Director: Peter Jackson
Screenwriters: Philippa Boyens, Peter Jackson, Stephen Sinclair (The Two Towers only), Fran Walsh
By Roderick Heath
For over forty years, John Ronald Ruel Tolkien’s three-volume fantasy novel The Lord of the Rings defied all efforts to adapt it as live-action cinema. The requirements of such an adaptation, including a large budget, advanced special effects, and an intelligent filmmaker with a feel for the fantasy genre, put it beyond the scope and interest of movie studios, although a fascinating array of directorial talents, particularly John Boorman, confirmed a desire to try. Stanley Kubrick, an admirer of the novels, turned down an offer to film them because he thought it impossible at the time. There was even an aborted attempt to make a version starring The Beatles. Tolkien, a philologist, Oxford don, and First World War veteran, spent most of his adult life creating his beloved and endlessly influential legendarium, drawing on the classical and medieval myths that were the marrow of his intellectual interests along with the languages they were told in. Tolkien’s stated aim was to synthesise a specifically British equivalent to the tales of Homer and the Norse sagas as he felt the cultural core of the ancient land had been erased by the Romans and subsequent invaders.
Tolkien’s earliest forays on this project were scribbled out when he was serving in the trenches during World War I, at first for private amusement and then with increasing purpose that crystallised when he wrote a short novel for young readers, 1937’s The Hobbit, rooting it in his invented world. That book’s success spurred him to start work on The Lord of the Rings, which took nearly twenty years. An immediate hit as the three volumes were published, the work only grew in popularity, particularly as its themes and imagery concurred with the emerging counterculture in the 1960s. Tolkien gave new and powerful life to the fantasy genre, which had its roots in the backwards-looking wistfulness of late Victoriana and branched off into the arcane macho fantasias of pulp magazines. Tolkien was dismayed by the first BBC radio adaptation in the mid-1950s, a version that no longer exists: it took time for the lexicon of high fantasy which Tolkien had all but birthed to permeate pop culture enough to be used to retranslate his imaginings into other forms. Maverick animation director Ralph Bakshi bypassed many of the difficulties by making an animated version, but the result, released in 1978, told only half the story of the novel and its indifferent reception meant the project was left unfinished. The BBC’s second radio adaptation, broadcast in 1981, was on the other hand richly detailed and much admired.
The man who finally talked a studio into backing a multi-episode adaptation produced on the most lavish of scales was as unlikely in his way as Tolkien’s diminutive, world-defying heroes. Peter Jackson had made his name in low-budget, freakish punk-gore comedy-horror films in his native New Zealand, beginning with 1987’s incredibly cheap and patchy but ingenious Bad Taste and pushed to an extreme with 1992’s Brain Dead (aka Dead Alive), strongly influenced by fellow no-budget provocateur Sam Raimi but with new, baroque dimensions and a gift for blockbuster-like narrative intensity and spectacle. Heavenly Creatures (1994) marked Jackson’s sudden swivel towards international respectability in tackling a notorious and deeply tragic true crime tale, whilst still drawing on a fabulously fecund and bizarre imagination, as well as the new realm of digital special effects through the burgeoning Weta Workshop, to illustrate the hothouse bond of two young women who committed a murder in 1950s Christchurch.
Jackson’s first film made for Hollywood, if still shot in his homeland, was The Frighteners (1997), a return to his earlier gore-comedy fare, only slightly toned down for a wider audience. It proved a flop, but Jackson, undaunted, gained the approval of rights holder Saul Zaentz and got Miramax and New Line Films to fund his grandiose Tolkien venture. Some of Jackson’s value for money would still have been obvious. He was a hot young property despite a commercial stumble, he proposed making the films back to back in New Zealand to save costs and exploit its variety of locations, and knew how to ride the cutting edge of digital special effects. The novel’s popularity also promised a ready-made audience. To a certain extent. The Lord of the Rings had to win over the ordinary moviegoer as well, something fantasy film had long had a hard time doing, without a major hit in the genre since John Milius’ take on its gamier, pulpier wing, Conan the Barbarian (1982). But 2001 was an auspicious year, also seeing the release of Harry Potter and the Philosopher’s Stone, and for a while at least pure fantasy became a popular movie genre. Jackson, his partner and collaborator Fran Walsh, and writer and fellow arch Tolkien fan Philippa Boyens, approached their adaptation with wise scruples.
The challenge, and the films’ subsequent success, can be summarised with one key word: balance. Jackson and company had to even the scales between the many frames of reference that had become part of the mystique of The Lord of the Rings as well as the intricacies of its writing and story. Jackson avoided either becoming mired too deeply in the esoteric aspect of Tolkien’s tales or trying to revise them into something more contemporary, finding more room for creativity in extrapolating and amplifying the action aspect of Tolkien. The books had become signal works for fans in their preoccupation with a fictional world where everything has multiple dimensions of history, language, and symbolic portent, and the protective concept of nature as an interconnected system matched to a hostility towards industrialism. This also lurked behind the material’s popular perception as something beloved by asocial nerds and patchouli-soaked collegians, an association Jackson played up with unobtrusive mirth in making the Hobbits’ tobacco-like “leaf” rather more suggestively pot-like. In any events, the three films’ success made them an immediate pop cultural standard, the third instalment netting the Best Picture Oscar for 2003 and the trilogy more or less defining for the last generation or so what people think of as epic cinema. The Lord of the Rings incidentally created instant visual clichés of the new digital effects era, like the opening shots of CGI armies marching across the screen.
