Cameron nods to the Twelve Oaks ball sequence in Gone with the Wind as Jack beams up at Rose on the ship’s grand staircase with knowing amusement, and again when the two kiss in the fiery sunset on the ship’s bow. The steerage dance sequence is one of the film’s silliest interludes, working on one level to reduce the pains of the immigrant journey, which Titanic affects to champion, to a dinner theatre experience. But it’s also the most enjoyable, particularly as Jack and Rose swap dance moves, delighting in physical release. Cameron tips his hat to another pop movie smash of years past, Saturday Night Fever (1977), when the romantic couple on the dance floor spin, the camera alternating viewpoints of each in the centrifugal rush.

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Titanic represents a blend of impulses Cameron wasn’t a good enough screenwriter to make work in tandem. The melodrama framework is too slender to stand the full weight of his ambitions. Then again, Titanic’s occasional lapses into cartoonish broadness are perhaps partly the reason it was so successful—its transmutation of history and ideas into an artefact anyone can comprehend. But a true classic epic has finesse in its bold strokes, a finesse Titanic often lacks. Jack and Rose never have the unruly life, straining at the edges not just of social obligation but also the limitations of their own storyline, that Rhett and Scarlett obtain. Once the ship collides with the iceberg and begins to sink, Cameron’s filmmaking rolls on with the force of a freight train, if still with some notable problems. Cameron’s already familiar habit of presenting his action finales as nested events with surprise second and third movements here has him playing the same tricks a couple of times too many. He sets up a wonderfully tense situation in which Rose must venture deep into the sinking ship to find and free Jack, one which obeys the classic cliffhanger rules straight out of a Pearl White or Tom Mix two-reeler, except with the familiar genders of the trapped and the rescuer purposefully reversed.

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But Cameron can’t help but contrive to send the pair back down into the ship again to repeat the sequence. Also, Cameron’s relative uninterest in most of the crew and background characters during the early parts of the film mean that as he starts ticking off the familiar vignettes of the sinking, many of the people enacting them seem vague and random. The film took flack for the portrayal of the ship’s first officer, John Murdoch (Ewan Stewart), usually acclaimed as a hero. Cameron depicts him fraying under the intense pressure of the moment, flabbergasted when Cal tries to bribe him for a spot in a boat and later throwing the money back in his face but, after accidentally shooting Ryan in a bid to keep order, finally killing himself. I can see the offensive side to this, but on the other hand, it’s one of the film’s more dramatically interesting aspects, offering moral ambiguity and a sense of personal catastrophe underneath the plaster saint aspect of the ship’s legend with a purpose that otherwise Cameron tends to slip by in favour of less subtle effects. I find myself more irritated by the way Cameron heedlessly perpetuates a few bogus canards about the disaster, reducing the White Star Line manager Bruce Ismay (Jonathan Hyde) to a cheesy villain (both upper-crust Limey and corporate honcho, the perfect twofer), and particularly the idea that the ship was speeding for the sake of some kind of glory.

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And yet, despite his hesitations, Cameron still delivers his climactic sequences with incredible force and no small amount of true visual artistry,with Russell Carpenter’s photography a great aid. Indeed, Cameron’s eye decorates the film throughout with cinematographic coups. The sight of Jack and Rose dashing through the boiler room, Rose’s dress floating amidst stygian surroundings like a visiting angel in hell. The dolphins leaping before the Titanic’s knifing prow. The repeated dissolves from past to present seeing the glorious ship turn into the rusting hulk in sonorous depths. The last hour of the film counts, in spite of Cameron’s repetitions, as one of the great cinematic set-pieces, depicting the ship’s slow and monstrous transformation into exterminating leviathan, its sturdy and stable forms suddenly collapsing on hapless passengers and rearing up like a dying beast to dump them all in the icy ocean. Cameron alternates perspectives godlike and immediate, at one moment observing the ship and its distress flares from a distance, revealed suddenly in its remoteness and failing, and next offering a close-up of Rose’s face as she cowers in a flooding corridor, lights momentarily fading, the sounds of the dying ship like a growling belly, capturing her own isolation and terror. Anarchy falls hard upon this floating world; even Cal is momentarily left astounded as he beholds a funnel collapsing upon Fabrizio and other hapless swimmers, Captain Smith pummelled by gushing green waters as the bridge floods. Rose’s paintings drifting in the rising tide. A drowned woman with diaphanous clothes swimming around her, a shot that quietly answers the rhyme of the earlier shots of Rose in the boiler room, the spirit of genteel old femininity lost and gone.

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In such moments, Cameron is a man in unrivalled control of his medium, able to pivot between styles and affects with casual ease. The sinking stands comparison with DeMille’s fabled moments of cosmic-scale, orchestrated spectacle, most particularly the collapsing temple at the climax of Samson and Delilah (1949), a sequence with a similar sense of awe in destruction and an overtone of punishing judgement falling upon the iniquitous. Yet Cameron doesn’t quite make the jump to such a level, in part because of his fastidious technique. Whereas the last reel of A Night to Remember starts to feel like a horror film as it depicts the same events with far cruder special effects but with an exacting eye and ear for individual desperation amongst collective terror, Cameron’s showy stunts and special effects that delight in depicting people crashing and spinning to their deaths from the ship’s stern evoke no horror, whilst the audience can take refuge in concentrating on the heroic couple, at least one of whom is guaranteed to survive. Upon this revisit, I noticed how incidental the fictitious Jack and Rose seem through all this, whilst the depiction of Wallace Hartley (Jonathan Evans-Jones) and his band sticking out their job to the bitter end still pierced me.

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Action tends to describe symbolic meaning better than dialogue in cinema, and yet the more he tries for import here, the less Cameron gains it, at least until the ship finally disappears and he stages a bloodcurdling pullback shot from Rose alone in the water to reveal hundreds more thrashing in the water. The eerie, expressionistic passage where a would-be rescue boat searches the expanse of people turned to icy statues, with Rose croaking desperately for aid, is similarly excellent, at last pushing again at the veil between life and death, heaven and earth, Cameron tested at the start. Jack begging Rose to go on with her life as he slowly freezes to death gilds the lily more than a little, but there’s still an authentic whiff of the kind of heightened Victorian romanticism Cameron’s been chasing all along, particularly as she bids farewell to his ice-daubed, cherub-lipped corpse and watches him sink into the black. But Cameron can’t help but overplay his hand as he returns to the present, reassuring us that Brock has learnt a lesson, whilst Rose drops the Heart of the Ocean into, yeah, the heart of the ocean, and dreams of a reunion with Jack to the applause of their old shipmates. Titanic hasn’t aged so well, it’s true. Yet it still leaves you with the sense that, for better and worse, you’ve just had the kind of experience for which the movies were invented.

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1990s, 2000s, Action-Adventure, Epic, Scifi

Star Wars – Episode I: The Phantom Menace (1999) / Episode II: Attack of the Clones (2002) / Episode III: Revenge of the Sith (2005)

Director/Coscreenwriter: George Lucas

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By Roderick Heath

The fervent anticipation at the nearing release of Star Wars – Episode VII: The Force Awakens carries an unavoidable sensation of déjà vu. Like just about everyone else my age, I grew up watching the original Star Wars trilogy, and recall another wave of both powerful hype and real expectation through the closing months of the last millennium that crested with the release of George Lucas’ return to the series, Star Wars – Episode I: The Phantom Menace. This cinematic phenomenon began as a good-humoured, referential piece of space disco created by Lucas, a man who up until 1977 had been best known for a film about teens driving about all night to the musical accompaniment of ’50s oldies. But the series he inaugurated with Star Wars – Episode IV: A New Hope (1977) quickly became something rare: giant blockbusters viewers adopted with the fierce personal attachment of cult films. Stripped down to constituent parts, the original Star Wars films seem simple, even infantile, and yet there’s something incredibly powerful encoded in them, defying reduction if not dissection. Almost inimitable amongst modern special-effects-driven movies, they maintain the rarefied quality of fable, combining cheeky but essentially straitlaced heroism with a quality, in their evocations of places seen and visited, their alien cities dancing on clouds and death machines the size of moons and taverns littered with denizens of two dozen species, that resembles the apparatus of dreaming.

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Concurrent with the fond eagerness was a quieter but powerful swell of cynicism from people who disliked the films or resented the hype. Star Wars had germinated as personal fantasia but became marketing event. Lucas began his career with the semi-experimental scifi feature THX 1138 (1971), but more than any other filmmaker of his generation—the so-called Movie Brats—Lucas came to exemplify faith in the broad audience’s wont as well as the artisan-artist’s individual vision. Lucas learnt the hard way about the pitfalls as well as the prospects in making movies for that audience by dealing with the uproar over the nightmarish Indiana Jones and the Temple of Doom (1984) and the flop of the oddball Howard the Duck (1986), and had resolved to be a responsible provider of family entertainment. Facing a new trilogy with much darker and less commercial subject matter than his first series, Lucas at first courted a new generation of young viewers as fans, but he left many feeling he conceded to those young folk excessively. The people who already loved Star Wars certainly weren’t kids anymore. They were 20- and 30-somethings who wanted, whether they knew it or not, two completely divergent yet equally necessary sensations: the feeling of being thrust back to childhood even whilst simultaneously acknowledging their evolution. The Matrix, released a few months before The Phantom Menace, became the film the latter singularly refused to be, a superman fantasy dressed up in pseudo-grit and cyberpunk quotes that fitted the mood of the time. The Phantom Menace was a huge hit, but soon became a byword for the cultural equivalent of a fumbled touchdown. That said, I was and still am bewildered by the level of invective the prequel trilogy receives. In some ways, I even prefer those films today.

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I don’t say this just for the sake of contrariness. Some criticism levelled at the trilogy is legitimate and feelings of dashed expectations are honest enough for many. But I also feel this cult of disdain exemplified something notably obnoxious about the dawning age of the internet, a deeply spoiled capacity to judge with distinction or consider with a sense of history that refers outside of the bubble of fandom, or the opposite, charmless snootiness turned on popular cinema. I think of how lumbering and over-hyped a lot of modern franchises have proven over a stretch of ground—The Dark Knight, Pirates of the Caribbean, Transformers and Twilight and The Hunger Games series, even to a certain extent the Marvel superhero films. So many are testimonies to a brand of professional smoothness or an anodyne brand of fun, rarely taking any risks or offering real ambition to match their flimsy gravitas. Peter Jackson’s Tolkien adaptations, formidable as they are, rendered the epic and the fantastic in a manner that remains resolutely concrete, sapped of relevance as parable, and the more they try for the ethereal, the less they seem. So I’ve found myself returning often to the colour and expansive glee apparent in even the least of the Star Wars movies. There’s real beauty and great invention to be found in the prequel trilogy. At their best, they exemplify the creed of the project as it began to explore complicated ideas and motifs through apparently cheery and unpretentious figurations. Lucas had originally drawn on nearly a century’s worth of space opera scifi and pulp storytelling as well as more serious sources.

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The surprising thing about The Phantom Menace is how well Lucas captures the tone of some of the stuff he alludes to—the broad, tony, featherweight joie de vivre of a Saturday afternoon adventure film by someone like Nathan Juran or Richard Thorpe. People wanted the Star Wars prequels to be about their childhoods, but it remained, in utterly crucial ways, an account of Lucas’ youth. One definite impact upon my own sense of art and artistry I can say the series had was the way it introduced me to the idea of auteurist cinema. George Lucas was Star Wars; even when he wasn’t directing, his influence was still all over the product. This eventually proved a sword with two edges, as Lucas the creator became the boogeyman of fanboy campfire tales.

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The overarching story of the prequel trilogy is straightforward, but also much more complex in its dimensions and ramifications than the original trilogy’s. The trilogy depicts the transformation of the Galactic Republic, an ancient, galaxy-spanning alliance of planets, into a fascistic Empire. Palpatine (Ian McDiarmid), a devotee of the once hugely powerful but long since toppled mystic society called the Sith, is at first a mere senator from the planet of Naboo. He engineers a plot in multiple stages, first leveraging himself into the chancellorship of the Republic Senate by creating a crisis between his home world and a cabal of smug, fish-faced aliens called the Trade Federation, led by Nute Gunray (Silas Carson). Palpatine then foments a full-scale civil war between Republic loyalists and disaffected groups, using his adherent and accomplice Count Dooku (Christopher Lee) to manipulate events until he is given dictatorial powers, permitting him to create a full-scale army of clones to control his domain. Then Palpatine moves to wipe out the Jedi, the Republic peacekeepers who adhere to an antipathetic philosophy to the Sith whilst drawing on the same quasi-spiritual energy source known as the Force.

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Woven into the fabric of his plot are three core characters: the elected Queen and later Senator of Naboo, Padmé Amidala (Natalie Portman), Jedi knight Obi-Wan Kenobi (Ewan McGregor), and his pupil Anakin Skywalker (played as a kid by Jake Lloyd, as a man by Hayden Christensen). The Phantom Menace tells how Obi-Wan and mentor Qui-Gon Jinn (Liam Neeson) save Padmé and aid her in reconquering Naboo from the Federation. They encounter young Anakin by chance when hiding out on the remote, barbaric desert planet Tatooine, where he and his mother Shmi (Pernilla August) are slaves to gruff, sleazy trader Watto (Andrew Secombe). Anakin’s uniquely powerful ways with the Force help gain a victory, and after Qui-Gon’s death in battle with Palpatine’s initial apprentice Darth Maul (Ray Park), Obi-Wan convinces the Jedi Council to let him train the winning, but possibly unstable young prodigy. Whilst The Phantom Menace is the least effective of the six feature films to date in the series, it also clearly illustrates the uncool side of Lucas’ obsessions in a way that also confirms their meaning to him. In its first 40 minutes or so, the episode has a much more juvenile style and tone than the other films and is the one most clearly made with a young audience in mind. As much as this tone acts like nails on a chalkboard for older viewers, it’s not actually a flaw in itself.

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That said, Lucas had not personally directed a whole film in 22 years, and the one-time savant of ’70s cinema had clearly grown stiff in the joints. Some parts of this revival are brilliantly executed, others weakly patched together. Early special-effects sequences in the episode are awkward and feel unfinished—particularly an underwater journey for the Jedi—and replete with edits that come a beat too late. The much-hyped, first-ever, completely computer-generated character in a feature film proved to be Jar Jar Binks (voiced by Ahmed Best), a floppy-eared, lizard-like alien from a Naboo race called the Gungans who seems composed of a few hundred different comic-relief figures (and ethnic clichés) from old movies. I generally side with popular opinion here: Jar Jar is an annoying figure who nudges the material too close to the cartoonish, lacking the fierce-cute appeal of the often derided but lovable Ewoks. That said, although Jar Jar grates badly in early scenes, his involvement in a climactic battle through which he careens like Jerry Lewis trying to be Errol Flynn, bringing terror and destruction to both the enemy and his own fellow Gungans, blends comedy and action well in a sequence that calls out directly to a lot of classic swashbucklers, like Nick Cravat darting through danger in The Crimson Pirate (1953) or Herbert Mundin amidst the throng at the end of The Adventures of Robin Hood (1938).