The Fellowship of the Ring, the first instalment, grabs attention nimbly from its opening moments, utilising Cate Blanchett’s sinuous narration in playing the lovely, ageless Elf lady Galadriel, to narrate and with Howard Shore’s tingling, elegant, gently foreboding string scoring lacing around the images like the curlicues of medieval penmanship. The quasi-mythic background of the ensuing drama is sketched in a few brief, spectacular scenes, as the Dark Lord Sauron, a fallen angel-like being who served the Legendarium’s great Satanic figure Melkor until his defeat, and then tried to gain control of the world called Middle-earth by sharing out magical rings of influence to the lords of Men, Elves, and Dwarves, all bound secretly to his own ring which can subjugate others to his will. The kings of Men given the rings became the Nazgûl, undead, completely enslaved beings, but the various races of Middle-earth formed an alliance to take on Sauron and his army of brutish beings called Orcs in their hellish wasteland home of Mordor. In the final battle Sauron seemed completely unstoppable thanks to the ring, until the human king Isildur (Harry Sinclair) managed to slice off Sauron’s fingers along with the ring. Sauron’s physical form exploded and the armies of darkness were pushed back, but Isildur, ignoring the pleas of the Elf Lord Elrond (Hugo Weaving) to throw the ring into the volcanic pits of Mount Doom where it was forged, decided to keep it. But the ring, an object inculcated with the pure malice and treacherous wit of Sauron as well as his life-essence, contrived eventually to bring about Isildur’s death and be lost, eventually claimed by Sméagol (Andy Serkis), a being so susceptible to the ring’s consuming power he is taken over by a rival personality calling itself Gollum, and becomes its perfect protector in the long wait for Sauron’s power to re-emerge.
The theme of the cursed ring, based on several mythic objects including Andvaranaut from the Völsunga Saga which also supplied Wagner with the chief basis for his version of the Nibelung legend, is used in Tolkien’s story rather differently to its source, where it was an object hazily symbolising greed, misused authority, and grave legacy. Tolkien reforged it into a catch-all symbol of demonic corruption, working insidiously on every psyche it encounters. The abstract power of the ring was one of the more difficult ideas to communicate cinematically, with Jackson pulling every trick in the book to give it a menacing gravitas, from shots using forced perspective lensing to capture its mysterious and subordinating charisma, to menacing, simmering voices heard on the soundtrack when its power is stirred, as well as dramatically stylised visions when people don the ring and behold the shadowy world of spiritual energy usually cloaked to mortal eyes. The ring eventually came into the possession of a Hobbit – a race of very short and stocky people who like to live prosaic lives on the fringe of the great world of Middle-earth – named Bilbo Baggins (Ian Holm), who found it during an encounter with Gollum. But the story only truly starts when the ring is passed on to his nephew and ward Frodo (Elijah Wood), a gambolling innocent who proves, thanks in part to his native Hobbit qualities and his own character, the only being capable of resisting the ring’s influence long enough to stand a chance of taking it back to Mount Doom and destroying it.
Sauron, still only a spiritual entity after losing his body, has nonetheless regained enough power and dread purpose to manifest as a cloud of fire shaped like an eye atop his grim fortress in Mordor, and it’s time for him to send out his minions in search of the ring and unleash his new project to enslave the world. The ring’s true nature is recognised by the wizard Gandalf (Ian McKellen) after Bilbo bequeaths it as well as his underground house Bag End to Frodo on his 111th birthday. Once certain of its identity he urges Bilbo to carry it out of The Shire to Elrond’s home at the Elf city of Rivendell. Gandalf pressgangs Frodo’s friend and gardener Samwise Gamgee (Sean Astin) into accompanying him after catching him eavesdropping on their conversation. Frodo gains more company when they run into his relatives, the perpetually hungry gadabouts Peregrin ‘Pippin’ Took (Dominic Monaghan) and Meriadoc ‘Merry’ Brandybuck (Billy Boyd), on the road. Eventually the foursome are taken under the wing of a friend of Gandalf’s, an enigmatic warrior commonly called Strider but actually named Aragorn (Viggo Mortensen), who tries to lead them safely through the increasingly rugged and dangerous country east of The Shire. Meanwhile Gandalf, planning to rendezvous with the Hobbits, visits the most powerful and respected of Middle-earth’s small clique of wizards, Saruman (Christopher Lee), at his tower in Isengard, to warn him of the portents of Sauron’s return, only to find Saruman has already cast his lot with the Dark Lord, and Saruman uses his superior power to imprison Gandalf.
The central metaphor of Tolkien’s story, that the little people – the figurative made literal here, in a touch at once faintly ribbing but also self-mythologising in its attitude to Englishness as a pure-sprung virtue – are the most truly heroic, was never meant to be subtle, and it’s a deep-wound part of the story’s universal appeal. The Lord of the Rings plays with the usual substance of warrior culture hero myths to place the usually unheroic at the heart of the tale whilst the emissaries of martial vainglory are more often than not held in suspicion until they prove worthy. Crucially, Jackson purveyed the twee existence of the Hobbits, with their idyllic version of a rural English lifestyle, and the mock-classical speech and concepts with dashes of good-humour but without any concessions to modern incredulity. Jackson himself swore off inserting any message of his own in tackling Tolkien, but there is, in the first film’s quick portrait of The Shire and its denizens, dashes of the satirical eye Jackson turned so scathingly on the New Zealand bourgeoisie in his earlier films, in the glowering Hobbits who dislike any sign of disruption or peculiarity. For Tolkien the road out from The Shire was a fraught and half-dread one for a man who knew what marching off to and home from danger felt like; for Jackson, there’s the squirming provincial creative person’s suspicion the risky path is the only way out. Jackson’s directing approach is quickly in evidence in the thrusting camerawork and wide-angle lensing to give the actions and objects a looming, overlarge force, giving the expensive blockbuster much the same visual energy as Jackson’s marauding B-movies.
The sequence of Gandalf’s return to Frodo’s home after confirming what the ring is an excellent thumbnail of Jackson’s technique. After creating the sense of looming and imminent danger with a vignette of one of the mounted Nazgûl questioning a hapless Shire farmer, Jackson depicts Frodo coming home after a night drinking with his friends. A lurking presence is suggested via hand-held camerawork peering through a grill. A long shot of Frodo entering the house dollies slightly to note papers flitting about in the breeze and then then forced-open window it blows through. Frodo pads into the darkened house, the camera moving hungrily from behind Frodo to before him: a hand reaches out of the shadow behind him, grasping his shoulder, with Gandalf suddenly looming out of the dark, his face lunging forward and the camera moving to meet him so his dishevelled, wild-eyed visage entirely fills the screen, before his totemic question – “Is it secret? Is it safe?” The actual revelation of the ring, performed by throwing it in fire so that the ancient words written on its surface are revealed, and Gandalf’s grim news about how the Nazgûl know it’s now in the hands of a Baggins, is then followed by a swift cut to one of the searching Nazgûl beheading a challenging watchman somewhere out in the Shire night, a jagged illustration of nightmarish danger moving inexorably closer: cut back to Frodo’s panicked reaction and his plea for Gandalf to take the ring.
The visual and storytelling cues here are all straight from horror cinema, nodding to Dario Argento and John Carpenter’s use of negative screen space as the place where threat lurks as well as Raimi’s hypermobile camerawork. Expectation is raised only for what is suggested to be a lurking danger to prove a friend, but the danger is real and now feels omnipresent. Such a trick Jackson plies arguably once or twice too often but certainly as a consistent tactic to keep the narrative in agitation, playing games throughout with his style of set-up and follow-through, in contrast to traditional approaches of screen epics and fantasy. The style informs the sudden transformation of The Shire from a place of hermetic stability into one charged with threat, but doing so in a manner that emphasises the building menace as intimate: the colossal, world-reshaping supernatural force lying out in the vast wilds in the east manifests locally to Frodo through troubling portents and roaming assassins. The actual trek for Frodo and Sam is momentarily halted when Sam notes they’ve reached what was previously the furthest point he’d ever travelled from The Shire’s centre, the moment of leaving behind home and known things and venturing into the world identified as something crucial in the course of the quest and the heroes’ concepts of themselves. Soon they’re eluding the Nazgûl on the road, Frodo resisting the urge to put on the ring as they come close, and racing to beat them to the only ferry across the bordering river.
A heavy dose of jolly comic relief counterpoints the high drama, largely provided by Merry and Pippin, whose minds initially, scarcely rise above their stomachs and thirsts until they’re immersed in the great conflict, and even once they join battle they still know how to take time out for a puff of weed and a spot of carousing. The Hobbits hover on the border of the childlike in their personas and wide-eyed approach to life, an aspect Jackson emphasised by casting youngish actors in the roles in contrast to other envisionings that often made them lumpen. They’re also in their provincialism ideal tourists in this world to discover everything for the first time, insular in the best sense in representing homey values almost undiluted, and good for speaking exposition to. As innocents abroad they need a protector and find one in Aragorn, introduced as a shadowy, knowing figure who embodies the promise of classical heroism but disdains the trappings of it, for very good reasons. Aragorn saves the Hobbits from an assault by the Nazgûl, but Frodo is stabbed with a cursed blade, beginning his slow transformation into another wraith. Luckily, the Elf princess Arwen (Liv Tyler), Aragorn’s lady love and Elrond’s daughter, intercepts them on the road and makes a gallop on horseback with Frodo to the safe harbour and healing arts at Rivendell.
Once Frodo recovers, and Gandalf joins them after escaping Saruman, they call a meeting of envoys from the various Middle-earth races, including the Elf Legolas (Orlando Bloom), Dwarf Gimli (John Rhys-Davies), and the human knight Boromir (Sean Bean), who represents his father Denethor (John Noble), steward of the Italianate human realm of Gondor. These three join Gandalf, Aragorn, and the four Hobbits in a Fellowship that sets out for Mordor. During an attempt to make passage through the Mines of Moria, a subterranean former Dwarf city now abandoned to Orcs and an enormous fire demon called a Balrog, Gandalf seems to die fending off the Balrog. The rest of the Fellowship find refuge briefly with another Elven commune ruled over by Galadriel, with her great arts as a seer and sorceress. After boating downriver, Frodo, with Sam in tow, is obliged to split from the Fellowship when Boromir, unbalanced by the ring’s influence, tries to snatch it, and they trek off alone. The others in the Fellowship are attacked by a new breed of Orcs reared by Saruman called Uruk-hai: they kidnap Merry and Pippin, think them to be the Hobbits carrying the ring, and kill Boromir. Aragorn, Gimli, and Legolas set out to save the two captives, ending the first film. In The Two Towers, Frodo and Sam continue their arduous trek and form an uneasy partnership with Gollum, who’s been tracking them across country. Stricken by the pathos of Gollum’s state and feeling discomforting kinship with him, Frodo agrees to let him guide them to Mordor. They’re briefly held captive by Boromir’s brother Faramir (David Wenham), but eventually he is convinced of the necessity of letting them go.
Whilst Frodo is the linchpin of the narrative, he is bound through his general if tested decency and enforced passivity to be the least compelling figure, worn down to a husk by the weight of the burden and the effect of the ring: the challenge of his character is not his growth but his need to remain the same, to retain his essential goodness and optimism. The former child star Wood’s innate likeability and large blue eyes go a long way, but it is nonetheless not an easy part to play, as Frodo’s deterioration and increasing attitude of grim knowledge, in both his sense of impending personal doom and his battle with the ring, demands careful shading. Meanwhile Sam, his most stalwart companion, grows ever more valiant as the quest unfolds, until the dramatic crescendo when Sam, unable to carry the ring himself, decides instead to carry the exhausted Frodo on his back. By contrast, the humans are more fretful, complex creatures most vulnerable to the ring’s predations because their best motives are often close kin to their worst, the temptation to try and wield its power to protect their communities the most devious potent of its manipulations, the one that ruins Boromir.
But the most heroic human characters like Aragorn, Faramir, Théoden (Bernard Hill), and Éowyn (Miranda Otto), are defined as such in overcoming their sense of inner frailty and unsureness in their identities, a process of becoming that makes the humans, by the tale’s end, the inheritors of a world where the fixed and unchanging races are moving on to “undying lands,” fading in their power and relevance. Aragorn is very much the central figure in this, a man who steadily resolves from a shadowy outsider by choice to a nascent warrior-king as it emerges he is the descendent of Isildur, the line of kings having abandoned the throne of Gondor, but still retains a quiet fear he will ultimately prove as weak as his ancestor, a fear he must eventually quell when he faces situations requiring exactly his gifts. With Mortensen expertly depicting steely fighting pith balanced by a rather gentle, philosophical spirit, Aragorn represents the complex balance of forces required in being a civilised and civilising man, whilst possessing all the ancient virtues, the ideal fighter and eventual king because of, rather than in spite of, his complexity. He’s also the only true romantic figure in the film, once who suffers as well as feels anointed through his apparently impossible love for Arwen.