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An extended subplot involving the substitution of the real Padmé, who pretends to be one of her own handmaidens behind a decoy, played by a very young Keira Knightley, means Portman and Knightley are forced into awkwardly imitating each other with a weird mid-Atlantic accent. But Padmé begins her evolution into perhaps the most interesting character in the franchise. She’s a product of a culture with a curious predilection for being governed by emotionally and intellectually advanced young women, one who remains the voice of social and political wisdom in the trilogy and a gutsy fighter who has a tendency to leap into frays where others hesitate but who founders on her love for a younger, volatile man. The Ruritanian look of Naboo has a fervent and colourful charm, again clearly linking the instalment with the fantasy filmmaking of Lucas’ youth like Knights of the Round Table (1954) or Jack the Giant Killer (1962). The core theme of the story is distrustful races coming together to fight a common enemy, as the humans of Naboo ally with Jar Jar’s people, the Gungans. The last word spoken in the film is the Gungan king’s (Brian Blessed) cry of “Peace!”, contextualising the trilogy’s developing story as a decline from a state of civilisation into a time of turmoil, ruction, and bloodshed. War comes not as great and appealing crusade or assaults by conveniently abstract others, but because of the manipulations of cabals hoping to gain power or money. Images throughout the film of the Federation’s war machines trammelling the lush, green beauty of Naboo introduce a recurring note of concern for the environment, nodding toward the same themes of natural purity and the insatiable ravening of sentience depicted in Wagner’s Das Rheingold.

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The core sequence, again often criticised but actually a terrific bit of filmmaking, comes when Qui-Gon manipulates events on Tatooine to allow him and his party to escape with young Anakin, which requires letting Anakin enter a dangerous form of competition known as the Pod Race. This sequence provides another evident reference to a movie that stands as distinct precursor to the Star Wars series in both production grandeur and self-mythologising style, William Wyler’s Ben-Hur (1959). Whereas the chariot race in that film was a climax, here the pod race actually inaugurates the essential Star Wars myth. It is the spectacle of something new and amazing coming into the world, and serves at least four purposes in dramatic context. In straight narrative terms, it solves the crisis of how the heroes will get off Tatooine and leads to Anakin joining their team. It’s also an action set-piece that jolts the spluttering film to life. It focuses not just the story, but also the mythic element in the evolving epic tale as Anakin’s great, courageous, slightly berserk talent reveals itself for the first time. It also revives the panoramic aspect that’s always been crucial to Star Wars, as tiny, enriching details flit by, from a bored Jabba the Hut overseeing the race and flicking bugs off his booth’s ledge to vendors selling alien small fry to hungry viewers whilst the two-headed race caller mouths off with sarcastic glee. This sort of stuff is, to me, always a great part of the pleasure of Lucas’ creation, a universe of recognisable things given a fantastic, slightly mocking but ultimately effusive makeover. Also, given how junky a lot of ’90s action filmmaking looks today, this sequence is especially great in its clean and fluid use of widescreen, and the perfect legibility of the visual grammar. But sequences like this sit cheek by jowl with awkward ones, like Anakin being teased by some fellow Tatooine waifs, where the style of acting and humour strays too far into a broad and juvenile place, like a Saturday morning children’s show.

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Climactic scenes of The Phantom Menace may push the kiddie wish-fulfilment a bit far as Anakin saves the day by blowing up a Trade Federation control ship to a chorus of applause. But the lightsaber duel between the Jedi and Darth Maul, which costs Qui-Gon’s life and reveals Obi-Wan’s gift for surprising pompous opponents, is in the best series tradition, and indeed perhaps can be said to re-found that tradition. Attack of the Clones, the first follow-up, is probably the most frustrating entry in the entire cycle. The episode encompasses some heavy lifting in the overall narrative, depicting Anakin simultaneously as a brave and gallant knight who wields an almost unnerving romantic fixity in pursuing Padmé, but also harbouring a dangerously fraying psyche. This side to him, though sensed warily by the leading Jedi Yoda (Frank Oz) and Mace Windu (Samuel L. Jackson), is revealed when he returns to Tatooine looking for his mother Shmi (Pernilla August), only to find her on the edge of death after being kidnapped and tortured by humanoid nomads known as Sandpeople. Anakin, stirred to psychotic rage after Shmi expires in his arms, slaughters a whole village of them. The monster within Anakin is hatching, byproduct of both his alienated and exploited youth and the process of becoming a Jedi, a process that was supposed to ennoble and cleanse him of such evil. Anakin confesses his act to Padmé, alternating shows of rage, adolescent petulance, grief, and bewildered self-reprehension. Padmé, resisting her own ardour for the handsome warrior, nonetheless acquiesces to and covers up his lunacy.

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Parts of Attack of the Clones have a romantic grandeur that easily match the best moments in any other episodes and strike at the heart of the appeal of this universe. The film starts effectively with a noirish sequence depicting an assassination attempt on Padmé that kills one of her doubles, a moment that signals immediately that the kiddie games of The Phantom Menace are over. Anakin and Padmé kissing before being wheeled out for a death match before a stadium full of insect men is a moment carved out of the very ore of the fantasy epic. The climactic battle sequences, including a tribute to Ray Harryhausen as our heroes battle a trio of monsters, the Jedi finally depicted at their best as they rally to save our heroes and fight off an army of robots, and Yoda and Dooku meeting in a lightsaber duel, are great entertainment, gathering a rolling, rollicking intensity. The landscapes on display are a diorama of fetish points for space opera and classic scifi—robots, aliens, Art Deco supercities, technogothic castles, glistening chrome space ships, and stygian automated factories, as if decades of Amazing Stories and Astounding magazine covers have come to life. Mixed in with this are references to the ’50s pop culture beloved of Lucas, like diners and hot-rod-like speeders and spacecraft, making for the deepest immersion in the fantasy world Lucas had created.

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But the episode is also beset by a baggy narrative that wastes screen time when it should be developing the tortured romance of Anakin and Padmé, whose affair unfolds in settings straight out of Pre-Raphaelite art. Instead we’re lumped with a couple of action scenes that come across more as show reels for the increasingly good digital effects or blueprints for computer games, like an asteroid field chase and a sequence in a droid assembly plant that is well-done and has a certain thematic force by portraying our heroes trying not to be more literally stamped out by a heedlessly working machine, but could easily have been left out. Some sequences even stir thrills and a touch of exasperation at the same time, like the early chase sequence through the planetwide city of Coruscant. Wisely, Lucas reduced Jar Jar to a handful of cameos here, as a malleable political stand-in for Padmé, whilst the reliable duo of C3-P0 (Anthony Daniels) and R2-D2 (Kenny Baker) are turned to for comic relief, though the pair don’t wield the importance or sharpness of humour they had in the original trilogy. For all its flaws, though, Attack of the Clones is a vigorous, fun, substantial work. Many of the best moments, odd for such a piece of big filmmaking, tend to be tossed-off asides: Obi-Wan using a Jedi mind trick on a barroom drug dealer, Anakin playing Joe Friday with bar patrons, bounty hunter Jango Fett (Temuera Morrison) spinning his blaster like a gunslinger after shooting down a Jedi, C3-P0 having a killer droid head welded onto his body, and the sight of Anakin speeding across the Tattooine landscape on a futuristic motorcycle like the Wild One gone Zen Ronin.