Gandalf, based broadly on versions of Odin in his wanderer guise in Norse tales, is the chief engine of the storyline as the being who urges the others into the quest and who knows a deeper lore about the world, from his introduction where he seems little more than a gentle entertainer and old smoking pal of Bilbo’s, through to his rebirth as a white-robed, priestly figure who barely remembers his old identity and represents a divine promise throughout the fearful onslaught. McKellen was cast with surprising astuteness (considering he had revived his movie star fortunes playing the relished villainy of Richard III, 1995) as the inscrutable but paternal wizard, a figure who much like the other characters must pass through his own trial forcing him to evolve into something else, but in his case treads somewhat closer to an outright act of transcendence. McKellen provides the three films with their backbone of gravitas and authority infused with a gruffly avuncular streak and a dash of plummy humour. Gandalf’s travails as a large man in Bilbo’s burrow as built for small people provides more than a dash of slapstick, as it helps underline his position as the figure providing a vivid connection between a world like our own and the larger fantastical zone.
There’s a fascinating, likely coincidental similarity between Gandalf’s confrontation with the Balrog and the scene in Michael Mann’s The Keep (1984) where McKellen’s character Cuza stands up to the demonic entity Molasar. Both scenes involve McKellen’s aged, wizened, but uncorrupted character standing up to a monstrous avatar, wielding a totemic object – in Gandalf’s case his staff, in Cuza’s the cruciform talisman that keeps Molasar imprisoned – and rising to a titanic pitch of resistance in facing down all the evil in the world personified. Both scenes require McKellen’s capacity to turn his voice from something soft and reassuring to a booming, powerful device. Gollum, a creation that broke ground in the mostly seamless fusion of digital effects and Serkis’ brilliant performing, is by contrast one of the great screen grotesques, representing debased spirit. Gollum alternates shrieking, cringing pathos and crafty malevolence depending on which personality is in charge, delighting in his diet of raw insects and animal flesh, singing ditties to himself when happy, and speaking in mangled syntax often delivered in a sibilant purr. Serkis surely built upon Peter Woodthorpe’s characterisation from the 1981 radio version but added his own, most insistent quality in emphasising Gollum’s own, aggressively perverse childlike streak, often acting like a playground tyke, sometimes taking delight in petty cruelties and his peculiar appetites, other times viciously jealous of Frodo. Gollum counterbalances the Hobbits with a different brand of essentialised human nature, driven back into a kind of prelapsarian innocence except one that’s cruel and driven by a singular elemental need that has displaced and combined all the others.
Gollum winnows the vast world and grand military, political, and spiritual crises down to one fixated urge, plotting to regain the ring and revenge himself on the “filthy, tricksy Bagginses,” with Sam warning Frodo all the way and Frodo daring to take the chance because he knows the way but also because of Gandalf’s prediction that Gollum’s role in the drama might still be crucial, and indicative of Frodo’s own fate. Sméagol briefly resurges thanks to Frodo’s kindness, but when Frodo is obliged to betray him to Faramir’s men to save his life, Gollum returns more dominant than ever. Serkis’ genius in the role helped it do something that the Star Wars prequels failed notably to do with Jar-Jar Binks, in making a CGI character substantial and dramatically dominating. Jackson starts The Return of the King with a prologue flashback to Sméagol and his friend Déagol (Thomas Robins) first discovering the ring: the bauble’s immediate, deadly effect on Sméagol drives him to strangle Déagol and claim it. This scene turns the movie immediately towards a film noir-like underpinning in noting that obsessive jealousy and greed motivate one of its most crucial elements. It also lets Serkis appear on screen as the character.
Whilst Jackson and his co-writers reshuffled some events and employed a cross-cutting structure more reminiscent of the Star Wars films than Tolkien’s segmented narrative, and stealing some of the fire of those films with their heavy debt to Tolkien back, the three films correspond generally to the three volumes of the novel. The Fellowship of the Ring offers a pure, picaresque quest structure after its carefully laid story gambits. Jackson’s translation of Tolkien’s concept of an Anglocentric folklore presents its mythical, distorted prehistoric Europe as a place of untold ancient wonders and malignancies, monsters and spirits permeating taboo places, Elves lurking in woods and hills trying to maintain natural balance, and the industry of the Dwarves with their works remaining long after their builders have been wiped out by dark monstrosities. The beautifully blasted visions of arcane ruins, deserted chthonic cities, swamps littered with preserved corpses from long-ago battles, and volcanic wastelands, are always counterpointed with scenes of fecundity and splendour, particularly the Elven realms. Rivendell, pitched somewhere between storybook illustration and Chinese scroll painting in visions of jagged gables and hewn-wood decoration hovering weightlessly amidst soaring mountains, foaming waterfalls and delicate footbridges and shafts of soft light tickling gleaming bowers in the gloaming. The demesne of Galadriel with homes woven around and dug within the trunks of colossal trees. All filmed with unstinting excellence by the late Andrew Lesnie.
Another consequential choice Jackson and company made was to minimise the impact of the background lore on how the plot onscreen plays out. The film still retains constant hints of this extra dimension in the dialogue, so the random references to Melkor or Helm Hammerhand or Númenór mean something to people immersed in the books, but don’t trip up entirely fresh viewers. Such streamlining is one of the trickiest of arts in adaptation for this sort of thing and one the filmmakers did exceptionally well from one point of view, compared to, say, David Lynch’s zealously detailed yet corkscrewed approach to Dune (1984). Despite the general determination to stay true to the defiantly anti-modern lilt of the source material, they also sheared away some portions of the story, most particularly the puckish sprite Tom Bombadil, most likely to turn off a contemporary mass audience. The arguable unfortunate collateral cost of this is subtle: for Tolkien, the lore, the world that surrounds his characters and provides them with their legends and histories and reasons why things stand as they do in Middle-earth, was as much the point as the immediate melodrama, if not moreso. By stripping away Tolkien’s songs and parables and hushed little reveries on the meaning of things the heroes witness, a crucial part of his work essence is minimised. It also, to a degree, makes Tolkien’s world over in the image of some of its lesser imitators in the world of fantasy, where things simply are what they are in obedience to general generic dictum: Sauron is the Dark Lord, and that’s that.
And yet Jackson, as a director in full command of his medium, is able to communicate much of this flavour through his imagery. Sights like the grand statues of the ancient Gondor kings called the Argonauth looming from cliffs in the midst of wilderness, or the decapitated head of a statue and other ruins littering the landscape, convey the impressions of this vast and layered history as well as a dozen pages of written lore, a world pitted with the scars of primeval wars between demons and archangels and the refuse of civilisations risen and fallen. This connects with Tolkien’s obsessive refrain of damage and regeneration, sickening and healing, permeating both the storyline’s preoccupation and its visual realisation, inculcated in very human incidents like Frodo’s poisoning and revival and Théoden’s recovery from his withered, enslaved state, through to entire socio-political structures, in Aragorn’s coming presaging the recovery of Gondor. Just a little too often, Jackson uses bright glowing light to signal the presence of the ethereal, although it’s certainly in keeping with Tolkien’s imagery chains and Manichaean conceptualism. The trilogy also constantly sees Frodo swooning and falling when he feels the ring’s influence for little good reason except to amp up the drama, to the point where you wonder if he actually has an inner ear infection.
The Two Towers sees Merry and Pippin escape from their Orc captors when the raiding party is attacked by horsemen from Gondor’s neighbouring human kingdom, Rohan. After encountering Gandalf, reborn as a higher order of wizard through defeating the Balrog in battle, the two Hobbits are taken in hand by Treebeard (voiced by Rhys Davies), a member of a species called Ents who look like walking, talking trees and consider themselves shepherds and protectors of the forests. Merry and Pippin set about trying to convince the lethargic but hulking Ents to attack Saruman’s stronghold. Aragorn, Gimli, and Legolas also meet up with Gandalf, who leads them on a visit to the king of Rohan, Théoden, knowing that human realm lies in the path of Saruman’s legions. They find Théoden has become decrepit and wizened, as Théoden’s minister, the magnificently named Gríma Wormtongue (Brad Dourif), a minion of Saruman, has helped the evil wizard control Théoden as a puppet. Gandalf proves now powerful enough to break Saruman’s hold over Théoden and he returns to his normal state, whilst Gríma is exiled. With an army of Uruk-hai marching their way and many of his best fighters exiled by Gríma including his heir apparent Éomer (Karl Urban), Théoden decides to hole up with his populace in a fortress called Helm’s Deep, where they’re reinforced by Elf warriors come to honour their old alliance, but thanks to Gríma’s advice Saruman mixes up an explosive device to shatter its defensive wall. The defenders prevail thanks to the last-minute arrival of Gandalf with Éomer and a force of Rohan’s mounted riders, the Rohirrim, whilst the Ents, stirred to wrath by Saruman’s predations on their forest, assault Isengard and lay waste to the wizard’s doings.
In The Return of the King, the Rohirrim move to help Gondor’s capital Minas Tirith which comes under siege by Orcs out of Mordor led by the strongest and most evil of the Nazgûl, the Witch-King of Angmar. Gandalf’s efforts to stir the city to defence are treated disdainfully by Denethor, who mourns Boromir’s death and has heard about Aragorn. Pippin volunteers as a warrior of Gondor to pay the debt he feels he owes as Boromir died saving him. Consumed by a need to enact the world-ending sorrow he feels as a literal cataclysm, Denethor sends Faramir out to die in a suicidal assault on the advancing Orcs, and then arranges a funeral pyre for them both despite Faramir, as Pippin notices, not being dead. Meanwhile Sam and Frodo are led into a trap by Gollum, who promises to show them a pass over high, jagged mountains in Mordor, neglecting to mention it’s inhabited by the huge, carnivorous spider-demon Shelob, as Gollum hopes Shelob will eat the two Hobbits so he can claim the ring out her spoor. Realising the Rohirrim aren’t strong enough to defeat the Orc army, Aragorn, with Gimli and Legolas in tow, heads into a haunted cave inhabited by the men who broke their oaths to Isildur to fight for him only to be cursed and linger in an undead and abhorred spectral state. Wielding Isildur’s reforged sword, gifted to him by Elrond as a totem of hope, whilst also testing the strength of the legitimacy of his claim on the throne, Aragorn obliges the dead men to follow him to help lift the siege of Minas Tirith.
Middle episodes of movie trilogies often represent a special challenge, and The Two Towers struggles with a disjointed narrative line including Gandalf’s deus ex machina return, a relative lack of real drama for the two pairs of Hobbits to play out, and the introduction of many characters of consequence to the rest of the tale, particularly Théoden, Faramir, and Théoden’s niece and ward Éowyn, who yearns to fight and falls for Aragorn. Jackson’s desire to hit the ground running is made a little too literal as he opens with Aragorn, Gimli, and Legolas jogging endlessly in their pursuit of Uruk-hai with Merry and Pippin: where Conan the Barbarian made its montage of its heroes dashing across the steppes lyrical and ebullient, here it feels oddly laborious and overextended, like fantasy workout video, despite Gimli’s comical complaining. The little dramas playing out in Théoden’s realm have to be quickly sketched. The structure, unlike the open-road narrative of the previous movie, demands more attention to the slow build of suspense before the final battle, with relatively little action in between. Nonetheless, The Two Towers eventually turns most of these potential problems into unusual strengths, allowing for Jackson’s most poetic visual flourishes and character touches, like Theodon holding a flower whilst standing before his dead son’s grave, and Gríma making a romantic overture to Éowyn so surprisingly lush in its longing that it momentarily arrests Éowyn’s justified loathing of him.
Particularly effective in this manner is the mid-film sequence where Elrond, trying to convince Arwen not to remain in Middle-earth pining for the mortal Aragorn, paints a picture of future grief as the unchanging Elf weeps over Aragorn’s sarcophagus under billowing wintry leaves, one of the many images in Jackson’s repertoire that seem stolen from some pre-Raphaelite painter. Jackson’s approach had plenty of cinematic forebears too. The feel for grandeur both natural and architectural and the basic lexicon of this kind of screen fantasy can be traced back to Fritz Lang’s Die Nibelungen (1924), and some of Jackson’s shots might as well have been clipped out of it. There’s also the strong imprint of Boorman’s Arthurian epic Excalibur (1981) with its careful visual contrast between sleek and brilliant, fashioned textures of armour and gleaming pseudo-classical buildings and the crude earth and fecund nature, but Jackson can’t quite reproduce the directness of Boorman’s gleaned concept of the human social order and natural flourishing as entwined. There are flashes of Conan the Barbarian and Krull (1983), along with King Kong (1933) and Ray Harryhausen’s stop-motion fantasy films: Kong shaking the log informs Gandalf’s confrontation with the Balrog whilst the heroes sailing past the feet of the Argonauth nods to the equally dwarfed heroes of Jason and the Argonauts (1963). There are some tips of the hat to Hong Kong wu xia cinema in the gravity-defying athleticism and deftness of Legolas as well as the balletic camerawork, harking back to Tsui Hark’s Zu: Warriors of the Magic Mountain (1980) and Tony Siu-Tung Ching’s A Chinese Ghost Story (1987), an influence that would grow more pronounced in the prequel The Hobbit series.