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A great part of the appeal of the original series lay in the relatively broad simplicity of its heroes, who stood for clear, easily graspable, positive values. Even Han Solo, the slightly tarnished wiseguy uneasily elevated to crusader status, is hardly a Dostoyevsky character. The characters did evolve, but only Luke really deepened, and his journey from fresh-faced farm boy, an obvious avatar for the audience’s fantastic yearnings, to grim inheritor of cosmic destiny, bore most of the real dramatic and mythic weight. By comparison, the prequels force one to empathise with a callow budding psychopath, his enabling lover, and his emotionally constipated mentor. These three protagonists each aid in causing the destruction of the world they think they’re defending. The prequels depict a world falling apart and tellingly refuse to let the audience off the hook, no matter how distanced or naïf the rendering of that hook: almost everything the audience wants to see is bound up in this decay. The desire to see action is sated, but immediately indicted by Yoda as proof of failure. The romance of Anakin and Padmé slips its bonds, but signals impending doom for both. The daydream sustained in the original trilogy is therefore critiqued and inverted.

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Much as older viewers couldn’t relate to Anakin, many kids and teens did. His deeply egotistical and painfully self-castigating sense of having his potential thwarted and his need for control foiled, and Padmé’s optimism waning into an increasingly detached cynicism towards the political process she stands for, depict states of mind all too prolific in our time, ones that contradict common, conflicting expectations loaded upon young people, to be incredible achievers and unswervingly empathetic idealists all at once. “Only a Sith talks in absolutes,” Obi-Wan warns Anakin as he turns to the dark side. At the time, some took this for a tilt at the rhetoric of George W. Bush, as much as it now sounds like a thumbnail sutra explaining the powerful appeal of groups like Islamic State for some—the promise of complete surrender to a simple cause, a pure mode of thought for which any act can be countenanced. In this regard, Lucas clearly had his pulse on something other populist filmmakers have tried to grasp but usually belaboured. What is also clear to me is that Lucas, when he revisited this material, wanted to try to live within in it on a much deeper level than the original films and pay truer heed to the material’s partial roots in the medieval mythos, both Eastern and Western, where lives were lived and death was met according to rather different value systems. The famous title card of every episode declares that this is all “A long time ago in a galaxy far, far away…,” but this fairytale motif only really feels true with the prequels. The original films are a charmingly bratty revolution fantasy, where the good guys happen to speak like ’70s American teens and the bad guys have English accents. The prequels are a tragic contemplation of the forces that tear societies, and individuals, to pieces. Lucas’ interest in a chillier, headier brand of scifi parable was obvious right from THX 1138 and here found further articulation.

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This quality emerges strongly in the last film of the trilogy, Revenge of the Sith, where Palpatine’s attempts to win over Anakin resemble at once a seduction, therapy session, and a chess match of moral relativism. In the original trilogy, evil was, like in Indiana Jones and the Temple of Doom, an elixir that once tasted was totally subsuming. In the prequel trilogy, both the light and the dark sides are more processes of thought and ways of feeling: by the time he becomes Darth Vader, Anakin is convinced he’s bringing peace and justice to the realm. A constant leitmotif to the prequels is a sense of ethical questioning and a tension between the personal and the political that ultimately destroys both the Jedi and Anakin by pulling them in asymmetrical directions. Yoda warns young Anakin about maintaining attachments and giving himself cause for fear, and it’s precisely this that ultimately leads him straight into Palpatine’s arms. But the Jedi, presented as uncomplicated paragons whose aura is legendary in the original series, are here revealed as gallant but also demanding and elitist, almost incomprehensible to someone who runs on emotion as much as Anakin and perhaps ultimately too detached from the fate of the Republic to actually save it in part because of their own ethic of accepting loss.

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Lucas shows he understands something vital about courtly sagas and classical tragedy: the requirements of role and the nature of humanity are disparate and demanding things. Lucas literalises the tension key to the prequels between role and person early on with Padmé’s absurd regalia, a crushing weight of stately role that continues to stand like a statue even when she’s entirely outside of it. Jar Jar actually serves a fairly analogous role here as Han Solo did to the original films, if much less successfully, as a character who remains oblivious to the pretences of the civilised and the imposing (“Maxi big the Force!”). His clumsiness is the very opposite to the ideal of disciplined self-abnegation that defines the Jedi and also the fetishism of power and order that defines the Sith.

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The writing of the prequels is often criticised, but what this brings up is just exactly what is good writing in such a context? Is it the writing of, say, Joss Whedon, where everyone, no matter where they come from, speaks like a smart-aleck English major in a Californian college, or the brick-heavy koans of Christopher Nolan? That famous quote of Howard Hawks about the trouble working out how a Pharaoh should talk for Land of the Pharaohs (1955) (“I don’t know how a Pharaoh talks. And Faulkner didn’t know. None of us knew.”) is still relevant in this regard. Lucas tries, a bit archly but with some purpose, to recreate the flavour of a certain brand of courtly poeticism in speech through the prequels, with a texture on occasion that strives for the flavour of medieval epics— romantic, stylised, high-flown to the point of sounding like recitative. Lucas himself compared it to a kind of a rhythmic sound effect—a fair description. There’s a much-mocked line in Attack of the Clones when Anakin and Padmé share a romantic interlude by the side of a lake. Padmé remembers days of joy swimming and lying on the sand with an old boyfriend, and Anakin feebly jokes how much he hates sand. It is an uncomfortable moment, but deliberately so: Anakin tries to shrug aside a hint of romantic jealousy with humour, but accidentally reveals a hole in his soul, as he’s actually talking about his childhood on a planet where sandstorms were dangerous and life was hard, a place to which he will soon return. Characterisation, backstory, foreshadowing. Not so bad for a dumb joke about sand.

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That’s not to cover up the many dud line readings in the prequels, most of which are perplexing as they could’ve been salvaged with a few hours’ dedicated ADR work. It’s definitely true that Lucas accomplishes his aims better with images than words. An iconic shot in Attack of the Clones depicting Anakin regarding the dawn and trying to calm his raw nerves with Padmé hovering in the wings, and the final shot of the same film where the pair get married in the rays of a setting sun, have a transfixing, totemic beauty. Lucas’ formal gifts are, in fact, often greatly in evidence throughout the series, particularly his interest in wide shots replete with geometries that highlight the formalism that defines this age in his fantastical world and the tension about to bust it to pieces.

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I think the style is quite deliberate and suits the tone of the material, and is also modulated with a deliberation many didn’t notice, moving from the pantomime-like tone of the opening episode to high operatic drama in the last. But the emphasis on a tense decorum in this futuristic (albeit past) world leaves Portman and Christensen often seeming far more out of place than their predecessors ever did. Christensen, whose chief claim to fame was playing a troubled young misfit on the TV series Higher Ground before Lucas cast him, is one of the most vexing elements of the triptych. Lucas clearly wanted a James Dean-Marlon Brando quality to Anakin, his generational touchstones for rebellious youth and social disaffection, a touch of the immature as well as the fearsome to his asocial side. If Christensen was irredeemably bad, he could simply be allowed to fade into the texture of the films like human wallpaper. But Christensen delivers on occasion, as in the scene when Anakin tells Padmé about the massacre of the Sandpeople: he grasps the degree to which Anakin is composed of alternating repression and inchoate eruption, nobility and monstrosity.

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Plummy old pros like McDiarmid, Jackson, and Oz fit into this landscape better. McGregor acquits himself well enough in the series, an achievement considering he had a difficult job in matching his younger, pithier version of Obi-Wan to Alec Guinness’ quiet and assured characterisation. Although he and Christensen have the athleticism, in some ways Portman strikes me as the natural adventurer of the three young stars, dashing about firing ray guns with delighted eyes; her “I call it aggressive negotiations” quip in Attack of the Clones is pure swashbuckle. Perhaps the best performance in the trilogy comes from August, who does a terrific job of securing the drama in the spectacle of a mother bereft of her son; the reunion in Attack of the Clones has an unusual pathos because the dying woman is transfixed by the sight of her grown son.