The battle scenes draw on suitable models ranging from Alexander Nevsky (1938) to Seven Samurai (1954), Spartacus (1960), Zulu (1964), and Waterloo (1970) with their sense of how to handle large masses locked in deadly, diagrammatic symmetry, delivering moments of raw cinematic spectacle like the defenders of Helm’s Deep beholding the awesome host of their enemies in flashes of lightning, before Kurosawan rain begins to fall upon the assembled armies. The war movie influence becomes stronger in the second and third episodes of the trilogy as the narrative switches from quest to combat. Jackson’s most vigorous innovation on his influences lies in his attempt to make the films studies in near-constant motion both narratively and stylistically. He exploits the digital effects to present an unfettered use of the camera, whilst still trying to retain a sense of contiguous gracefulness, creating something distinct from the increasingly hyperactive approach of some Hollywood directors in the 1990s whilst still declaratively modern. One great example comes when Saruman stands atop his tower using incantations to foil the Fellowship’s progress, the camera sweeping down with a bird’s-eye-view, conveying all the wild drama and shamanic natural communion inherent in the scene. Another, more traditional piece of camera dynamism comes in the climax of The Fellowship of the Ring with a long tracking shot that starts on ground level and soars to high overhead, following Uruk-hai as Boromir blowing the Horn of Gondor brings them running to that fight.
The combination of CGI and model work is used to deliver breathless spectacle, like the flying explorations of Saruman’s underground works where Orcs labour constantly, before going in closer for memorable visions of the Uruk-hai being born out mud. Certain sequences in the trilogy have the kind of breathless, super-cinematic power once reserved in reference for the likes of the parting of the Red Sea from The Ten Commandments (1956) or Kong on the Empire State Building or the end of Close Encounters of the Third Kind (1977), and they’re liberally scattered through all three instalments – the chase through Moria and Gandalf’s stand-off against the Balrog in The Fellowship of the Ring and the return to at the very start of The Two Towers as he and the beast plunge into the bowls of the earth; the ride of the Rohirrim climaxing The Two Towers; just about the whole battle for Minas Tirith in The Return of the King including Éowyn standing against the Witch King and Legolas clambering up the back of one of the monstrous elephant-like creatures called Oliphaunts and felling the beast and all its crew. The heavy emphasis on special effects to make all of this work on screen sometimes results in some tacky interludes, like the visualisation of Frodo’s delirium whilst arriving at Rivendell in The Fellowship of the Ring with faces looming in a digital blur overlaying Elvish architecture captured in swooning camerawork, looking like a TV commercial for a day spa. Similarly misjudged is the depiction of the Dead Men in The Return of the King, who look like day-glo ghouls off the back of some trading cards.
But other effects are consistently remarkable, particularly the motion-capture work applied to Serkis to realise Gollum and the techniques used to place the actors playing Hobbits and Dwarves in shot with those playing normal-sized folk, effects that are virtually seamless and let the actors interact believably. Most importantly, the effects come on with a level of giddy enthusiasm directly tied to the storytelling, and Jackson’s capacity to make them serve his impeccable sense of staging, particularly when used with a dash of appropriate poetry, as when Arwen summons a flood upon the pursuing Nazgûl, the wave plunging upon them forming foamy shapes of horses on the gallop, or the flood of dazzling light that cascades down the hillside with the Rohirrim charging the Orcs at Helm’s Deep. One critic at the time of the films’ release cleverly likened the smaller, more fleeting effects dropped seemingly casually into shots to Sergio Aragones’ margin doodles for MAD Magazine, like Legolas managing to swing himself up onto a charging horse with a casual show of his superhuman dexterity, and one of the Ents rushing to douse his burning head in floodwater.
Despite all the outsized trappings and showmanship, the three films nonetheless usually retain a canny sense of when to slow down and contemplate, in vignettes like Gandalf’s famous speech to Frodo about weathering terrible times and deciding “what to do with the time that is given us,” or Gríma’s appeal to Éowyn, and Théoden mourning his son, slain in combat with the Orcs. Whilst it’s not exactly a character drama in the fullest sense, The Lord of the Rings keeps the human level in focus. The sense of the characters’ purpose as mythic emblems is wielded with a Dickensian sense of potent caricature and constantly mediated by humour, preventing any hint of characters becoming frieze blocks of nobility. Merry and Pippin are mostly comic relief figures at first, as is Gimli, whose very real prowess as a warrior is given a constant edge of irony by his need to talk himself up with his outsized pride matched to his small stature, engaging in a running competition with Legolas. Bloom was immediately, if briefly anointed with matinee idol status in playing the longhaired, eternally poised, stoic-faced but mischievous-eyed Legolas, the character in the trilogy most in touch with swashbuckling spirit of movies of yore, thanks to Jackson who hands him some of the movies’ most inventive action moments, as when he surfs down a flight of stairs to save his friends during the Helm’s Deep battle, and the more elaborate set-piece of him bringing down the Oliphaunt.
Jackson was one of the first directors to truly exploit the new DVD era as he prepared considerably longer versions of the three films for home viewing release – The Return of the King was the first film to capture Best Picture whilst still technically being in production. Not everything added to the extended editions works, like a silly scene with Merry and Pippin in the forest under Treebeard’s watch, and the scene where Aragorn, Gimli, and Legolas are chased off by the Dead Men at first with a cascade of skulls is rather pointless. They’re also inevitably less smoothly paced, playing more as TV series-like, and in their way probably helped give birth to the age of binge-watching. Nonetheless, the extended versions are considerably more dense and coherent works, making many relationships and moves of the plot more intelligible as well as more sharply defining the character and events in the context of their world. Particularly valuable is the restored scene where Saruman and Gríma, trapped by the Ents in the sorcerer’s tower, fall out and Gríma kills Saruman before being struck by one of Legolas’ arrows. The scene’s absence from the theatrical version was particularly egregious not dealing with the fates of two of the trilogy’s major characters, and the performances by Dourif, adding to his great gallery of on-screen weirdos, and Lee, capping his career with a role that was important to him as a great fan of Tolkien.