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At its best, the prequel trilogy legitimately inhabits the realm of chivalric romance, stocked with themes and stances found in sagas, particularly in the traits that define Anakin, who’s actually much closer to a great mythic hero like Achilles, Jason, or Siegfried than Luke ever was in the violence and intensity of his driving emotions and character stances—forbidden love, crippling conflict between stoic integrity and hysterical eruption, an inability to settle into required strictures of life in the society he represents. Obi-Wan was originally presented as a mentor figure whose initially uncomplicated call to action for Luke was revealed in subsequent instalments to have more dimensions, but he still remained a figure of sagacious wisdom. McGregor plays him as a dashing, but serious-minded swashbuckler who retains a telling and ultimately calamitous blind spot when it comes to Anakin, his pupil and adopted brother, an emotional substitute for the lost father figure of Qui-Gon. This fantasy world is a kind of Eden from which everyone falls, giving birth to a different time and throwing up rogues like Han and Lando Calrissian (Billy Dee Williams).

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Many of Lucas’ reference points for creating his mythos were pretty disreputable, including not just the classy art of Alex Raymond’s Flash Gordon comics but the vulgarity of their screen serial adaptations. A wealth of other reference points is apparent— the swashbucklers of Michael Curtiz, the conceptual richness of Frank Herbert’s Dune novels and the venturesome absurdity of Edgar Rice Burroughs, the sweep of John Ford’s western mythology and the rigorous formality of Akira Kurosawa’s samurai epics, and Ray Harryhausen’s films, which combined ingenious wonders with the ropy charms of B-movies. On the highest level, Lucas has often seemed an acolyte of Cecil B. DeMille, whose embrace of scale and riotous colour as aesthetic tools matched the themes of world-shaping powers with The Ten Commandments (1956), and of Fritz Lang, who laid the groundwork for much of the style of Lucas’ works with his silent epics The Spiders (1919), Dr. Mabuse, the Gambler (1922), Die Nibelungen (1924), and Metropolis (1926)—fantastical pieces of world-building replete with similarly surreal and cavernous environs, action cliffhangers, and stories often split across multiple episodes. Coruscant turns Metropolis’ soaring modernist architecture into an entire world. There’s more than a hint of Die Nibelungen (both movie and source myth, quite apart from Wagner’s take) in the recurring images of crushing courtly stature and state, infernal downfall and baleful regard. Palpatine sitting at the centre of all plots is the ultimate Mabuse, manipulating the downfall of others for personal amusement, reducing government to a matter of his own will and detecting the weak points of Anakin’s psyche to turn him into a helpless acolyte.

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The political substance of the series is a mishmash of historical motifs, blending a parable for the Roman Empire, the Crusades, the American Revolutionary War and Civil War, and World War II, complete with space Nazis and galactic paladins. But the prequels contain a consistent thread of real interest in the idea of what constitutes the self and society, diagnosing cynicism as a problem that’s as pernicious as corruption. The original trilogy only seemed to reference contemporary politics by evoking a generational anxiety of becoming what the ’60s counterculture rebelled against, as Luke tried to avoid becoming his father, whilst the battles of the Ewoks uncomfortably suggested an odd hijacking and inversion of the Vietnam experience. The prequels suggest a more immediate and clarified lesson. “So this is how freedom dies,” Padmé murmurs at one point when the Senate votes to make Palpatine Emperor, “With thunderous applause.” Revenge of the Sith, the concluding movie in the trilogy, has a rueful warning for younger generations of how easy it is to be so subsumed when your leaders manipulate you to commit evil in the name of good, with Anakin, youth and talent personified, seduced by promises of power and privilege, called to commit slaughter in the name of peace, to be delivered from fear and frustration. Anakin’s urge to free himself from fear also detaches him from democracy, making him lean toward authoritarianism, the get-things-done attitude of Palpatine.

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One of the most obviously powerful qualities of the series since its inception has always been John Williams’ scoring, and perhaps the most inarguably strong aspect of the prequels is his music, particularly the “Duel of the Fates” piece used in The Phantom Menace, the lush “Across the Stars” motif in Attack of the Clones, and the thunderous drums and choral works resounding throughout Revenge of the Sith. The prequels sport a few nods to the original trilogy that are perhaps excessively cute—having C3-PO prove to have been an engineering project of young Anakin’s, making Boba Fett’s father Jango the genetic source of all the initial wave of clone Imperial Stormtroopers. But there are also some refined and intelligible touches of foreshadowing and mirroring throughout, particularly in Anakin’s two duels with Count Dooku, which mimic cinematic effects and story patterning in The Empire Strikes Back (1980) and Return of the Jedi (1983) in suggesting the same forces of fate and divergence of character that define fathers and sons, masters and pupils. Revenge of the Sith signals the closing bookend to the trilogy in echoing Episode VI – Return of the Jedi, as Palpatine’s plots reach climax, the Jedi are wiped out, and Anakin begins a precipitous transformation into that darkest of dark marauders, Darth Vader.

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Frankly, Revenge of the Sith is the best of the Star Wars films, a grandiose distillation of the entire concept of space opera scifi, the closest the series has come yet to fulfilling its neo-Wagnerian streak. It’s also the tightest, most dynamic piece of filmmaking, a narrative inexorable in the same way as A New Hope, except on a downward trajectory, successfully carrying through a promise to turn into high tragedy. Elements that had problems connecting and synchronising in the first two films snap into gear here— even Christensen is fairly okay—if at the relative expense of some aspects, including Padmé, as the dashing figure she cut in the first two instalments is here reduced to mere weepy baby mama, for the most part. The opening sequence is a marvel that shows how far special effects advanced even in the six years since the trilogy began, and unfolds as a pure episode of swashbuckling action, as Anakin and Obi-Wan try to rescue Palpatine, who’s been kidnapped by Dooku and cyborg rebel leader General Grievous. Anakin defeats Dooku this time and kills him at the chancellor’s behest, and finishes up having to pilot a massive crashing spaceship in for a neat landing. This whole sequence is a piece of cinema spectacle I don’t think anyone’s topped in the last 10 years. Revenge of the Sith alternates the urge to such kinetic release and intense, yet quiet, almost cerebral sequences where the characters grope their way through their contradictory impulses and collapsing worldviews.

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Another very large reason I like these films is that they reject nearly every modish trick of so much contemporary filmmaking. As modern, perhaps excessively so, as the digital special effects seemed upon release, the actual cinematic design of the films is rich and classical in utilising the screen’s expanse, and those much-quibbled-over effects, sometimes gorgeous and sometimes cheesy, offer to me a quality like the painted wonders of old matte effects – not realistic, but transportive on some level. There’s scarcely a single too-tightly-framed shot or jerky camera moment in all seven hours of the filmmaking here. Lucas’ trademark Kurosawan screen wipes nudge visual and narrative structure along with fluidic insistence. I’ll also admit I have a liking for aspects of these films from which others recoil, so go ahead and assume I’m mentally ill. I enjoy Lucas’ happy embrace of the kind of outsized, old-fashioned melodrama and idealization usually filtered out of modern tent-pole films where the cult of awesome has a very narrow range of definition; the scenes of Anakin and Padmé swooning in the fields of Naboo, which have a resplendent, flower-child goofiness to them, and Vader’s final, over-the-top cry of “NO!” are big, gregarious middle fingers turned up at the middling, sometimes nonexistent emotional range of most of Lucas’ inheritors. Revenge of the Sith concludes the move away from the kid-friendly tone of The Phantom Menace, as here the young Jedi are butchered en masse by Anakin amidst a night of long light sabers. Marching ranks of Stormtroopers invade the Jedi temple, and Anakin heads to the planet Mustafar to wipe out the separatist leaders, including Nute Gunray, now that Palpatine no longer needs them.