If there’s a lack in The Lord of the Rings, it’s one inherited in large part from the source material. We’re certainly in mythopoeic territory where the characters, both humanoid and other, exist in emblematic dimensions, ranging from Gollum as pathetic-malevolent greed to Gríma as political corruptor to Shelob as septic sexuality, Middle-earth conceived as a grand Jungian world of archetypes and Freudian dream-symbols. And, of course, a large part of the reason why the story is loved is precisely for the deliverance from sordid realities and entrance into a realm where the beauty and purity of the Elves and humble fortitude of the Hobbits coexist, where the valiant arrive on horseback to charge the lines of pure malice, and the entire universe trembles like a spider’s web to the palpable ruptures of good and evil. The Lord of the Rings, both books and films, is often criticised for black-and-white moral schemes, which isn’t entirely accurate: what it tries to do is allegorically dramatise moral ideas, like Gollum literally split between his good and bad streaks, and the confrontation with evil involving a physical and spiritual pilgrimage, in a manner that is authentically mythic. But it does lack some of that vital fire of human behaviour that drives great epics, both literary and cinematic, particular romantic and sexual desire, and protagonists who battle deep flaws.
It’s worth noting how vivid the human characters in authentic great myths and sagas tend to be. Any glance at some of Tolkien’s sources like the Nibelungenlied, the Völsunga Saga, the Arthurian cycle, Beowulf, and the Greek myths is to behold tales filled with spectacles of human perversity, savagery, interwoven with civilising traits, the tales of mad kings and wicked queens and perfect knights who are imperfect men, wild passion, incest, ego, greed, treachery, murder, and most particularly warring value systems, an essential ingredient of classical myth and tragedy. By creating Sauron and the Orcs Tolkien purposefully removed a rival moral and social faction to the heroes, presenting instead a catch-all Other to be resisted and slain without compunction. In terms of epic movie tradition, too, there’s a lack. There isn’t anything as elemental as the clash of personal and politico-religious urges in The Ten Commandments, or as fervent as Rhett and Scarlett or even Jack and Rose, or the pointed political subtexts and well-parsed metaphors for maturation of the Star Wars films, and despite the similarities in story it never explores the social meaning of a warrior creed like Seven Samurai. The Lord of the Rings accepts the medieval proposition that government is just about as good as the individuals holding power, and whilst Frodo and the other Hobbits all learn they’re stronger than they think, there’s no psychological process to their growth. When characters behave ignobly, like Boromir, it’s the external influence of the ring that causes their lapses. The notion of a personified and objectivised evil is very much at the heart of the story but also one that helps keep the story and its dimensions in the childlike. There is passion, but it’s relentlessly chaste: Éowyn’s love for Aragorn remains unrequited; Aragorn’s love for Arwen is given some body by Mortensen and Tyler but remains an almost entirely ethereal idea. The Lord of the Rings leans heavily upon its audience’s presumed fondness for virtuous simplicity and a boyish idea of the adult world.
Jackson and his fellow writers mediate the simplicity in this regard by fleshing out the characters’ needs and anxieties. Gríma’s desire for Éowyn is noted as his motive in the novel but given extra dimension in the films. Aragorn’s self-doubt is a recurring note that pays off in one moment of significant suspense when he seems to be arrested by Sauron’s whispered offerings, only to turn his comrades a smile before launching into battle. Perhaps Jackson’s most ambitious moment of grand and lyrical pathos comes in The Return of the King where Denethor, having ordered Faramir’s suicide attack, sits down for dinner and makes Pippin sing him a song to leaven the oppressive mood. Juice from his meal dripping like blood from his lips, Denethor listens to Pippin’s sad, spare lament, intercut with the defeat of the knights. It’s not a subtle scene – the eating is either a bit much or perfectly in tune with the kind of morality play the story emulates, depending on your point of view. But it works a powerful spell thanks to the crafting, the way Monaghan’s beautiful singing is used over images of defeat and death, and the spectacle of the aged potentate’s oblivious arrogance. Jackson touches upon a sense of futility and regret in the warfare the rest of the series generally delights in, examining the difference between selfless communal bravery and the misuse of power, presenting not a meaningful warrior death fighting against bottomless evil but something more familiar, young men dying to satisfy the egotisms of their rulers. Jackson may well have been moved to include the scene given the films’ release amidst the furore of the post-9/11 moment, a moment the films somewhat incidentally fed into and when some critics took aim at the films’ enshrining of martial valour.
Denethor’s presence in The Return of the King gives the trilogy something it otherwise lacks, a character who might well have stumbled of a Norse saga, embodying the more familiar evils of human nature but also with flashes of its more pitiable side, a wounded overlord whose decline is tied to the teetering state of his realm. To a certain extent Gríma inhabits a similar zone, but he might as well have “villain” tattooed on his forehead: even his last stab at redemption is a pathetic murder. Denethor is splendidly awful with his consuming blend of bitterness, pessimism, pain, and cruelty, constantly belittling Faramir as a fool and weakling, and venerating the fallen Boromir. His gestures of grandiose, nihilistic impulse reach their apex when he tries burn himself and Faramir alive together, only foiled through Gandalf and Pippin intervening to save Faramir. Denethor’s end makes a good example of the adaptors’ augmenting touch: where in the novel Denethor dies in the full grip of crazed will, Jackson votes him a moment of clarity and then pity, noticing Faramir is alive and for the first time seeming to actually love his son, just before he catches fire and dies falling from the city battlements. Denethor’s subordinating use of his sons as mirrors to his own vanity and self-loathing has a clear connection with Jackson’s previous studies in sick psychological dynamics, like the relationship of the two girls in Heavenly Creatures where the offspring elect to annihilate their repressing elders, and in Brain Dead where the son’s squirming Oedipal repression is finally dramatized when he’s swallowed back up his zombie mother’s womb.