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Lucas’ direction, which grows more vigorous and animated throughout the trilogy, cuts loose in this movement, replete with delirious high viewpoints of marching armies, cross-cut glimpses of myriad alien worlds where other Jedi are betrayed and ambushed, and the churning violence Anakin turns on his enemies, carving up the separatists with a savagery that’s quite unmatched in the whole six-film cycle. The finale of Sith, at once paving the way for the next cycle of history and underlining the total collapse of everything depicted as sacrosanct and worthy in the previous three films, sees Obi-Wan and Anakin battling over Padmé’s crumpled, pregnant form on a volcanic planet where the spuming lava flows mimic the emotional landscape of the characters and the action unfolds in gloriously hyperbolic manner. Molten rock erupts, sparks fly, light sabers streak and slash, colossal machines fall apart and melt. The mimetic quality of Lucas’ creation is at its most unrestrained and beautiful here: I’m not sure if mainstream cinema had seen its like since the days of DeMille, or Powell and Pressburger, whose Black Narcissus (1946) and The Red Shoes (1948) similarly paint obsession and jealousy, love and hate, in bold tones of bloody red and dancelike motion.

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Lucas does grant concessions to the remnant heroic ideal at the heart of the series. Yoda gives the newly crowned Emperor a bit of what-for before fleeing in the face of the crushing political machine the Sith now wields, and Obi-Wan quite literally cuts Anakin’s legs from under him when the young, increasingly mad tyro overreaches and underestimates his opponent. The concluding scenes take the cross-cutting structure to a striking place as two different kinds of death and birth are contrasted—the waning life-force of Padmé even as she struggles to give birth to the crucial Dioscuri of the next epoch, Luke and Leia, matched with the reconstruction of the mangled and pathetic Anakin into the monstrous form of Darth Vader. There’s a perverse and gruelling quality to these scenes that, again, defined new territory for a series once based in mere boyish adventure. The themes of rebirth, cycles and family, decay and renewal, conclude in images of funeral, as Padme is celebrated in death by Naboo, and homecoming, with Leia finding a home with Senator Organa (Jimmy Smits) and his wife. But the very last shot inevitably returns to that most memorable image of A New Hope, as young Luke is held by his aunt and uncle (Joel Edgerton and Bonnie Maree Piesse) as they gaze out on the twin suns of Tatooine, the future with its horrors and glories a distant promise.

Standard
1950s, Epic, Japanese cinema

The Samurai Trilogy (1954-56)

Samurai (Musashi Miyamoto, 1954) / Samurai II: Duel at Ichijoji Temple (Zoku Musashi Miyamoto: Ichijôji no kettô, 1955) / Samurai III: Duel at Ganryu Island (Musashi Miyamoto Kanketsuhen: Kettô Ganryûjima, 1956)

Director/Coscreenwriter: Hiroshi Inagaki

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By Roderick Heath

In 1955, the foreign-language film Oscar, then still a special rather than a competitive award, was given to Hiroshi Inagaki’s Miyamoto Musashi, retitled Samurai for foreign release. It followed Akira Kurosawa’s Rashomon (1950) and Teinosuke Kinugasa’s Gate of Hell (1954) as the third Japanese winner in four years, a highly visible recognition of the nation’s cinematic renaissance. Inagaki had close links to the stage, having followed his father into theatre acting at an early age. He found work with Nikkatsu Studios as a performer in the early ’20s, and a passion for fusing theatrical and cinematic traditions would define his work. By the end of the decade he was directing and screenwriting.

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Inagaki collaborated on many occasions with Toshiro Mifune, and their work together deserves consideration for the diversity and exploitation of the actor’s gifts alongside Mifune’s more famous work with Kurosawa: they joined forces on the Samurai trilogy, and then subsequently on Inagaki’s inspired adaptation of Cyrano de Bergerac, Samurai Saga (1958), where Mifune played the large-nosed hero; the grandiose fantasy epic The Birth of Japan (1959); and Chushingura (1962), a much-admired take on the famous tale of the 47 Ronin. The Samurai trilogy is still probably Inagaki’s best-known work, however, a grand, richly textured, folkloric take on the life of Miyamoto Musashi as mediated by a fictionalised novel by Eiji Yoshikawa and its stage adaptation by Hideji Hōjō. Inagaki at once mythologises and presents a profoundly ambivalent analysis of the life of Musashi, surely the most famous samurai of all time.

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Musashi’s stature and allure combines aspects of legendary western knights, augmented by the peculiar spiritual and scholastic authority of the samurai tradition. Because of his obscure early life and his great career, which saw him cut a swathe through a host of challengers and officially sanctioned swordsman schools and champions, Musashi also gained the extra edge of glamour afforded romantic outlaws and rebels, a lone-wolf hero exemplifying his creed but obedient only to his personal honour. Musashi’s life coincided with the rise of the Tokugawa shogunate, the monolithic power that would rule Japan for 250 years whilst shutting down social mobility and progress. But Musashi’s example, whilst exemplifying his principles, held the promise that anyone could, with discipline and fortitude, become a good enough fighter to take on any force. Musashi wrote important books, including the canonical Book of the Five Rings, about swordcraft, but he was reticent about his background and experiences in his writing, leaving a lot of room for popular mystique. Eiji’s novel bent the historical bow quite a bit, presenting Musashi as a wild youth whose path to the standing of samurai master is a long and gruelling process of self-discovery and self-denial. This notion played to Inagaki’s affinity for finding the nobility in ordinary and luckless people: his Musashi, or Takezō as he was known as a boy, begins as an everyman, craving adventure and elevation, leaving his small village of Miyamoto to join the Toyotomi army, the anti-Tokugawa side in the civil war sweeping the nation in 1600, along with his best friend Honiden Matahachi (Rentarô Mikuni). Inagaki had already, earlier in the ’50s, made a three-part drama revolving around Sasaki Kojirō, Musashi’s most famous opponent, also with Mifune as Musashi. That series had been the tragedy of a potentially great man brought down by his worldly and egotistical aims. The Musashi trilogy inevitably contrasts this concept, and yet Inagaki still finds surprising, even profound ambivalence in taking on such a storied folk hero’s life as he journeys towards his duel with Sasaki, taking Musashi from primal man to modern man, watching him flower from headstrong tough to brilliant but existentially desolate warrior to philosophical hero.

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Miyamoto Musashi unfolds as a tale of complex and shifting allegiances between characters across the breadth of the three episodes in a manner closer to epic saga. At the fateful Battle of Sekigahara, Takezō and Matahachi are mere foot soldiers digging trenches, but Takezō charges into the fray in the midst of the collapsing Toyotomis pursued by Matahachi, who has none of his friend’s nerve and skill. Inagaki’s camera dissolves from the midst of blood and thunder to the sight of his two hapless heroes squirming out of the mud in the midst of battlefield carnage, two losers stranded by the tide of history. Takezō searches for shelter for himself and the wounded Matahachi and eventually bursts into a cabin occupied by Oko (Mitsuko Mito) and her daughter Akemi (Mariko Okada), who survive by robbing the bodies of dead soldiers. They help the two men recover, however, and both women come to covet Takezō, who spends his time trying break in a wild horse he has captured while remaining aggressively uninterested in women. The dynamics described here define the whole series and its insight into Musashi’s character, who remains cursed in his incapacity to relate to women in his life under an assumed policy of monkish asceticism, as he tries to train another wild animal—himself.

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Oko and Akemi subsist under the sufferance of a bandit brigade that controls the area. The bandits demand the bulk of their recovered loot as payment, but when they come to collect and the leader threatens to rape Oko, Takezō comes out of hiding and slaughters several of the brigands in a display of ferocious fighting wit. Oko, beguiled by spectacles of male strength, clasps onto Takezō worshipfully after this feat, but he runs away. Offended, Oko tells Matahachi and Akemi that Takezō tried to rape her, and then she convinces them both to flee with her and the loot. On the way, Matahachi manages to kill one of another band of much less threatening robbers who attack them. Meanwhile, Takezō heads back to Miyamoto, but when border guards of the new regime try to arrest him, he cuts his way through their number and becomes a wanted outlaw.

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Soon Takezō is reduced to the status of a filthy beast subsisting in the hills, as his own family lead the hunt against him partly out of fear of the reprisals by the town governor. The first episode of Inagaki’s series in concerned with how Takezō is elevated from this degraded condition to the threshold of becoming the archetypal samurai. Inagaki portrays these states as points on an evolutionary progression, but vitally related: what Takezō lacks is not fighting ability, but discipline, and discipline, when he attains it, is in its way, just as knotty and self-punishing as base ferocity. The blend of Buddhist philosophy and modern psychology Inagaki turns on Musashi in the course of a narrative that resembles a traditional bildungsroman is woven together with the real incidents of Musashi’s life tweaked to become illustrations not merely of his gathering skill and legend, but also as markers in the war of his head and heart. The catalysts for his transformation are Matahachi’s fiancée Otsu (Kaoru Yachigusa), and the Buddhist priest Takuan (Kurôemon Onoe), in whose monastery Otsu was raised. Takuan takes it upon himself to capture Takezō and punish him, but also to school him and put his spectacular talent to better use, whilst Otsu becomes fixated with Takezō, freeing him at one point and becoming the only woman he loves. Takuan manages to imprison Takezō in Himeji Castle, where he’s kept with piles of literature to train his mind as prelude to training his body. Takezō never emerges from prison, but rather who he becomes, the samurai Musashi Miyamoto. He is offered a chance to join the retinue of the lord, but Musashi declines, stating he still has much to learn.

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Otsu waits out the term of Musashi’s imprisonment, taking a job at a food stall near a bridge visible from the castle, but learns that his new path demands he renounce women. Musashi encourages Otsu to forget him and get on with her life, but Otsu refuses, equating Musashi’s sense of manly duty to hold true to his chosen creed with her own female duty to hold fast to hers. The Musashi trilogy is then, on one level, a romantic tragedy about two people permanently separated but eternally joined by their ideals. Their lives weave in with others in a tale that travels the expanse of feudal Japan, as Musashi gains ever-increasing fame as a duellist. Early in the second film, he wins one such duel, but when he encounters an elderly Buddhist priest, the priest dismisses him as still just a strong man out for glory with no concept of chivalry, a thought echoed by a weaponsmith who advertises himself as a sharpener of souls rather than swords, and refuses to work on Musashi’s weapon. Musashi, however, meets both challenges with gestures of humble suppliance, confirming that he’s attentive to his faults and still seeking the essence of his creed.

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The second chapter, Duel at Ichijoji Temple, revolves chiefly around the consequences when, seeking out the best schools of swordcraft to test and best, Musashi enters Kyoto and challenges the students of Yoshioka Seijūrō (Akihiko Hirata) to fight with kendo sticks. Musashi lays waste to the students, enraging Yoshioka’s protective clan and friends, who insist on keeping Seijūrō himself from battling the upstart. Instead, they send a gang to attack him, but Musashi fights them off, and when Seijūrō’s brother Denshichiro (Yû Fujiki) comes to fight him, he is quickly killed. Finally, the school gathers together a gang of nearly a hundred fighters to ambush Musashi even after Seijūrō has promised him a fair duel.

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Woven in with this violent drama are the other characters introduced in the first film. Matahachi’s mother Osugi (Eiko Miyoshi), who betrayed Musashi when he sought refuge with her, leaves their home town with an escort, determined to kill both him and Otsu for dishonouring her clan. Matahachi, Oko, and Akemi are living now in Kyoto, Matahachi having devolved into a fetid, pitiful drunk, whilst Oko has taken the wily and opportunistic Toji Gion (Daisuke Kato) as a new lover. Together, their amoral activities counterpoint Musashi’s transformative labours in a manner reminiscent to the Thenardiers in Les Miserables. Toji is trying to make their fortune by marrying Akemi to Yoshioka Seijūrō. The swordmaster, encouraged by Otsu to claim her daughter with force, sexually assaults her, rendering Akemi’s relationship with her mother even more dank and contemptuous. Akemi, more than a little unhinged by the experience, is fixated on Musashi, and she confronts Otsu in laying claim to the ronin’s affections as both women rush to help him as he fights off a Yoshioka gang. Musashi gains a supporter in master swordsmith Koetsu Hanami (Kō Mihashi), who invites him into his household and introduces him to acclaimed geisha and courtesan Lady Yoshino (Michiyo Kogure), who has such composure and poise that even Musashi is astounded by it, whilst she, like Otsu and Akemi, falls powerfully for the great warrior. Most portentously, another young and brilliant ronin, Sasaki Kojirō (Kōji Tsuruta), arrives in Kyoto and studies Musashi from a distance, even intervening unbidden to guard Musashi’s back and keep the Yoshioka gang at bay at crucial moments. Sasaki’s ambition is not ultimately beneficial to Musashi: Sasaki has him marked as his one great rival, and, knowing they must inevitably duel to decide who the best is, is determined to keep him from being killed by hordes or treachery.

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The Oscar the first episode captured may well have reflected, like the acclaim for Gate of Hell, the thrill the exotic beauty both works generated regardless of their dramatic wits, with bright colour effects and historical settings far detached from the transformations overtaking postwar Japan. Inagaki certainly never pretends to tell a realistic story, in opposition to the pungent authenticity Kurosawa strove to bring to Seven Samurai (1954). Inagaki’s filmmaking throughout the three films is tremendous, using any device he saw fit to render his story vivid and quick-moving in spite of the contemplative heart of the drama and the complexities of the human islands we see grazing against each other throughout: the Samurai trilogy is one of the fleet and gripping epic achievements of cinema.

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Aspects of the trilogy have sunk deeply into the cinematic landscape, less celebrated than the influence of Seven Samurai or Yojimbo (1961) and yet detectable in Sergio Leone’s films, which particularly enjoy the notion of antagonists who protect each other to better serve an ultimate confrontation, and as one of the many reference points of Kill Bill (2004-05), and perhaps even George Lucas’ original Star Wars trilogy. Luke Skywalker’s growing ability and search for self-control recall Musashi’s, whilst Lucas’ narratives thrive on similar interlacing plot and character strands across multiple episodes—the final moments of Inagaki’s second film particularly resemble The Empire Strikes Back (1980). Inagaki may even have coined a quintessential martial arts movie cliché when Musashi awes people by snatching flies with his chopsticks. Inagaki pushes stylisation so far as to include a shot of animated birds flying over a set representing the countryside at dawn, echoing back to the artifice of silent cinema. Like many directors who started work in the silent era but whose careers were still strong in the ’50s, including John Ford and Fritz Lang, Inagaki seemed to lose interest in realistic precepts for cinema and turned back to a deliberately, conveniently stylised atmosphere, the better to play out psychological dramas and rock-ribbed moral tales.