Tolkien always rejected the idea his novel was a metaphor for World War II and Sauron a Hitlerian figure, but it still feels likely the logic of his own time thoroughly informed that of his book as well as his understanding of the historical perspective of ancient Britons. The story recreates a certain parochial vision where evil is out there in the simmering east and south, with the abhorred land of Mordor, and the Orcs, a race of diseased and devolved beings, representing everything foreign and threatening. Tolkien was despite his overall conservatism reputedly firmly anti-racist, and the storyline reflects that, presenting the different ‘races’ who overcome all their sometimes vast differences in worldview and understanding and fractious history to work together, embodied most crucially by the slow-warming friendship of Legolas and Gimli, as well as the army of Elf warriors who come to fight with Men at Helm’s Deep, and the ultimate choice of Théoden to ride to Gondor’s aid despite them doing nothing for Rohan. Another one of Jackson’s great visualisations, something of an apotheosis of epic moviemaking, comes when Gandalf, ignoring Denethor’s hostile refusal, gets Pippin to light a signal fire, one of a chain set up to communicate between the two kingdoms and call for aid: Jackson’s soaring aerial shots of jagged mountains and remote sentries lighting each fire, all set to Shore’s most lushly momentous scoring, capped by the long, boding pause as Théoden is told “Gondor calls for aid,” before he answers, “And Rohan will answer.”
When anticipating the third film’s release it was difficult to see Jackson topping the Helm’s Deep battle, but then came the battle in and around Minas Tirith, a sequence marked by ever-ratcheting levels of beautifully choreographed craziness, complete with Nazgûl riding their flying dragon-like creatures to maraud over the city, and the onslaught of the Oliphaunts. Théoden leads the Rohirrim in a grand charge, and Éowyn and Merry, both forbidden to enter the fight but doing it anyway, weave their way through the carnage before finally facing down the Witch King after he attacks Théoden and mortally wounds. Éowyn is close to being my favourite character in the trilogy, first glimpsed as the picture-perfect Saxon princess struggling to stay out of Gríma’s clutches and trying to stave off a depressive stupor, before eventually donning armour and riding secretly to war with Merry at her side as another of the heroes determined to prove she’s stronger than anyone knows. Otto, despite a scene when she lapses into a strange mid-Pacific brogue (perhaps a sign of the production’s occasional shifts in direction), is a luminous presence, and gives the film one of its major sources of heart, building to the moment when she reveals herself to the Witch King and declares, “I am no man,” the greatest moment of on-screen girl power since Ripley’s choice words to the alien queen in Aliens (1986).
Whilst much smaller in scale, Frodo and Sam’s encounter with Shelob, into whose lair Gollum successfully tricks Frodo into entering after separating him and Sam through conniving, is just as potent a scene, thanks largely to the incredibly good effects used to realise the monstrous arachnid and the sickly intimacy of the struggle: the sight of Shelob silently stalking Frodo through crags is something I can easily imagine sending arachnophobes into fits. Sam’s reappearance just as Shelob is about to consume the paralysed and trussed Frodo is the best of Jackson’s many last-second interventions, Sam’s emergence as the ideal yeoman hero crystallising as he confronts the monster with sword and bottled starlight, a magical gift from Galadriel painful to the dark-dwelling monster. Jackson’s gift for staging extends in the final, depleting trek to Mount Doom, whilst the survivors of the great battle at Minas Tirith, led by Aragorn, march to Mordor’s gate to distract Sauron and his legions and give the Hobbits a chance to gain their goal. Jackson’s elaborate tricks to make the experience ever more agonising are deployed to their best effect here as the final yards prove the most gruelling, not just in physical exhaustion but the bitter final twist of Frodo finally succumbing to the ring’s influence and refusing to throw it into the lava, closing the circle as he stands in the same place as Isildur millennia earlier and falls prey to the same, undeniable influence.
Only this time the joker in the deck proves to be Gollum whose need for the ring seem to even exceed its creator’s, assaulting Frodo at the threshold and biting his finger off to get the ring, only for the enraged Hobbit to push his doppelganger into the fiery chasm, Gollum so lost in his utter joy at reclaiming the precious he doesn’t even notice as he falls, finally burning up with the ring in the lava. Jackson gleefully goes for broke in the sight of Sauron’s tower collapsing, his great eye quivering in agony and despair before exploding, and the ground swallowing up the Orc army, before Gandalf flies in to rescue Sam and Frodo before the perish in the lava streams. The final passages of The Return of the King, which frustrated some in offering several potential endings, see Aragorn installed as king of Gondor and marrying Arwen and obliging everyone to pay homage to the heroism of the Hobbits, who then return home and try to settle back into life, something Frodo eventually finds he can’t do. So Frodo is invited to leave Middle-earth with Elrond, Galdriel, Bilbo, and Gandalf and head off the Undying Lands, making his farewells to Sam, Merry, and Pippin. The embrace of a melancholy tone in the concluding scenes, the awareness of the great conflict claiming costs from its hero that can’t be healed, invests the trilogy with its last and finest flash of stylised truth, Frodo’s ascension to the status of a legendary figure one that also cleaves him from the living, growing, dying world. It’s left to Sam, naturally, to return home and resume the business of living. It’s a reminder that for all the heroic lustre and otherworldly lyricism invested in the material it’s a work written by someone who knew how hard coming home from war could be, and it’s this final motif, at once sobering and yet also deepening the mythopoeic resonance, Jackson respects to the utmost.
The Lord of the Rings has proved both the great moment and a bit of a millstone in terms of Jackson’s career. His subsequent efforts, King Kong (2005), The Lovely Bones (2009), and The Hobbit trilogy (2012-14), were all greeted with varying levels of disappointment, in large part because each of them was beholden to pre-existing material Jackson’s approach strained against, but also all sported passages of great filmmaking. Whilst there was some legitimacy to complaints The Hobbit films were overindulged, and the attempts to synthesise an equal kind of epic story out of a slim book could not match what came before it, nonetheless Jackson used the second trilogy to explore the troubles afflicting Middle-earth largely skimmed over in The Lord of the Rings films, like the schism of Elves and Dwarves and the general spectacle of greed, and giving greater psychological dimension to figures like Bilbo and Thorin Oakenshield, the latter emerging as an authentic antihero. Jackson dug deeper to find the material to find more of the satirical aspect he once thrived on, at the risk of spurning the lustre of heroic escapism the first trilogy so perfectly enshrined. The Lord of the Rings as a trilogy has its missteps and hyperbolic passages, but they’re a part of its overall, giddy texture. There were and are few cinema experiences to match it, an achievement that, so far, set the bar for Hollywood just a little too high to reach again.