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Inagaki also bends the arc of his storytelling to include discursions into geisha dance and musical performance, as if rejoicing in the fabric of Japanese classical culture. Inagaki’s indulgence of his theatrical and nonrealist reflexes doesn’t mean, however, that these films are stagy: rather, they are filled with vignettes of astonishing illustrative verve. The early Battle of Sekigahara sequences is a brief but thunderous piece of filmmaking, frames packed with charging cavalry and contorting bodies, bolts of myth-writing lightning and pounding rain, whirling slashes of Musashi’s sword matched by the driving tracking motions of the camera. The location photography possesses the clarity and lustre that has long felt very specific to Japanese film, but Inagaki uses his locations with the same painterly élan as his artificial settings, alive to rolling mists, the fires of the rising sun, the wind-thrash of riverbank reeds, the glow of the moon. The duel that represents the climax of the trilogy, a battle filmed as a form of kabuki dance, uses trees to form a proscenium arch and frame the antagonists. Inagaki uses bodies of water as a leitmotif throughout, tethering Musashi’s journey both to coherent geography and to ready moral, spiritual, and experiential cartography. Marshy swamps and high, trickling streams denote the stagnant and violent state of Japan and the wild yet tentative nature of the hero at the outset. Inagaki constantly cuts way to shots of flowing rivers to denote the passage of time and the paths to maturity, whilst bridges across those rivers are both convenient landmarks for the characters, but also symbolically charged places where the characters often meet and form tentative attachments that may later be revised, as with Akemi and Otsu, who first share a moment of sunny, sisterly friendship when they meet and speak of their lost loves well before learning they’re speaking of the same man. The finale of the second film sees Musashi fighting in rice paddies, using the terrain to his advantage. Sasaki shows off swordcraft before the mercurial beauty of a waterfall. Rivers meet the sea in the last film, where Musashi must cross to Ganryu Island to meet his greatest enemy alone on the edge of the ocean and the day, in the null zone between life and death, the perfect Zen location. Musashi’s choice of armament for this grand battle, a hand-carved boat oar, attains special meaning through this motif.

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Paradoxically, whilst Inagaki evokes the most hallowed conventions and traditions of Japanese culture, his Musashi trilogy deals with turmoil on a social and moral level. Inagaki pays acute attention not simply to Musashi’s travails, but also to the way they affect others, most prominently the diptych of Otsu and Akemi but also from characters as diverse as Toji and Yoshino, orphan boy Jōtarō (Kenjin Iida) and braggart horse thief Kuma (Haruo Tanaka), who both become his protégés, and the boatman (Minoru Chiaki) who carries him to Ganryu Island. The voices of such characters are prized by Inagaki to the point where the trilogy starts to feel like a parable for the democratising process gripping Japanese life in the decade since the war, giving a sociopolitical context for Inagaki’s concern for downtrodden and outsider characters. Musashi is conceived as both catalyst and onlooker in this process, presenting a paragon detached from the power structure and upper classes of the age, a hero figure to ordinary people, but in many ways, cut off from such evolution (when Inagaki would cast Mifune as a version of Cyrano, it would allow him to perfectly unite both the exemplar and the outcast in one figure).

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Musashi is himself, ironically, often reticent, even inarticulate, particularly when it comes to the women in his life, who wants things from him he can’t give. When he finally does let his passion boil over and grasps Otsu in a desperately erotic clinch, it so powerful and unexpected a display that Otsu is frightened, and Musashi immediately ceases, suffused with shame. Musashi’s quest for discipline and perfect skill finds outflow in art as well as fighting, as he’s glimpsed creating delicately beautiful expressions of a Zen-infused sense of nature. Meanwhile the great warrior is most at ease with children, like Jōtarō and the doll-like geisha apprentice who becomes his handmaiden in Lady Yoshino’s house and whose solitary, rapturous singing in a garden Inagaki films whilst Musashi is off at another deadly battle, a moment of near-fairytale beauteousness that rejects just about every precept imaginable in an historical action film.

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The conclusion of Duel at Ichijoji Temple ironically contrasts Musashi’s loss of erotic control with his gaining of gallantry: after fighting off dozens of the Yoshioka toughs, he’s finally challenged by Seijūrō, who escapes his own followers who have tried to keep him from attending the honourably arranged duel. Musashi beats him and holds off killing him once he’s sure his opponent is defeated, proving he’s attained both the skill and wisdom not to kill when it’s not necessary. Yet after his lapse with Otsu, he slinks away from his victory a still-chastened and embarrassed wanderer. The long, intricately staged battle between Musashi and the myriad heavies is certainly one of the great combat sequences in any movie, depending on Mifune’s great physicality for its convincing force as Inagaki expertly films how Musashi takes on a mass of enemies, carefully using his blinding speed, precision, and wits to divide their mass into manageable sections. The subplot of Matahachi and his mother ends as a tragicomic aside, both trying to kill Otsu but meeting an amusing comeuppance when Matahachi, who’s trying to pass himself off as Sasaki, meets the real swordsman, who chases him away. Sasaki then shepherds Akemi away from the battleground, and she accuses him of coveting her because he wants anything Musashi has. In the third film, Sasaki gains the success he craves when he’s appointed fencing master to the shogun’s son, albeit only after Musashi proves uninterested in the job and after Sasaki overdoes things in a bout arranged essentially as an audition, crippling a court samurai in a fencing display.

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Sasaki eventually challenges Musashi to a duel, and Musashi accepts, but sends him a letter asking for the date of their combat to be put off for one year. Sasaki accepts, as it gives both men time to create a strategy and conquer their interior troubles. Inagaki pointedly portrays their divergent paths, however. Sasaki settles into the lap of court life’s luxury with the prospect of marrying a lord’s daughter, whilst Musashi continues to wander, eventually settling in a small village on a plain dominated by bandits where he, Jōtarō, and Kuma set about to work the land and teach self-defence to the villagers. The echoes of Seven Samurai here perhaps confirm the swift impact Kurosawa’s film had on the jidai geki genre, but allow Inagaki to bring the story full circle. Where Takezō went to war with a small town, now Musashi sets out to protect one. He chooses a path of abnegation and rude physical labour as the way to school himself for the ultimate trial, and the cause of common humanity rather than statecraft and power.

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As Musashi and Sasaki move toward their destined battle, the counterpoint of Otsu and Akemi’s war for his affection builds to a head as both find their way to the village. Oko has since been tracked down and murdered in revenge by Kohei, the leader of a bandit gang whose brother Musashi killed in the first film, and Toji has joined the bandits. When they capture Akemi in a tavern after she runs off from Sasaki, Toji and Kohei compel Akemi to infiltrate the village and clear a path for their gang to charge in, a game Akemi eventually plays out in anger at the way Musashi accuses her of possessing her mother’s malignant streak. Akemi even tries to force Otsu to solve their rivalry in a battle with axes, but the bandit attack forestalls this, and instead Akemi dies defending Otsu from a lascivious bandit. In many ways Akemi is the trilogy’s obverse protagonist in a way none of the men competing with Musashi manages, and surpassing Otsu’s fervent but straightforward passion. Her path from degradation to a flash of nobility in the moments before death mimic Musashi’s journey whilst Inagaki stresses the realities that keep her from obtaining the same stature, the cruelty of desire and forced engagement with the realities of the world that Musashi conquers by distilling them into the theatre of war, an option not open to many others. Her death comes amidst the final conflagration of the worldly distractions and the dramas of pettier men, seen as the villagers and the samurai defeat the bandits but suffer great loss: the tumult of an evil epoch is fading by the film’s end, and history, represented by the hardiness of the villagers, rolls on.

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The sequence of Musashi and Sasaki’s beach duel is conceived by Inagaki as a moment of perfect crystallisation, both for the narrative and for the experiences and principles of the duellists. For a brief moment each finds a perfect mirror of ability and the perfect moment of pure reality that is at the same time a gate of transcendence. Musashi’s ultimate victory is the result of forces we’ve seen building since the opening seconds of the first episode, a victory allowed by his final achievement of calm in the face of any event: he enters and leaves the arena without expectations, past or future, whereas Sasaki wants it to be the last chore before settling into a life of acclaim and marriage. True to his own principles, Inagaki’s final grace note is not one of triumph, but the awful fall following zenith, noting Musashi’s anguish in facing a future without such a beckoning purpose and, worse, looking honestly at what it cost him to get here.

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